Professional standards and rules:





Introduction

Health care professionals have the potential to do much good but also the potential to do much harm to those to whom they deliver care. Health care is a moral endeavour, in that the aim of practice is to maximize health and well-being. This chapter concentrates on the human side of health care ethics and what we know of human nature whilst recognizing that health professionals are both fallible and vulnerable at times. It provides an initial framework for the student embarking on a study of ethics and its application to everyday health care practice. The focus is on you as a person, at the beginning of your journey to join a profession of practice, and the personal characteristics you need to nurture as an emerging professional. The view being promoted here is that, knowing the kind of person you are now and the person that you aspire to be, will make a difference to the potential you have to do good or to do harm to others. This will make a difference as to how your behaviour in practice is experienced by others, whether it is viewed as life-enhancing or life-diminishing by them as individual, worthwhile persons.

This chapter is about you taking responsibility for acting in the right manner, in the moral sense of rightness and wrongness, demonstrated in the way you are being with others and behaving towards one another. It is about being familiar with the rules for professional practice and developing understanding about the sources of the rules and standards for professional practice. In the third part of the chapter you will be invited to join the ‘virtual’ ethics class of a group of foundation students, and to consider their stories about practice experience. You will be able to participate in learning how to engage in the complex process of ethical enquiry. You will also be able to consider how the profession’s rules and standards might be applied to inform standards of practice in general, as well as to consider the specific guidance on how to deal with difficult situations in practice. At this initial stage in your study of ethics it is less about taking the responsibility for ethical decision-making in practice and more about deciding what is the right course of action. This will engage you with the study of ethics as an academic discipline, including a detailed study of moral theory and the application of reasoning and logic in making judgements about the ‘right’ course of action to take from a range of possible options. It will become an important part of your study of ethics for practice as you progress to the next stages of your educational programme and as you acquire more experience in the practice of health care and further develop your thinking and reasoning abilities.

To assist you in developing this knowledge the chapter has been divided into three sections. The first section provides you with an overview of moral endeavour and ethical conduct. The second section is concerned with professional statutory regulations and how they provide a guide to practitioners and to students about their professional and everyday conduct. The third section is the ‘virtual’ discussion group mentioned above, in which you are invited to participate and where nursing students are exploring case studies from their own practice experiences and seeking resolution to issues they found problematic.


An introduction to principles of moral endeavour and ethical conduct

Ethics is a complex form of enquiry in pursuit of some standard with which to judge the rightness or wrongness of our actions in the moral sense. In deciding wrongness of our actions we can evaluate our behaviour from a number of points of view, of which morality is only one (Rowson 1990). We judge the rightness/wrongness, goodness/badness of our actions using a range of standards. For example, a judgement of what is right or wrong in the legal sense can be supported with evidence from the statute book. A judgement about what is right or wrong to do from the perspective of social convention can be supported with evidence from cultural codes, professional codes and standards of conduct, rules and etiquette. A judgement of what is right or wrong to do from a practical point of view can be supported with scientific evidence, evidence of best practice that is tested and proven in experience. These different sources of evidence are not sufficient standards in themselves to support a judgement of what is right or wrong to do in the moral sense. The standard by which to judge rightness or wrongness, goodness or badness of action in the moral sense requires different evidence.


Ethics as a complex process of enquiry

The more traditional approach to health care ethics involves health care professionals using reason and logic from moral philosophy in the analysis of complex arguments in order to defend judgements about what is right action in health care. It is a highly complex process and requires nurses to engage with in-depth study of different sources and kinds of knowledge in order to develop advanced levels of understanding across a range of subject disciplines. These include concepts and theories of health, nursing, law, politics, philosophy and moral theory which are beyond the scope of this chapter, but we have provided some suggested further reading at the end. Much of the ethics literature for health care professions is about the moral theory of the traditional philosophers and its application in the quest for the ‘right’ answer to an ethical dilemma in practice. As well, there is a tendency to dwell on the more dramatic life events such as whether or not to continue artificial feeding for a person with severe brain injury, arguing the rights and wrongs of genetic engineering and cloning, and euthanasia. These are discussed at great length in the public and political domains and are sometimes brought by health care professionals to the attention of the courts for legal judgement. In contrast are the everyday issues occurring in health care settings such as the challenge for nurses finding sufficient time to spend with patients, feeding and washing highly dependent patients and in promoting safe infection-free environments through a range of measures including hand-washing (Gould 2004). These are given less attention in the literature and can go unnoticed despite the fact they do matter to patients and their carers. Hand-washing is a simple procedure that is critical to the prevention of health care associated infection, including methicillin-resistant Staphylococcus aureus (commonly known as MRSA). MRSA can have devastating results for patients who become infected and there is a growing evidence base to inform health care practitioners about best practice to prevent this. Yet, despite knowing the facts, several studies have reported nurses do not always practise hand hygiene either by hand-washing (Boyle et al 2001) or the use of antiseptic wipes or gel. Knowing that taking this simple measure can reduce the risk for patients, the nurses in these studies were not always motivated to adhere to the best practice guidelines; nor were some hospitals, in that they failed to provide the equipment and materials needed.


