7. Watson’s philosophy and theory of transpersonal caring



Watson’s philosophy and theory of transpersonal caring



D. Elizabeth Jesse and Martha R. Alligood



Credentials and background of the theorist


Margaret Jean Harman Watson, PhD, RN, AHN-BC, FAAN, was born and grew up in the small town of Welch, West Virginia, in the Appalachian Mountains. As the youngest of eight children, she was surrounded by an extended family–community environment.


Previous authors: Ruth M. Neil, Ann Marriner Tomey, Tracey J. F. Patton, Deborah A. Barnhart, Patricia M. Bennett, Beverly D. Porter, and Rebecca S. Sloan. These authors wish to thank Dr. Jean Watson for her ongoing inspiration and support, along with her review of the content of this chapter for accuracy and her assistance in updating the references and bibliography.


Watson attended high school in West Virginia and then the Lewis Gale School of Nursing in Roanoke, Virginia. After graduation in 1961, she married her husband, Douglas, and moved west to his native state of Colorado. Douglas, whom Watson describes as her physical and spiritual partner, and her best friend, died in 1998. She has two grown daughters, Jennifer and Julie, and five grandchildren. Jean lives in Boulder, Colorado.


After moving to Colorado, Watson continued her nursing education and graduate studies at the University of Colorado. She earned a baccalaureate degree in nursing in 1964 at the Boulder campus, a master’s degree in psychiatric–mental health nursing in 1966 at the Health Sciences campus, and a doctorate in educational psychology and counseling in 1973 at the Graduate School, Boulder campus. After Watson completed her doctoral degree, she joined the School of Nursing faculty, University of Colorado Health Sciences Center in Denver, where she has served in both faculty and administrative positions. In 1981 and 1982, she pursued international sabbatical studies in New Zealand, Australia, India, Thailand, and Taiwan; in 2005, she took a sabbatical for a walking pilgrimage in the Spanish El Camino.


In the 1980s, Watson and colleagues established the Center for Human Caring at the University of Colorado, the nation’s first interdisciplinary center committed to using human caring knowledge for clinical practice, scholarship, and administration and leadership (Watson, 1986). At the center, Watson and others sponsor clinical, educational, and community scholarship activities and projects in human caring. These activities involve national and international scholars in residence, as well as international connections with colleagues around the world, such as Australia, Brazil, Canada, Korea, Japan, New Zealand, the United Kingdom, Scandinavia, Thailand, and Venezuela, among others. Activities such as these continue at the University of Colorado’s International Certificate Program in Caring-Healing, where Watson offers her theory courses for doctoral students.


At University of Colorado School of Nursing, Watson served as chairperson and assistant dean of the undergraduate program. She was involved in planning and implementation of the nursing PhD program and served as coordinator and director of the PhD program between 1978 and 1981. Watson was Dean of University of Colorado School of Nursing and Associate Director of Nursing Practice at University Hospital from 1983 to 1990. During her deanship, she was instrumental in the development of a post-baccalaureate nursing curriculum in human caring, health, and healing that led to a Nursing Doctorate (ND), a professional clinical doctoral degree that in 2005 became the Doctor of Nursing Practice (DNP) degree.


During her career, Watson has been active in many community programs, such as founder and member of the Board of Boulder County Hospice, and numerous other collaborations with area health care facilities. Watson has received several research and advanced education federal grants and awards and numerous university and private grants and extramural funding for her faculty and administrative projects and scholarships in human caring.



The University of Colorado School of Nursing honored Watson as a distinguished professor of nursing in 1992. She received six honorary doctoral degrees from universities in the United States and three Honorary Doctorates in international universities, including Göteborg University in Sweden, Luton University in London, and the University of Montreal in Quebec, Canada. In 1993, she received the National League for Nursing (NLN) Martha E. Rogers Award, which recognizes nurse scholars’ significant contributions to advancing nursing knowledge and knowledge in other health sciences. Between 1993 and 1996, Watson served as a member of the Executive Committee and the Governing Board, and as an officer for the NLN, and she was elected president from 1995 to 1996. In 1997, the NLN awarded her an honorary lifetime certificate as a holistic nurse. Finally, in 1999, Watson assumed the nation’s first Murchison-Scoville Endowed Chair of Caring Science and currently is a distinguished professor of nursing.


In 1998, Watson was recognized as a Distinguished Nurse Scholar by New York University, and in 1999, she received the Fetzer Institute’s national Norman Cousins Award in recognition of her commitment to developing, maintaining, and exemplifying relationship-centered care practices (Watson, personal communication, August 14, 2000).


