Chapter 22 On completion of this chapter, the reader will be able to: • Discuss the physiologic adaptations that the neonate must make during the period of transition from the intrauterine to the extrauterine environment. • Describe the behavioral adaptations that are characteristic of the newborn during the transition period. • Explain the mechanisms of thermoregulation in the neonate and the potential consequences of hypothermia and hyperthermia. • Recognize newborn reflexes and differentiate characteristic responses from abnormal responses. • Discuss the sensory and perceptual functioning of the neonate. • Identify signs that the neonate is at risk related to problems with each body system. At term the lungs hold approximately 20 mL of fluid per kilogram. Air must be substituted for the fluid that filled the fetal respiratory tract. Traditionally it had been thought that the thoracic squeeze occurring during normal vaginal birth resulted in significant clearance of lung fluid. However, it appears that this event plays a minor role. In the days preceding labor there is reduced production of fetal lung fluid and concomitant decreased alveolar fluid volume. Shortly before the onset of labor there is a catecholamine surge that seems to promote fluid clearance from the lungs, which continues during labor (Goldsmith, 2011). The movement of lung fluid from the air spaces occurs through active transport into the interstitium, with drainage occurring through the pulmonary circulation and lymphatic system. Retention of lung fluid can interfere with the infant’s ability to maintain adequate oxygenation, especially if other factors (e.g., meconium aspiration, congenital diaphragmatic hernia, esophageal atresia with fistula, choanal atresia, congenital cardiac defect, immature alveoli) that compromise respirations are present. Infants born by cesarean in which labor did not occur before birth can experience some lung fluid retention, although it typically clears without deleterious effects on the infant. These infants are also more likely to develop transient tachypnea of the newborn (TTNB) caused by the lower levels of catecholamines (Abu-Shaweesh, 2011). TABLE 22-1 Characteristics of the Respiratory System of the Neonate Pco2, Partial pressure of carbon dioxide. From Blackburn S: Maternal, fetal, and neonatal physiology: a clinical perspective, ed 4, St Louis, 2013, Saunders. In neonates with more serious respiratory problems, symptoms of distress are more pronounced and tend to last beyond the first 2 hours after birth. Respiratory rates can exceed 120 breaths/min. Moderate-to-severe retractions, grunting, pallor, and central cyanosis can occur. The respiratory symptoms can be accompanied by hypotension, temperature instability, hypoglycemia, acidosis, and signs of cardiac problems. Common respiratory complications affecting neonates include RDS, meconium aspiration, pneumonia, and persistent pulmonary hypertension of the newborn (PPHN) (Askin, 2009) (see Chapter 25.) TABLE 22-2 Cardiovascular Changes at Birth Data from Blackburn S: Maternal, fetal, and neonatal physiology: a clinical perspective, ed 4, St Louis, 2013, Saunders. Early or delayed clamping of the umbilical cord changes the circulatory dynamics of the newborn. Delayed clamping expands the blood volume from the so-called placental transfusion of blood to the newborn. Delayed cord clamping (≥2 minutes after birth) has been reported to be beneficial in improving hematocrit and iron status and decreasing anemia; such benefits can last up to 6 months (Andersson, Hellström-Westas, Andersson, et al., 2011; Arca, Botet, Palacio, et al., 2010). Polycythemia that occurs with delayed clamping is usually not harmful, although there can be an increased risk of jaundice that requires phototherapy. Because fetal circulation is less efficient at oxygen exchange than the lungs, the fetus needs additional RBCs for transport of oxygen in utero. Therefore at birth the average levels of RBCs, hemoglobin, and hematocrit are higher than those in the adult; these levels fall slowly over the first month. At birth the RBC count ranges from 4.6 to 5.2 million/mm3 (Blackburn, 2013). The term newborn can have a hemoglobin concentration of 13.7 to 20.1 g/dL at birth, decreasing gradually to 12 to 20 g/dL during the first 2 weeks (Pagana and Pagana, 2009). Hematocrit levels at birth range from 51% to 56%, increase slightly in the first few hours or days as fluid shifts from intravascular to interstitial spaces (Blackburn, 2013), and by 8 weeks are between 39% and 59% (Pagana and Pagana, 2009). Polycythemia (central venous hematocrit greater than 65%) can occur in term and preterm infants as a result of delayed cord clamping, maternal hypertension or diabetes, or intrauterine growth restriction. 1. Convection is the flow of heat from the body surface to cooler ambient air. Because of heat loss by convection, the ambient temperature in the nursery is kept at approximately 24° C (75.2° F), and newborns in open bassinets are wrapped to protect them from the cold. A cap may be worn to decrease heat loss from the infant’s head. 2. Radiation is the loss of heat from the body surface to a cooler solid surface not in direct contact but in relative proximity. To prevent this type of loss, cribs and examining tables are placed away from outside windows, and care is taken to avoid direct air drafts. 3. Evaporation is the loss of heat that occurs when a liquid is converted to a vapor. In the newborn heat loss by evaporation occurs as a result of vaporization of moisture from the skin. This heat loss is intensified by failing to dry the newborn directly after birth or by drying the infant too slowly after a bath. The less mature the newborn, the more severe the evaporative heat loss. Evaporative heat loss, as a component of insensible water loss, is the most significant cause of heat loss in the first few days of life. 4. Conduction is the loss of heat from the body surface to cooler surfaces in direct contact. When admitted to the nursery, the newborn is placed in a warmed crib to minimize heat loss. The scales used for weighing the newborn should have a protective cover to minimize conductive heat loss. Loss of heat must be controlled to protect the infant. Control of such modes of heat loss is the basis of caregiving policies and techniques. One method for promoting thermoregulation and maternal-newborn interaction is to place the naked newborn on the mother’s bare chest and cover both with a blanket (Fig. 22-1). This skin-to-skin contact reduces conductive and radiant heat loss and enhances newborn temperature control and maternal-infant interaction (Brown and Landers, 2011). Although occurring less frequently than hypothermia, hyperthermia can occur and must be corrected. A body temperature greater than 37.5° C (99.5° F) is considered to be abnormally high and is typically caused by excess heat production related to sepsis or a decrease in heat loss. Hyperthermia can result from the inappropriate use of external heat sources such as radiant warmers, phototherapy, sunlight, increased environmental temperature, and the use of excessive clothing or blankets (Brown and Landers, 2011). The clinical appearance of the infant who is hyperthermic often indicates the causative mechanism. Infants who are overheated because of environmental factors such as being swaddled in too many blankets exhibit signs of heat-losing mechanisms: skin vessels dilate, skin appears flushed, hands and feet are warm to touch, and the infant assumes a posture of extension. The newborn who is hyperthermic because of sepsis appears stressed: vessels in the skin are constricted, color is pale, and hands and feet are cool. Hyperthermia develops more rapidly in a newborn than in an adult because of the relatively larger surface area of an infant. Sweat glands do not function well. Serious overheating of the newborn can cause cerebral damage from dehydration or even heat stroke and death (Brown and Landers, 2011).