Becoming an ethical practitioner

Becoming an ethical practitioner requires ambition to become a good nurse and a personal investment in learning what it means to be a good nurse, the starting point for this chapter. It is based on the thinking of those who subscribe to the field of virtue ethics (Held, 1990 and Held, 1993, MacIntyre 1993), which concentrates on what sort of person it is right to aspire to be, and how we behave towards one another, rather than how we decide what actions are right. Getting it right is possible only in the wider context of what sort of person it is good to be in all one’s professional decisions. The view being promoted here is that a nurse who has nurtured the development of certain characteristics attributed to a good person will make a difference in terms of being sufficiently motivated towards taking the right course of action in health care practice when dealing with others. Whilst it is highly desirable that health professionals, including the professional nurse, acquire highly developed thinking and reasoning ability through the study of moral theory to defend a course of action as a morally right action, it does not necessarily guarantee that they will take that course of action in practice. You could conclude that Harold Shipman (a general practitioner, well respected in the community, who was found guilty of murdering his patients) and Beverly Allitt (a hospital nurse who was found guilty of causing the deaths of children in her care) did not need to study ethics and moral theory to know that treating patients in the way they did was morally wrong. In being cunning, dishonest and cruel they were able to commit and conceal from their colleagues their vile acts.

This chapter concentrates on the human side of ethics and what we know about human nature. We are all human beings first and foremost, which means we are fallible and vulnerable sometimes. We can have a long-lasting effect on one another’s lives which can be experienced by individuals as life-enhancing or their value as persons being diminished. Health care, including nursing, is a moral endeavour as health care professionals in giving care have the potential to do much good but also to do much harm to others. Health and well-being are values we seek to maximize as part of the ‘good life’, so the provision of health care is a moral and cultural good (Seedhouse 1998). Health problems can leave us dependent on others to help us with our health needs. We need ‘virtu-ous practitioners’ when we are vulnerable and dependent. These virtuous practitioners are people who consistently demonstrate in their thinking, decision-making and practice a moral character and a respect for the rules and standards of professional conduct.


Nursing is a moral endeavour

Nursing as part of health care is a moral endeavour. It is not something we do in isolation from others nor is it something we do to another. It happens through relating with another person so that both parties should feel the benefit from the encounter. Caring is a key value underpinning nursing practice and has a complexity of meaning (Watson & Lea 1997). For the purposes of this chapter the dimension of caring chosen is one that captures the moral ideal of valuing all people as unique persons with basic human rights and who have similar and different needs (Sadler 1997, Watson, 1997 and Watson, 1999). With this in mind it might be useful for you to reflect on stories reported in the media about nurses not caring for patients but neglecting their care. For example a television drama ‘Dad’, shown in the UK in 2005, was based on elderly persons’ experiences of abuse. Other television programmes such as ‘Panorama’ and ‘Dispatches’ also highlight instances of poor care or abuse of vulnerable patients occurring in hospitals.

Consider Case history 4.1:


• What is your immediate reaction to this?


• What individual characteristics might you assume the nurses involved failed to demonstrate and that you think are necessary to be a good nurse?


• What do you think might have influenced how these nurses were behaving towards patients, assuming that when they entered the profession they were deemed to demonstrate the profession’s values of caring and ethics?


• What are the essential personal qualities all new entrants to initial programmes of preparation for nursing need to demonstrate?


• How do you think these qualities could be assessed by those selecting entrants to nursing programmes?

Case history 4.1


In an undercover television programme, nurses were seemingly indifferent to the visible distress of elderly patients in their care, ignoring their reports of discomfort and calls for help. Patients who were unable to help themselves were left lying in bed in their own excrement, unwashed and ignored by the nurses. The programme makers and viewers were outraged by what they described as bad care and the neglect of vulnerable persons by these nurses.