Watson is a Distinguished and/or Endowed Lecturer at national universities, including Boston College, Catholic University, Adelphi University, Columbia University-Teachers College, State University of New York, and at universities and scholarly meetings in numerous foreign countries. Her international activities also include an International Kellogg Fellowship in Australia (1982), a Fulbright Research and Lecture Award to Sweden and other parts of Scandinavia (1991), and a lecture tour in the United Kingdom (1993). Watson has been involved in international projects and has received invitations to New Zealand, India, Thailand, Taiwan, Israel, Japan, Venezuela, Korea, and other places. She is featured in at least 20 nationally distributed audiotapes, videotapes, and/or CDs on nursing theory, a few of which are listed in Points for Further Study at the end of the chapter.


Jean Watson has authored 11 books, shared in authorship of six books, and has written countless articles in nursing journals. The following publications reflect the evolution of her theory of caring from her ideas about the philosophy and science of caring.


Her first book, Nursing: The Philosophy and Science of Caring (1979), was developed from her notes for an undergraduate course taught at the University of Colorado. Yalom’s 11 curative factors stimulated Watson’s thinking about 10 carative factors, described as the organizing framework for her book (Watson, 1979), “central to nursing” (p. 9), and a moral ideal. Watson’s early work embraced the 10 carative factors but evolved to include “caritas,” making explicit connections between caring and love (Watson, personal correspondence, 2004). Her first book was reprinted in 1985 and translated into Korean and French.


Her second book, Nursing: Human Science and Human Care—A Theory of Nursing, published in 1985 and reprinted in 1988 and 1999, addressed her conceptual and philosophical problems in nursing. Her second book has been translated into Chinese, German, Japanese, Korean, Swedish, Norwegian, Danish, and probably other languages by now.


Her third book, Postmodern Nursing and Beyond (1999), was presented as a model to bring nursing practice into the twenty-first century. Watson describes two personal life-altering events that contributed to her writing. In 1997, she experienced an accidental injury that resulted in the loss of her left eye and soon after, in 1998, her husband died. Watson states that she is “attempting to integrate these wounds into my life and work. One of the gifts through the suffering was the privilege of experiencing and receiving my own theory through the care from my husband and loving nurse friends and colleagues” (Watson, personal communication, August 31, 2000). This third book has been translated into Portuguese and Japanese. Instruments for Assessing and Measuring Caring in Nursing and Health Sciences (2002), a collection of 21 instruments to assess and measure caring, received the American Journal of Nursing Book of the Year Award.


Her fifth book, Caring Science as Sacred Science (2005), describes her personal journey to enhance understanding about caring science, spiritual practice, the concept and practice of care, and caring-healing work. In this book, she leads the reader through thought-provoking experiences and the sacredness of nursing by emphasizing deep inner reflection and personal growth, communication skills, use of self-transpersonal growth, and attention to both caring science and healing through forgiveness, gratitude, and surrender. It received the American Journal of Nursing 2005 Book of the Year Award.


Recent books include Measuring Caring: International Research on Caritas as Healing (Nelson & Watson, 2011), Creating a Caring Science Curriculum (Hills & Watson, 2011), and Human Caring Science: A Theory of Nursing (Watson, 2012).


Theoretical sources


Watson’s work has been called a philosophy, blueprint, ethic, paradigm, worldview, treatise, conceptual model, framework, and theory (Watson, 1996). This chapter uses the terms theory and framework interchangeably. To develop her theory, Watson (1988) defines theory as “an imaginative grouping of knowledge, ideas, and experience that are represented symbolically and seek to illuminate a given phenomenon” (p. 1). She draws on the Latin meaning of theory “to see” and concludes, “It (Human Science) is a theory because it helps me ‘to see’ more broadly (clearly)” (p. 1). Watson acknowledges a phenomenological, existential, and spiritual orientation from the sciences and humanities as well as philosophical and intellectual guidance from feminist theory, metaphysics, phenomenology, quantum physics, wisdom traditions, perennial philosophy, and Buddhism (Watson, 1995, 1997, 1999, 2005, 2012). She cites background for her theory nursing philosophies and theorists, including Nightingale, Henderson, Leininger, Peplau, Rogers, and Newman, and also the work of Gadow, a nursing philosopher and health care ethicist (Watson, 1985, 1997, 2005, 2012). She connects Nightingale’s sense of deep commitment and calling to an ethic of human service.


Watson attributes her emphasis on the interpersonal and transpersonal qualities of congruence, empathy, and warmth to the views of Carl Rogers and more recent writers of transpersonal psychology. Watson points out that Carl Rogers’ phenomenological approach, with his view that nurses are not here to manipulate and control others but rather to understand, was profoundly influential at a time when “clinicalization” (therapeutic control and manipulation of the patient) was considered the norm (Watson, personal communication, August 31, 2000). In her book, Caring Science as Sacred Science, Watson (2005) describes the wisdom of French philosopher Emmanuael Levinas (1969) and Danish philosopher Knud Løgstrup (1995) as foundational to her work.