Physiologic and Behavioral Adaptations of the Newborn
Physiologic Adjustments
Respiratory System
Initiation of Breathing
Sensory Factors.
CHARACTERISTIC
EFFECT ON FUNCTION
Immature alveoli; decreased size and number of alveoli
Risk of respiratory insufficiency and pulmonary problems
Thicker alveolar wall; decreased alveolar surface area
Less efficient gas transport and exchange
Continued development of alveoli until childhood
Possible opportunity to reduce effects of discrete lung injury
Decreased lung elastic tissue and recoil
Decreased lung compliance requiring higher pressures and more work to expand; increased risk of atelectasis
Reduced diaphragm movement and maximal force potential
Less effective respiratory movement; difficulty generating negative intrathoracic pressures; risk of atelectasis
Tendency to nose breathe; altered position of larynx and epiglottis
Enhanced ability to synchronize swallowing and breathing; risk of airway obstruction; possibly more difficult to intubate
Small compliant airway passages with higher airway resistance; immature reflexes
Risk of airway obstruction and apnea
Increased pulmonary vascular resistance with sensitive pulmonary arterioles
Risk of ductal shunting and hypoxemia with events such as hypoxia, acidosis, hypothermia, hypoglycemia, and hypercarbia
Increased oxygen consumption
Increased respiratory rate and work of breathing; risk of hypoxia
Increased intrapulmonary right-left shunting
Increased risk of atelectasis with wasted ventilation; lower Pco2
Immaturity of pulmonary surfactant system in immature infants
Increased risk of atelectasis and respiratory distress syndrome; increased work of breathing
Immature respiratory control
Irregular respirations with periodic breathing; risk of apnea; inability to rapidly alter depth of respirations
Signs of Respiratory Distress
Cardiovascular System
PRENATAL STATUS
POSTBIRTH STATUS
ASSOCIATED FACTORS
Primary Changes
Pulmonary circulation: High pulmonary vascular resistance, increased pressure in right ventricle and pulmonary arteries
Low pulmonary vascular resistance; decreased pressure in right atrium, ventricle, and pulmonary arteries
Expansion of collapsed fetal lung with air
Systemic circulation: Low pressures in left atrium, ventricle, and aorta
High systemic vascular resistance; increased pressure in left atrium, ventricle, and aorta
Loss of placental blood flow
Secondary Changes
Umbilical arteries: Patent, carrying of blood from hypogastric arteries to placenta
Functionally closed at birth; obliteration by fibrous proliferation possibly taking 2 to 3 months, distal portions becoming lateral vesicoumbilical ligaments, proximal portions remaining open as superior vesicle arteries
Closure preceding that of umbilical vein, probably accomplished by smooth muscle contraction in response to thermal and mechanical stimuli and alteration in oxygen tension
Mechanically severed with cord at birth
Umbilical vein: Patent, carrying of blood from placenta to ductus venosus and liver
Closed; becoming ligamentum teres hepatis after obliteration
Closure shortly after umbilical arteries; hence blood from placenta possibly entering neonate for short period after birth
Mechanically severed with cord at birth
Ductus venosus: Patent, connection of umbilical vein to inferior vena cava
Closed; becoming ligamentum venosum after obliteration
Loss of blood flow from umbilical vein
Ductus arteriosus: Patent, shunting of blood from pulmonary artery to descending aorta
Functionally closed almost immediately after birth; anatomic obliteration of lumen by fibrous proliferation requiring 1 to 3 months, becoming ligamentum arteriosum
Increased oxygen content of blood in ductus arteriosus creating vasospasm of its muscular wall
High systemic resistance increasing aortic pressure; low pulmonary resistance reducing pulmonary arterial pressure
Foramen ovale: Formation of a valve opening that allows blood to flow directly to left atrium (shunting of blood from right to left atrium)
Functionally closed at birth; constant apposition gradually leading to fusion and permanent closure within a few months or years in majority of persons
Increased pressure in left atrium and decreased pressure in right atrium, causing closure of valve over foramen
Blood Volume
Hematopoietic System
Red Blood Cells and Hemoglobin
Thermogenic System
Heat Loss
Cold Stress
Hyperthermia
Physiologic and Behavioral Adaptations of the Newborn