The standard of conduct expected of professionals when caring for patients and carers is laid down in the ‘Nursing and Midwifery Council Code of professional conduct’. You might well think that in the case described in Case history 4.1 you don’t need a code of ethics to know that treating patients in this neglectful and cruel way is wrong. Those nurses were removed from the register of qualified nurses and midwives maintained by the NMC and, in order to protect the public, are no longer allowed to practise. Becoming a health care professional such as a nurse is about becoming a certain kind of person and nurturing the development of those characteristics associated with being a good nurse. It is about questioning what kind of person you are, what you are trying to achieve as a health care professional and how you are relating to patients/clients and colleagues. It is about trying to better understand the potential that you as a person bring with you either for doing a great deal of good or for doing a great deal of harm. In identifying the characteristics you consider essential for becoming a good nurse you might have included in your list qualities such as honesty, kindness, generosity, justice and fairness, tolerance, compassion and respect for basic human rights in one’s dealings with one another.


Virtue ethics

A virtue is a trait of character that is manifested in habitual actions. Actions spring from a firm and unchangeable virtuous character. For example, an honest person is truthful as a matter of principle, not just occasionally or when it is to their advantage. MacIntyre (1993) and Rachels (1998) argue that in today’s society more emphasis needs to be placed on character building and the virtues associated with a virtuous character of someone who is motivated to take the right action in practice. Their argument in support of the revival of virtue ethics is that notions of moral duty and obligation are no longer compatible with today’s world views. It is felt that modern societies have inherited fragments of conflicting ethical traditions and that people are feeling confused. A claim for a return to virtue ethics is that these virtues are needed to conduct our lives well. We are rational social beings who need and want the company of others. We live in communities, amongst friends, family and fellow citizens. Such virtues as courage, loyalty, generosity and honesty are needed for living with all of these people successfully, whatever their culture or race. These virtues all have the same sort of general value as they are qualities needed for successful living. The traditional moral philosophers would argue that it is not possible for an ethical theory that is based entirely on a virtuous character to do all the work of ethics. The idea of a core of all virtues suggests there is only one good way to live and one good way for society to develop, whereas there are many different ways to live and many possible different worlds. in the future, each world will require different systems and practices, and people with different kinds of virtue, for its development. Whilst this may be true in part, another view is that despite our differences we all have a great deal more in common. Everyone needs courage and generosity because in all situations there will be property to be managed, goods to be distributed, and some people will be worse off than others. Honesty is needed because no society can exist without communication between its members. Loyalty is needed because everyone needs friends, and to have friends one must be a friend, so everyone needs loyalty. As a framework to guide ethical nursing practice attention is paid to the major areas of life that form moral character. What are the character traits of the virtuous and the non-virtuous nurse? Virtue ethics is appealing because it provides a natural and attractive account of moral motivation. Virtue ethics makes the question of moral character its main concern. Whilst it provides understanding about moral character, moral education and motivation to act morally well, it does not necessarily provide a sufficient guide to deciding right action.


Caring: a central value for ethical practice

The concept of caring as a guide to ethical nursing practice occupied a prominent position in the nursing literature in the 1980s and 1990s with authors such as Benner & Wrubel (1989), Gilligan (1982), Leininger, 1981Leininger, 1984 and Leininger, 1998, Noddings (1984), Tschudin (1992) and Watson (1997). Inherent in nursing practice is the moral sense of caring. Caring is a central value that underpins a special way of being and doing within the nurse–patient relationship that can promote good and enhance patients’ and nurses’ lives. The moral sense of caring is a universal value that guides practice. Feminist moral philosophers such as Held, 1990 and Held, 1993 argue that theories of ethics that emphasize right action will never satisfactorily provide an account of what is actually done in practice. It is one thing to contemplate through reason the weighting of moral principles and to undertake rational calculation when deciding what is the right thing to do. Knowing the right thing to do does not necessarily mean that the nurse is motivated to take what is judged to be right action. The taking of action will depend on the particular qualities, virtues and vices of the nurse’s character. To understand nursing ethics we must try to understand what makes a good nurse, one who is motivated to act ethically. A survey of over 200 nurses, conducted in the USA by Plunkett (1999), found that the most disturbing ethical dilemma reported by these nurses was having to work with colleagues they described as being unethical and impaired. They described their colleagues as lacking in motivation to enhance the health and well-being of their patients and clients. They were seen to condone unethical practice through their inaction; that is, they stood back and did nothing to challenge their colleagues.