Watson’s main concepts include the 10 carative factors (see Major Concepts & Definitions box and Table 7-1) and transpersonal healing and transpersonal caring relationship, caring moment, caring occasion, caring healing modalities, caring consciousness, caring consciousness energy, and phenomenal file/unitary consciousness. Watson expanded the carative factors to a closely related concept, caritas, a Latin word that means “to cherish, to appreciate, to give special attention, if not loving attention.” As carative factors evolved within an expanding perspective, and as her ideas and values evolved, Watson offered a translation of the original carative factors into clinical caritas processes that suggested open ways in which they could be considered (Table 7-1).



TABLE 7-1  


Carative Factors and Caritas Processes











Carative Factors Caritas Processes


1. “The formation of a humanistic-altruistic system of values”


2. “The instillation of faith-hope”


3. “The cultivation of sensitivity to one’s self and to others”


4. “Development of a helping-trust relationship” became “development of a helping-trusting, human caring relation” (in 2004 Watson website)


5. “The promotion and acceptance of the expression of positive and negative feelings”


6. “The systematic use of the scientific problem solving method for decision making” became “systematic use of a creative problem solving caring process” (in 2004 Watson website)


7. “The promotion of transpersonal teaching-learning”


8. “The provision of supportive, protective, and (or) corrective mental, physical, societal, and spiritual environment”


9. “The assistance with gratification of human needs”


10. “The allowance for existential-phenomenological forces” became “allowance for existential-phenomenological-spiritual forces” (in 2004 Watson website)

“Practice of loving-kindness and equanimity within the context of caring consciousness”
“Being authentically present and enabling and sustaining the deep belief system and subjective life-world of self and one being cared for”
“Cultivation of one’s own spiritual practices and transpersonal self going beyond the ego self”
“Developing and sustaining a helping trusting authentic caring relationship”
“Being present to, and supportive of, the expression of positive and negative feelings as a connection with deeper spirit and self and the one-being-cared for”
“Creative use of self and all ways of knowing as part of the caring process; to engage in the artistry of caring-healing practices”
“Engaging in genuine teaching-learning experience that attends to unity of being and meaning, attempting to stay within others’ frame of reference”
“Creating healing environment at all levels (physical as well as nonphysical, subtle environment of energy and consciousness, whereby wholeness, beauty, comfort, dignity, and peace are potentiated)”
“Assisting with basic needs, with an intentional caring consciousness, administering ‘human care essentials,’ which potentiate alignment of mind body spirit, wholeness, and unity of being in all aspects of care”
“Opening and attending to spiritual-mysterious and existential dimensions of one’s own life-death; soul care for self and the one-being-cared for”


Image


Modified from Watson, J. (1979). Nursing: The philosophy and science of caring (pp. 9–10). Boston: Little, Brown. (for original carative factors); and Watson, J. (2004). Theory of human caring (website). Denver, (CO): Jean Watson/University of Colorado School of Nursing. Retrieved from: http://hschealth.uchsc.edu/son/faculty/jw_evolution.htm (for caritas processes and revised carative factors).


Watson (1999) describes a “Transpersonal Caring Relationship” as foundational to her theory; it is a “special kind of human care relationship—a union with another person—high regard for the whole person and their being-in-the-world” (p. 63).





MAJOR CONCEPTS & DEFINITIONS


Original 10 carative factors


Watson bases her theory for nursing practice on the following 10 carative factors. Each has a dynamic phenomenological component that is relative to the individuals involved in the relationship as encompassed by nursing. The first three interdependent factors serve as the “philosophical foundation for the science of caring” (Watson, 1979, pp. 9-10). As Watson’s ideas and values have evolved, she has translated the 10 carative factors into caritas processes. Caritas processes included a decidedly spiritual dimension and overt evocation of love and caring. (See Table 7-1 for the original carative factors and for caritas process interpretation.)


1 Formation of a humanistic altruistic system of values


Humanistic and altruistic values are learned early in life but can be influenced greatly by nurse educators. This factor can be defined as satisfaction through giving and extension of the sense of self (Watson, 1979).


2 Instillation of faith-hope


This factor, incorporating humanistic and altruistic values, facilitates the promotion of holistic nursing care and positive health within the patient population. It also describes the nurse’s role in developing effective nurse-patient interrelationships and in promoting wellness by helping the patient adopt health-seeking behaviors (Watson, 1979).