The writers from the caring movement highlight particular features of the caring relationship, including ways of relating, the existence of particular conditions within the relationship, specific aims for interacting and the presence of particular caring qualities or characteristics of the caregiver. Virtuous caring qualities and characteristics highlighted include: empathy and concern for others (Gilligan 1982); being non-judgemental and accepting of others, tolerance (Noddings 1984); compassion, competence, confidence, conscience, commitment, nurturance, presence, being supportive, trustworthiness, patience, honesty, humility, courage (Leininger 1981). Through self-actualization and the development of these qualities and characteristics, the nurse will strive for the good of self and the good of others (i.e. for the good in general) (Wagner 2002). Character is the source of ethical nursing practice. Actions spring from a firm and unchangeable virtuous character. For example, the kind nurse will habitually think and act in kind ways as a matter of principle, not just occasionally or when it is to her advantage. A virtue is a trait of character that is manifest in habitual actions that is good for a person to have. In contrast, we tend to avoid people with vices such as those who have no regard for the truth, lack compassion, are cruel, disloyal and intolerant of others who have different values and beliefs.

Sadly, patients and their carers find they cannot always avoid those they would prefer not to have giving them care. An elderly relative, recently hospitalized with a fractured femur, reported to the author that he was full of praise for the care he had received. The one exception was a night nurse who he said had terrified him. He recalled she was cruel with him and seemed to go out of her way to be mean and unhelpful, removing an extra blanket from his bed given to him by another nurse, despite being told he was cold. She had not returned as promised with his drink and medication on two separate occasions despite giving him reassurance that she would. He had spent the next three nights cold in bed, in pain and too frightened to speak out. The other nurses did not challenge the nurse about how she was behaving nor did they care to bring him a blanket, a drink or medication despite knowing his situation. They said they feared her retaliation! Was this cowardice on their part? Did they lack the courage to deal with the situation? What was the nature of their responsibility for the poor standard of care he had received? What was difficult for the elderly relative to understand was that he had witnessed this same nurse being very ‘kind’ to some of the other patients. Whilst he could accept that nurses are human and will not necessarily like all the patients they meet, he could not accept this as sufficient reason for a nurse being so cruel and uncaring and providing poor standards of care. More importantly, he could not understand why the other nurses did not tell the ‘modern matron’ or support him in telling her about this nurse’s behaviour. Surely they knew that what the nurse did was wrong so why were they not motivated to do something to prevent any further abuse? The two Nursing and Midwifery Council guidelines ‘Reporting unfitness to practise: a guide for employers and managers’ (NMC 2004a) and ‘Reporting lack of competence: a guide for employers and managers’ (NMC 2004b) are to support employers and managers in dealing with such incidents reported to them. Your university will also have procedures in place so that students are able to report incidences of unprofessional practice and obtain support in acting morally well in their responses.


The ‘NMC Code of professional conduct’

As a student learning to engage with the process of ethical enquiry and as a guide to your ethical decision-making in practice, it is essential that you understand the shared values of the health care regulatory bodies and the nursing profession. The ‘NMC Code of professional conduct’ states the obligations of every registered practitioner in their everyday practice when caring for patients/clients. Before you proceed further with this chapter, we recommend that you visit the NMC website and explore the various web pages and information posted there.

Publication of the 2008 Nursing and Midwifery Council Code of Conduct: professional standards for nurses and midwives (NMC 2008) was the result of a two-year process that involved consultation with thousands of people. The 2008 code, informed by the same professional and moral values as the 2004 code, is written in everyday language, easier to understand and gives clearer guidance for responding to practice dilemmas and public protection concerns of today.

Some of the issues that were debated by nurses and midwives with the NMC for inclusion in the 2008 Code and with a request for clearer guidance included:


• Whether nurses and midwives could ever accept gifts or cash from patients.


• The need to introduce clauses on when nurses and midwives could use their profession to promote political causes (this question was triggered when a nurse appeared in uniform in a magazine promoting fox hunting).


• Accountability of nurses when off duty needed greater clarification (this could help clarify cases such as when a nurse took part in the UK Big Brother television programme and claimed to have had unprotected sex in the swimming pool – many nurses called for her to be removed from the register for bringing nursing into disrepute).