3 Cultivation of sensitivity to self and others


The recognition of feelings leads to self-actualization through self-acceptance for both the nurse and patient. As nurses acknowledge their sensitivity and feelings, they become more genuine, authentic, and sensitive to others (Watson, 1979).


4 Development of a helping-trust relationship


The development of a helping-trust relationship between the nurse and patient is crucial for transpersonal caring. A trusting relationship promotes and accepts the expression of both positive and negative feelings. It involves congruence, empathy, nonpossessive warmth, and effective communication. Congruence involves being real, honest, genuine, and authentic. Empathy is the ability to experience and thereby understand the other person’s perceptions and feelings and to communicate those understandings. Nonpossessive warmth is demonstrated by: a moderate speaking volume, a relaxed open posture, and facial expressions that are congruent with other communications. Effective communication has cognitive, affective, and behavior response components (Watson, 1979).


5 Promotion and acceptance of the expression of positive and negative feelings


The sharing of feelings is a risk-taking experience for both nurse and patient. The nurse must be prepared for either positive or negative feelings. The nurse must recognize that intellectual and emotional understandings of a situation differ (Watson, 1979).


6 Systematic use of the scientific problem-solving method for decision making


Use of the nursing process brings a scientific problem-solving approach to nursing care, dispelling the traditional image of a nurse as the doctor’s handmaiden. The nursing process is similar to the research process in that it is systematic and organized (Watson, 1979).


7 Promotion of interpersonal teaching-learning


This factor is an important concept for nursing in that it separates caring from curing. It allows the patient to be informed and shifts the responsibility for wellness and health to the patient. The nurse facilitates this process with teaching-learning techniques that are designed to enable patients to provide self-care, determine personal needs, and provide opportunities for their personal growth (Watson, 1979).


8 Provision for a supportive, protective, and corrective mental, physical, sociocultural, and spiritual environment


Nurses must recognize the influence that internal and external environments have on the health and illness of individuals. Concepts relevant to the internal environment include the mental and spiritual well-being and sociocultural beliefs of an individual. In addition to epidemiological variables, other external variables include comfort, privacy, safety, and clean, aesthetic surroundings (Watson, 1979).


9 Assistance with gratification of human needs


The nurse recognizes the biophysical, psychophysical, psychosocial, and intrapersonal needs of self and patient. Patients must satisfy lower-order needs before attempting to attain higher-order needs. Food, elimination, and ventilation are examples of lower-order biophysical needs, whereas activity, inactivity, and sexuality are considered lower-order psychophysical needs. Achievement and affiliation are higher-order psychosocial needs. Self-actualization is a higher-order intrapersonal-interpersonal need (Watson, 1979).


10 Allowance for existential-phenomenological forces


Phenomenology describes data of the immediate situation that help people understand the phenomena in question. Existential psychology is a science of human existence that uses phenomenological analysis. Watson considers this factor difficult to understand. It is included to provide a thought-provoking experience, leading to a better understanding of the self and others.


Watson believes that nurses have the responsibility to go beyond the 10 carative factors and to facilitate patients’ development in the area of health promotion through preventive health actions. This goal is accomplished by teaching patients personal changes to promote health, providing situational support, teaching problem-solving methods, and recognizing coping skills and adaptation to loss (Watson, 1979).


Use of empirical evidence


Watson’s research into caring incorporates empiricism but emphasizes approaches that begin with nursing phenomena rather than with the natural sciences (Leininger, 1979). For example, she has used human science, empirical phenomenology, and transcendent phenomenology in her work. She has investigated metaphor and poetry to communicate, convey, and elucidate human caring and healing (Watson, 1987, 2005). In her inquiry and writing, she increasingly incorporated her conviction that a sacred relationship exists between humankind and the universe (Watson, 1997, 2005).


Major assumptions


Watson calls for joining of science with humanities so that nurses have a strong liberal arts background and understand other cultures as a requisite for using Caring Science and a mind-body-spiritual framework. She believes that study of the humanities expands the mind and enhances thinking skills and personal growth. Watson has compared the status of nursing with the mythological Danaides, who attempted to fill a broken jar with water, only to see water flow through the cracks. She believed the study of sciences and humanities was required to seal similar cracks in the scientific basis of nursing knowledge (Watson, 1981, 1997).


Watson describes assumptions for a Transpersonal Caring Relationship extending to multidisciplinary practitioners:



• Moral commitment, intentionality, and caritas consciousness by the nurse protect, enhance, and potentiate human dignity, wholeness, and healing, thereby allowing a person to create or co-create his or her own meaning for existence.


• The conscious will of the nurse affirms the subjective and spiritual significance of the patient while seeking to sustain caring in the midst of threat and despair—biological, institutional, or otherwise. The result is honoring of an I-Thou Relationship rather than an I-It Relationship.


• The nurse seeks to recognize, accurately detect, and connect with the inner condition of spirit of another through genuine presence and by being centered in the caring moment; actions, words, behaviors, cognition, body language, feelings, intuition, thoughts, senses, the energy field, and so forth, all contribute to the transpersonal caring connection.


• The nurse’s ability to connect with another at this transpersonal spirit-to-spirit level is translated via movements, gestures, facial expressions, procedures, information, touch, sound, verbal expressions, and other scientific, technical, aesthetic, and human means of communication, into nursing human art/acts or intentional caring-healing modalities.


• The caring-healing modalities within the context of transpersonal caring/caritas consciousness potentiate harmony, wholeness, and unity of being by releasing some of the disharmony, that is, the blocked energy that interferes with natural healing processes; thus the nurse helps another through this process to access the healer within, in the fullest sense of Nightingale’s view of nursing.


• Ongoing personal and professional development and spiritual growth, as well as personal spiritual practice, assist the nurse in entering into this deeper level of professional healing practice, allowing for awakening to a transpersonal condition of the world and fuller actualization of the “ontological competencies” necessary at this level of advanced practice of nursing.


• The nurse’s own life history, previous experiences, opportunities for focused study, having lived through or experienced various human conditions, and having imagined others’ feelings in various circumstances are valuable teachers for this work; to some degree, the nurse can gain the knowledge and consciousness needed through work with other cultures and study of the humanities (e.g., art; drama; literature; personal story; or narratives of illness or journeys), along with exploration of one’s own values, deep beliefs, and relationship with self, others, and one’s world.


• Other facilitators are personal growth experiences such as psychotherapy, transpersonal psychology, meditation, bioenergetics work, and other models for spiritual awakening.


• Continuous growth for developing and maturing within a transpersonal caring model is ongoing. The notion of health professionals as wounded healers is acknowledged as part of the necessary growth and compassion called forth within this theory/philosophy (Watson, 2006b).


Theoretical assertions


Nursing


According to Watson (1988), the word nurse is both noun and verb. To her, nursing consists of “knowledge, thought, values, philosophy, commitment, and action, with some degree of passion” (p. 53). Nurses are interested in understanding health, illness, and the human experience; promoting and restoring health; and preventing illness. Watson’s theory calls upon nurses to go beyond procedures, tasks, and techniques used in practice settings, coined as the trim of nursing, in contrast to the core of nursing, meaning those aspects of the nurse-patient relationship resulting in a therapeutic outcome that are included in the transpersonal caring process (Watson, 2005; 2012). Using the original and evolving 10 carative factors, the nurse provides care to various patients. Each carative factor and the clinical caritas processes describe the caring process of how a patient attains or maintains health or dies a peaceful death. Conversely, Watson has described curing as a medical term that refers to the elimination of disease (Watson, 1979). As Watson’s work evolved, she increased her focus on the human care process and the transpersonal aspects of caring-healing in a Transpersonal Caring Relationship (1999, 2005).


Watson’s evolving work continues to make explicit that humans cannot be treated as objects and that humans cannot be separated from self, other, nature, and the larger universe. The caring-healing paradigm is located within a cosmology that is both metaphysical and transcendent with the co-evolving human in the universe. She asks others to be open to possibility and to put away assumptions of self and others, to learn again, and to “see” using all of one’s senses.


Personhood (human being)


Watson uses interchangeably the terms human being, person, life, personhood, and self. She views the person as “a unity of mind/body/spirit/nature” (1996, p. 147), and she says that “personhood is tied to notions that one’s soul possess a body that is not confined by objective time and space ….” (Watson, 1988, p. 45). Watson states, “I make the point to use mind, body, soul or unity within an evolving emergent world view-connectedness of all, sometimes referred to as Unitary Transformative Paradigm-Holographic thinking. It is often considered dualistic because I use the three words ‘mind, body, soul.’ I do it intentionally to connote and make explicit spirit/metaphysical—which is silent in other models” (Watson, personal communication, April 12, 1994).