• Ethical dilemmas for nurses resulting from the increased use of sponsorship as a result of changing employment practices in health services provider organisations (e.g. those nurses whose salaries are paid for by companies who supply products they use in their practice may be seen to be using their professional status to endorse these products).



The Nursing and Midwifery Council

The Nursing and Midwifery Council (NMC), an organization set up by parliament to protect the public, is the professional regulatory body for the nursing and midwifery professions of the UK. The NMC maintains a register of around 682 000 qualified nurses, midwives and specialist community public health nurses. The role of the NMC is to protect the public by ensuring that nurses and midwives provide high standards of care to their patients and clients. These standards are set out in the ‘NMC Code of professional conduct’. The standards already apply to you as a student. To achieve its aims, the core responsibilities of the NMC are to:


• Maintain a register of qualified nurses, midwives and specialist community public health nurses.


• Set and improve standards for education, practice performance, conduct and ethics.


• Provide advice and guidance to help nurses, midwives and specialist community public health nurses raise professional standards of care.


• Deal with allegations of misconduct, lack of competence or unfitness to practise due to ill health in the interests of public protection.


• Quality-assure education for nurses, midwives and specialist community public health nurses.


The student and the professional regulatory body

You might rightly be wondering what the professional regulatory body has to do with you, a nursing student and not yet registered with the NMC as a nurse. The NMC is highly relevant. It is responsible for setting the standards for your educational programme that leads to initial registration, including the level of entry to the programme. This includes ensuring you can provide evidence that you are of good health and character; this will be continuously monitored by your university throughout your educational programme (NMC 2004c).


Rehabilitation of Offenders Act 1974

Prior to acceptance as a suitable candidate for nursing you will have been required to apply for a Criminal Records Bureau (CRB) check. The university is entitled to ask exempted questions under the Exceptions Order to the Rehabilitation of Offenders Act (1974). As the exceptions relate to working with children, the elderly or sick people, anyone applying for nursing is required by law to reveal all convictions both spent and unspent. The Standard Enclosure check will reveal these. The role of CRB, an executive agency of the Home Office, is to assist organizations to make safer recruitment decisions and reduce the risk of abuse by ensuring that those who are unsuitable are not able to work with children and vulnerable adults. If a post involves working with children or vulnerable adults then the Protection of Children Act (POCA) list, the Protection of Vulnerable Adults (POVA) list and information held under section 142 of the Education Act (2002) will also be searched. Enhanced disclosure is the highest level of check available to anyone involved in regularly caring, training, supervising or being in sole charge of children or vulnerable adults and your details will be subjected to this scrutiny. Take some time to read the useful information on the CRB disclosure website (www.crb.gov.uk).


Competence in practice

As a nursing student it is of great significance that you will spend up to 50% of your programme learning in the practice setting, assisting in providing care for patients and their carers under the supervision of a registered nurse. The standard of competence you are expected to demonstrate in your practice as a student is clearly outlined in the ‘NMC Code of professional conduct’; you should read this very carefully. In addition, the ‘Guide for students of nursing and midwifery’ (NMC 2002a) provides some guidance for the clinical experience you will undertake as a student; it is available at the NMC website (www.nmc-uk.org).

At different stages in your programme you will be required to demonstrate an appropriate level of competence. Before you are eligible to become a registered nurse you will be required to meet the level of proficiency described by the NMC. Lack of competence or proficiency is defined as ‘a lack of knowledge, skill or judgement of such a nature that you are unfit to practise safely and effectively in any field you seek to practise’. The standard against which an individual’s lack of competence will be assessed is clearly stated in the code of professional conduct, and the same standard equally applies to the student in practice. As a learner, you need to be aware of your limitations in carrying out procedures or giving information. Lack of competence in either of these areas could put your patient in great danger.

Part of knowing one’s limitations is having self-awareness, and possessing the qualities of integrity, honesty and humility to the right degree. A key component in your nursing programme is your ambition in developing these and learning skills for effective continuing personal/professional development planning.


Fitness to practise

In undertaking its role to protect the public, the NMC sets and improves standards for education, training and conduct of those of the Professional Register. It provides advice to registrants and considers allegations of misconduct, lack of competence or unfitness to practise due to ill-health. The NMC publishes Fitness to practise annual reports, which provide important detail about the nature of allegations of misconduct, unfitness to practise and lack of competence that are brought to its attention and how it has dealt with these.