Health


Originally, Watson’s (1979) definition of health was derived from the World Health Organization as, “The positive state of physical, mental, and social well-being with the inclusion of three elements: (1) a high level of overall physical, mental, and social functioning; (2) a general adaptive-maintenance level of daily functioning; (3) the absence of illness (or the presence of efforts that lead to its absence)” (p. 220). Later, she defined health as “unity and harmony within the mind, body, and soul” associated with the “degree of congruence between the self as perceived and the self as experienced” (Watson, 1988, p. 48). Watson (1988) stated further, “illness is not necessarily disease; [instead it is a] subjective turmoil or disharmony within a person’s inner self or soul at some level of disharmony within the spheres of the person, for example, in the mind, body, and soul, either consciously or unconsciously” (p. 47). “While illness can lead to disease, illness and health are [a] phenomenon that is not necessarily viewed on a continuum. Disease processes can also result from genetic, constitutional vulnerabilities and manifest themselves when disharmony is present. Disease in turn creates more disharmony” (Watson, 1985, 1988, p. 48).


Environment


In the original ten carative factors, Watson speaks to the nurse’s role in the environment as “attending to supportive, protective, and or corrective mental, physical, societal, and spiritual environments” (Watson, 1979, p. 10). In later work, she has a much broader view of environment: “the caring science is not only for sustaining humanity, but also for sustaining the planet …. Belonging is to an infinite universal spirit world of nature and all living things; it is the primordial link of humanity and life itself, across time and space, boundaries and nationalities” (Watson, 2003, p. 305). She says that “healing spaces can be used to help others transcend illness, pain, and suffering,” emphasizing the environment and person connection: “when the nurse enters the patient’s room, a magnetic field of expectation is created” (Watson, 2003, p. 305).


Logical form


The framework is presented in a logical form. It contains broad ideas that address health-illness phenomena. Watson’s definition of caring as opposed to curing is to delineate nursing from medicine and classify the body of nursing knowledge as a separate science.


Since 1979, the development of the theory has been toward clarifying the person of the nurse and the person of the patient. Another emphasis has been on existential-phenomenological and spiritual factors. Her works (2005) remind us of the “spirit-filled dimensions of caring work and caring knowledge” (p. x).


Watson’s theory has foundational support from theorists in other disciplines, such as Rogers, Erikson, and Maslow. She is adamant that nursing education incorporate holistic knowledge from many disciplines integrating the humanities, arts, and sciences and that the increasingly complex health care systems and patient needs require nurses to have a broad, liberal education (Sakalys & Watson, 1986).


Watson incorporated dimensions of a postmodern paradigm shift throughout her theory of transpersonal caring. Her theoretical underpinnings have been associated with concepts such as steady-state maintenance, adaptation, linear interaction, and problem-based nursing practice. The postmodern approach moves beyond this point; the redefining of such a nursing paradigm leads to a more holistic, humanistic, open system, wherein harmony, interpretation, and self-transcendence emerge reflecting a epistemological shift.


Application by the nursing community


Practice


Watson’s theory has been validated in outpatient, inpatient, and community health clinical settings and with various populations, including recent applications with attention to patient care essentials (Pipe, Connolly, Spahr, et al., 2012), living on a ventilator (Lindahl, 2011), and simulating care (Diener & Hobbs, 2012). Watson and Foster (2003) described an exemplary application of theory to practice; the Attending Nurse Caring Model (ANCM) is a unique pilot project in a Denver children’s hospital that is modeled after the “Attending” Physician Model. However, unlike a medical/cure model, the ANCM is concerned with the nursing care model. “It is constructed as a Nursing-Caring Science, theory-guided, evidence based, collaborative practice model for applying it to the conduct and oversight of pain management on a 37-bed, post surgical unit” (Watson & Foster, 2003, p. 363). Nurses who participate in the project learn about Watson’s caring theory, carative factors, caring consciousness, intentionality, and caring-healing practices. The mission of the ANCM is to have a continuous caring relationship with children in pain and their families. The ANCM is made visible in a caring-healing presence throughout the hospital. (See Watson’s website [http://www.watsoncaringscience.org] for examples of her theory in practice and further information about the many clinical agencies that use Watson’s work, such as Miami Baptist Hospital, Resurrection Health System [Chicago], Denver Veterans Administration Hospital and Children’s Hospital [Denver], Inova Health System [Virginia], Baptist Central Hospital [Kentucky], Elmhurst Hospital [New York], Pascak Valley Hospital [New Jersey], Sarasota Memorial Hospital and Tampa Memorial Hospital [Florida], and Scripps Memorial Hospital [California], among others.)


Administration/leadership


Watson’s theory calls for administrative practices and business models to embrace caring (Watson, 2006c), even in a health care environment of increased acuity levels of hospitalized individuals, short hospital stays, increasing complexity of technology, and rising expectations in the “task” of nursing. These challenges call for solutions that address health care system reform at a deep and ethical level, and that enable nurses to follow their own professional practice model rather than short-term solutions, such as increasing numbers of beds, sign-on bonuses, and/or relocation incentives for nurses. Many hospitals seeking Magnet status, such as Central Baptist Hospital in Lexington, Kentucky, are meeting these challenges by using Watson’s Theory of Human Caring for administrative change. Others call for sustaining a professional environment based on the definition of patient care essentials (Pipe, Connolly, Spahr, et al., 2012). This and other examples of caring administrative practices are described at her website and in her recent article, “Caring Theory as an Ethical Guide to Administrative and Clinical Practices” (Watson, 2006c).


Education


Watson’s writings focus on educating graduate nursing students and providing them with ontological, ethical, and epistemological bases for their practice, along with research directions (Hills & Watson, 2011). Watson’s caring framework has been taught in numerous baccalaureate nursing curricula, including Bellarmine College in Louisville, Kentucky; Assumption College in Worcester, Massachusetts; Indiana State University in Terre Haute; Oklahoma City University; and Florida Atlantic University. In addition, the concepts are used in nursing programs in Australia, Japan, Brazil, Finland, Saudi Arabia, Sweden, and the United Kingdom, to name a few.


Research


Qualitative, naturalistic, and phenomenological methods are relevant to the study of caring and to the development of nursing as a human science (Nelson & Watson, 2011; Watson, 2012). Watson suggests that a combination of qualitative-quantitative inquiry may be useful. There is a growing body of national and international research that tests, expands, and evaluates the theory (DiNapoli, Nelson, Turkel, & Watson, 2010; Nelson & Watson, 2011). Smith (2004) published a review of 40 research studies that specifically used Watson’s theory. Persky, Nelson, Watson, and Bent’s (2008) study used a quantitative approach to determine the attributes of a “Caritas nurse” as part of an effort to initiate Relationship-Based Care (RBC) at New York Presbyterian Hospital/Columbia University Medical Center. More recently, Nelson and Watson (2011) report on studies carried out in seven countries. Nelson and Watson (2011) present eight caring surveys and other research tools for caritas research, such as differences among international perceptions of caring, nurse and patient relationships, and guidelines for hospitals seeking Magnet status.



Further development


Watson’s recent writings update her theory (Watson, 2012), review caring measurement (Nelson & Watson, 2011), and guide the creation of a caring science curriculum (Hills & Watson, 2011).


Critique


Clarity


Watson uses nontechnical, sophisticated, fluid, and evolutionary language to artfully describe her concepts, such as caring-love, carative factors, and caritas. Paradoxically, abstract and simple concepts such as caring-love are difficult to practice, yet practicing and experiencing these concepts leads to greater understanding. At times, lengthy phrases and sentences are best understood if read more than once. Watson’s inclusion of metaphors, personal reflections, artwork, and poetry make her concepts more tangible and more aesthetically appealing. She has continued to refine her theory and has revised the original carative factors as caritas processes. Critics of Watson’s work have concentrated on her use of undefined or changing/shifting definitions and terms and her focus on the psychosocial rather than the pathophysiological aspects of nursing. Watson (1985) has addressed the critiques of her work in the preface of Nursing: The Philosophy and Science of Caring (1979, 1988); in the preface of Nursing: Human Science and Human Care—A Theory of Nursing (1985),and in Caring Science as Sacred Science (Watson, 2005). Table 7-1 outlines the evolution of Watson’s thinking.


Simplicity


Watson draws on a number of disciplines to formulate her theory. The theory is more about being than about doing, and the nurse must internalize it thoroughly if it is to be actualized in practice. To understand the theory as it is presented, the reader does best by being familiar with the broad subject matter. This theory is viewed as complex when the existential-phenomenological nature of her work is considered, particularly for nurses who have a limited liberal arts background. Although some consider her theory complex, many find it easy to understand and to apply in practice.


Generality


Watson’s theory is best understood as a moral and philosophical basis for nursing. The scope of the framework encompasses broad aspects of health-illness phenomena. In addition, the theory addresses aspects of health promotion, preventing illness and experiencing peaceful death, thereby increasing its generality. The carative factors provide guidelines for nurse-patient interactions, an important aspect of patient care.


The theory does not furnish explicit direction about what to do to achieve authentic caring-healing relationships. Nurses who want concrete guidelines may not feel secure when trying to use this theory alone. Some have suggested that it takes too much time to incorporate the caritas into practice, and some note that Watson’s personal growth emphasis is a quality “that while appealing to some may not appeal to others” (Drummond, 2005, p. 218).


Empirical precision


Watson describes her theory as descriptive; she acknowledges the evolving nature of the theory and welcomes input from others (Watson, 2012). Although the theory does not lend itself easily to research conducted through traditional scientific methods, recent qualitative nursing approaches are appropriate. Recent work on measurement reviews a broad array of international studies and provides research guidelines, design recommendations, and instruments for caring research (Nelson & Watson, 2011).