NMC ‘Fitness to practise annual report’

Each year the NMC publishes a report on its work in each of its areas of responsibility over the previous year. The ‘Fitness to practise annual report 2003–2004’ (NMC 2004d) described an increase in allegations of misconduct from 1301 in 2002–2003 to 1460 in 2003–2004. The ‘Fitness to practise annual report 2004–2005’ (NMC 2005a) records a slight fall in the figures to 1389 for the period of this report. Under the 1993 NMC ‘Fitness to practise rules’, anyone can make a complaint, but the largest number of complaints are made by employers, usually following disciplinary proceedings at the workplace. The police are also obliged to inform the professional regulatory body of any criminal conviction received by a practitioner on the NMC register. This means that, should you be found guilty of an offence, such as driving while under the influence of drugs or alcohol, in possession of drugs, etc., they will automatically notify the professional statutory body (the NMC); they will also investigate the matter, to decide whether further action needs to be taken.


The NMC ‘Fitness to practise annual report 2003–2004’ and the NMC ‘Fitness to practise annual report 2004–2005’ both highlight that the greatest single area of complaint is poor practice, with a total of 39% of all charges in 2004–2005. This is a slight increase on a total of 35% of all charges for the period of the 2003–2004 report. These complaints included failure to attend to patients’ basic needs, inappropriate drug administration and unsafe clinical practice. Other poor practice charges were concerned with poor record-keeping and abuse of patients and clients, including theft, physical abuse, verbal abuse and sexual abuse.

The magnitude of these complaints indicates that there is an apparent gap between the shared values of the health care regulatory bodies and the registered practitioners who have been referred to the investigatory committees. What is the cause of these differences in conduct, and how may they be explained? Could it be that these nurses and midwives were lacking in competence, were unfit to practise due to ill-health or simply that they did not accept the responsibility for acting morally well?

In the first part of this chapter we provided examples of nurses who seemingly condoned unethical practice by standing back and doing nothing when they witnessed it. There is also a growing concern amongst the profession and the public about what is being perceived as a lack of competence of some nurses, including those completing the initial preparation programme and who are registering to become a qualified nurse.


New rules and competence


The importance of competence features more centrally in the NMC ‘Fitness to practise rules’. The NMC sees the purpose of modern regulation as being to enable practitioners rather than to police them. This includes enabling employers to engage in NMC policy development, setting standards, and to make appropriate referrals for fitness to practise investigations. It also includes enabling and supporting registrants to meet their continuing professional development (CPD) standards. Under the new ‘Fitness to practise rules 2004’, the NMC Investigating Committee will refer complaints to the Conduct and Competence Committee or the Health Committee. As a result, cases against practitioners who face lack of competence allegations are now separated from misconduct investigations, and there is a clear set of criteria to be met prior to referral to the Conduct and Competence Committee. New sanctions for lack of competence have been introduced. Any cases brought since August 2004 are dealt with under the 2004 rules. Charges considered by the Conduct and Competencies Committee include neglect of basic care, patient abuse (physical sexual verbal), drug maladministration, poor record-keeping, abuse of colleagues, unsafe clinical practice, drug misappropriation, failure to take action in an emergency. Allegations received after 1 August 2004 and dealt with under the new rules are reported in the NMC ‘Fitness to practise annual report 2004–2005. It is important that you read this report, which is available on the NMC website and which contains some case studies.

Understanding the role of the NMC and its different committees is an important aspect of learning to become a professional.


Current work of the NMC in improving standards for practice performance

The NMC has recently reported the outcome of a number of reviews for improving standards for education and practice performance (see Activity 4.1). These include issues relating to the recruitment and selection of students for entry to pre-registration nursing and midwifery programmes and the quality of mentorship supervision and assessment of student competence in practice. The NMC considers that this work is vital to ensure public protection and that the right people are recruited into nursing programmes and nursing roles.

Activity 4.1


Take some time to visit the NMC website at www.nmc-uk.org, where you will find hyperlinks to all the NMC reports and investigations.

Other activities commissioned by the NMC are concerned with:


• Describing a level of registration for nurses working at an advanced or higher level.


• Regulating programmes for nurses from overseas countries wishing to work in the UK.


• Reviewing continuing professional development for nurses and current post-registration education and practice (PREP) requirements.


• Reviewing the ‘NMC Code of professional conduct’ and working with other health care regulators to share good practice, including consideration of a common code for all health professions.


The law and the NMC

Because the NMC is the professional statutory regulatory body set up by an Act of Parliament (originally through the Nurses, Midwives and Health Visitors Act 1979 and later amended by the Nurses, Midwives and Health Visitors Acts of 1992 and 1997), it has the responsibility of acting as parliament’s representative in regulating the profession. This means that the NMC has a legal duty to hold professional conduct hearings into allegations of improper conduct by a nurse, a midwife or a specialist community public health nurse. The rules that govern the hearing itself are provided in a legal document approved by parliament and known as a statutory instrument (before 1 August 2004: Nurses, Midwives and Health Visitors rules 1993; after August 2004: NMC rules 2004). This statutory instrument obliges the NMC to follow a certain procedure in its investigation and hearings of these matters as referred to earlier in this section. The ‘NMC Code of professional conduct’ sets out the extent of the professional duty required of a nurse, a midwife, or a specialist community public health nurse. It sets out the standard of professional conduct in the practice setting, and it is important to realize that the ‘NMC Code of professional conduct’ carries the legal backing of parliament. As a result, the ‘NMC Code of professional conduct’ can be used to judge the conduct of any nurse who may have fallen below the standards demanded by the profession. It is a requirement of the NMC that registered practitioners (nurse, midwife or specialist community public health nurse) adhere to the ‘NMC Code of professional conduct’; if they fail to do so, this will potentially lead to their being disciplined or even removed from the Professional Register.

The NMC determines professional duty, which may differ from the registered practitioner’s legal duty. However, the NMC will not require nurses to behave in a manner that is unlawful. Each section of the ‘NMC Code of professional conduct’ is based on common law. A nurse who appears in court for any reason may be found liable of negligence or be guilty of a criminal offence and whilst courts have the power to order the nurse to pay compensation or to impose a criminal sentence they do not have the power to order that a nurse be prohibited from working as a nurse. This can only be determined by the NMC through its committees.

In summary, the nurse has a professional duty to the NMC which may be different from the legal duty owed to patients, clients, colleagues and employers. You can probably recognize the importance of developing your knowledge and understanding of the law as it applies to you whether you are preparing to become a registered nurse, midwife or specialist community public health nurse.


The legal basis of practice

The majority of health care situations that incur legal involvement will be civil matters. The courts of law deal with criminal offences and it is more likely that a nurse, midwife or specialist community public health nurse will be affected by civil law than by criminal court decisions. In a climate of increasing litigation, it is vital that you have the necessary knowledge and understanding of the law and how it relates to your nursing practice. The four key areas in which the law interacts with professional practice are nursing legislation, employment legislation, criminal law and civil law.


Nursing legislation

As regards nursing legislation, already discussed earlier, acts of parliament relate specifically to nursing. Much of the law controlling nursing is drawn up by the NMC from these acts.


Employment legislation

Employment legislation is concerned with protection of the individual employee and the negotiation of industrial relations between employers and unions. Matters of alleged misconduct, redundancy and dismissal are handled with reference to employment regulations.


Criminal law

Criminal law is breached when a crime is committed. For example, if a nurse or student steals medicines, bed sheets or food from a place of work, which could be a patient’s home, then a criminal charge will normally be brought against the nurse. The wrongful use of drugs is also a criminal offence. Criminal charges are always brought against an individual by the Crown Prosecution Service. The NMC will automatically be informed and they decide, rather than the courts, whether or not the nurse will be permitted to continue to practise, regardless of the outcome of the charges decided by the courts.


Civil law

Civil law involves the rights and duties that individuals have towards each other. Under civil law, legal action is taken by a private individual against another individual or organization. A successful civil action results in the award of monetary compensation to the wronged individual. The part of civil law that is concerned with wrongful acts against the individual is known as the ‘law of torts’. The word tort comes from the Latin meaning to injure or twist; tort allows someone to acquire the right of action or damages as a result of a breech of duty identified in law. The areas covered by torts are relevant to any nurse and student in practice. They include:


The tort of trespass to the person. This is known as ‘assault and battery’ and is relevant to any nurse who has ever restrained a patient or given a patient an injection without their consent.


The tort of defamation. This is known as ‘libel and slander’ and is relevant to nursing reports and records. Referring to a patient as a ‘cantankerous old faggot’ could result in the tort of defamation being used.


The tort of negligence. This often occurs as a direct result of failure to care. The tort of negligence is of major importance for practising nurses.



The duty of care

When people are in the care of any professional, including health professionals such as nurses, then a particular set of rights and duties come into action. You need to remember that people have the same rights as citizens when they come into contact with the health services as patients and clients. These rights include the duty of care. Patients rights are detailed in health service charters and include:


• The right to receive a high-level quality of care that takes account of their individual circumstances.


• To have their preferences and choices respected.


• To receive care that pays respect to their religious, spiritual and other beliefs.


• To be given full and accurate information about the care they are receiving.


• To have their dignity maintained at all times.


• To have their privacy respected.


• To be involved in making decisions about the care they receive.


• To have the right to say ‘no’ (to refuse care or a particular form of care).

A right can only be said to have meaning if it is seen to create an equal and opposite duty or obligation on another. The nurse–patient/client relationship establishes a duty of care from the nurse to the patient. On one level this is a moral duty. The professional nurse is expected to make a moral commitment to uphold the values and special moral obligations, rules and duties in the ‘NMC Code of professional conduct’ which places the patient’s rights, health and well-being at the heart of health care practice. Also the duty derives from the law of torts, which imposes a duty whenever one person can reasonably foresee that their conduct may cause harm to another. This means that we as nurses have a legal obligation to care for patients (known as a duty of care) as well as a moral one.

As a student and emerging professional, you also have a moral duty to abide by the ‘NMC Code of professional conduct’ as well as a moral and legal duty of care to patients. The shared values as laid down in the ‘NMC Code of professional conduct’ are based on the notion that people have rights. An understanding about what constitutes an individual’s rights is a vital goal for health care professionals and students. The ‘NMC Code of professional conduct’ also provides guidance for professionals and students for all their nursing activities. These should uphold and promote the rights of those the ‘NMC Code of professional conduct’ is aimed towards. Violation of a patient’s rights is a serious matter and one of the worst offences that health professionals can be found guilty of.



As well as establishing the legal and moral nature of our duty as nurses we also need to be clear about what is an acceptable standard of care. The nurse is expected to exhibit the expertise normally demonstrated by competent nurses. A patient has the right to expect the same level of competence from a student. As a student you are expected to reach the standards that are on a level with your training and experience. Remember that you should never accept responsibility for any aspect of nursing care unless you feel comfortable that you possess the necessary skills, knowledge and expertise to be able to fulfil what is required in a safe and competent manner. If you accept responsibility, then accountability is part of the same package. You will have no defence to claim ignorance or lack of relevant experience if you make an error. What is also very important to remember is that all nurses from time to time will feel uncomfortable in that they may not possess the necessary skill, knowledge or expertise required of them. This is often because of changes in treatments and care, or because they are working in an unfamiliar setting. Integrity and having the humility to admit that you don’t know and will need to learn and develop competence are characteristics of a good nurse and a good student. If you are faced with such a situation it is essential that you seek help and training from an expert colleague or mentor before you accept responsibility for that particular aspect of nursing care.


Fair and anti-discriminatory practice

Fair and anti-discriminatory nursing practice, recognizing and respecting alternative cultures and beliefs, is constructed around the valuing of the individual as a person with rights, a key value in the ‘NMC Code of professional conduct’. The moral principle of justice as fairness, together with the moral principle of autonomy, are pivotal to current health care practice and central to many of the arguments within medical and nursing ethics. Both these moral principles will provide the ‘anchors’ for you to understand the source of the rules or duties laid down in the ‘NMC Code of professional conduct’. When you are faced with situations in practice and feel confused or lost, then it is a good idea to return to these two principles and to consider how you are applying them in the situation you are facing. It may help you to get back on track if you ask yourself how you respect and recognize an individual’s autonomy. In addition, it is important to reflect and question whether you can demonstrate that you are being just and fair in the way you relate to your patient. If you find yourself treating a patient differently (or unfavourably) compared with your conduct towards other patients, you need to ask yourself what the reason is. Is it a good reason or is it due to some prejudice about age, race, gender, culture? Valuing an individual as a person with rights includes a positive acceptance of difference, arising, for example, from ethnic origin, cultural beliefs, personal attributes, social status, property, birth, health problems, political and personal opinions. An important piece of research conducted by Stockwell in 1972 and republished in 1984 demonstrated that these nurses discriminated negatively against patients who are less able to comply or who require additional care, such as people who have a sight or hearing deficit.
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Jul 24, 2016 | Posted by in NURSING | Comments Off on Professional standards and rules:

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