Derivable consequences


Watson’s theory continues to provide a useful and important metaphysical orientation for the delivery of nursing care (Watson, 2007). Watson’s theoretical concepts, such as use of self, patient-identified needs, the caring process, and the spiritual sense of being human, may help nurses and their patients to find meaning and harmony during a period of increasing complexity. Watson’s rich and varied knowledge of philosophy, the arts, the human sciences, and traditional science and traditions, joined with her prolific ability to communicate, has enabled professionals in many disciplines to share and recognize her work.



Summary


Jean Watson began developing her theory while she was assistant dean of the undergraduate program at the University of Colorado, and it evolved into planning and implementation of its nursing PhD program. Her first book started as class notes that emerged from teaching in an innovative, integrated curriculum. She became coordinator and director of the PhD program when it began 1978 and served until 1981. While serving as Dean of the University of Colorado, School of Nursing, a post-baccalaureate nursing curriculum in human caring was developed that led to a professional clinical doctoral degree (ND). This curriculum was implemented in 1990 and was later merged into the Doctor of Nursing Practice (DNP) degree. Watson initiated the Center for Human Caring, the nation’s first interdisciplinary center with a commitment to develop and use knowledge of human caring for practice and scholarship. She worked from Yalom’s 11 curative factors to formulate her 10 carative factors. She modified the 10 factors slightly over time and developed the caritas processes, which have a spiritual dimension and use a more fluid and evolutionary language.




CASE STUDY


The following case study was adapted from Valerie Taylor’s (2008) clinical example for a presentation in Advanced Nursing Synthesis for the Nurse-Midwifery Concentration, East Carolina University College of Nursing (reprinted with permission).


You are a recently graduated master’s-prepared nurse-midwife working in a small 100-bed hospital, and you are committed to applying Watson’s theory to practice by building a nurse-midwife-patient relationship resulting in therapeutic outcomes. Because you are new, you are slowly promoting the theory with staff, co-midwives and physicians. Today you are excited and challenged to integrate Watson’s theory into your midwifery care of Maria, a 23-year-old Hispanic female, gravida 4 para, TPAL 4004 (meaning term, preterm, abortion, and live births in her pregnancy history), who presents in labor at 39 weeks gestation. She transfers into your group’s practice from the health department at 36 weeks, is self-pay, and receives Maternity Medicaid when she presents in labor. She cannot speak English and uses her husband, Daniel, as an interpreter, who states that he could read and write but that she cannot. She and Daniel have moved to the area for factory work, so they have little social support from family and friends, and Maria stays at home to care for their three children. Maria’s sister-in-law is caring for their three children while Maria is in the hospital. Although they are Catholic, they do not presently belong to a church. Her medical history is unremarkable, and her prenatal history is normal. Her first two children were delivered in Mexico, and her last child was delivered 1 year ago at another hospital in the United States.


As the nurse-midwife caring for Maria, Watson’s theory leads me to view Maria and her family holistically, wherein the body, mind, and soul are interrelated. I remember to incorporate the carative factors, caring consciousness, intentionality, and caring-healing practices, and to go beyond procedures, tasks, and techniques to create a mentally, physically, and spiritually healing environment, while assisting with basic needs. Watson’s theory helps me realize the importance of being authentically present and developing and sustaining a helping, trusting, caring relationship with Maria and her husband. At 0045 today, I attend Maria for her spontaneous vaginal delivery of a healthy infant girl, Lilia, who has an Apgar score of 8 and 9. Maria’s labor is uneventful, although she is treated for group B infection. After the delivery, I place Lilia on Maria’s abdomen for skin-to-skin touch and help Maria with positioning for breastfeeding. Maria and Daniel gaze at Lilia as she latches on for the first breastfeeding. After initial bonding, infant Lilia is transported to the newborn nursery; her exam is normal and without problems. When the nurses note that Lilia has not wet a diaper in over 6 hours, the neonatologist determines that Lilia has a kidney problem, and she has to be transported to the Level III regional hospital for additional tests and evaluation.


From your initial plan of care, you know how important it is to maintain a reciprocal dialogue among the interpreter, obstetrician, neonatologist, nursing staff, and social worker. You stand close as the neonatologist explains to Maria and her husband, through the interpreter, that Lilia will receive exemplary care at the tertiary hospital. Maria is tearful, and her husband appears stressed as the interpreter translates that their newborn is being prepared for immediate transport to the regional hospital for specialized assessment and care. Maria is stable and her postpartum course is normal, with the exception of her anxiety related to the unknowns of Lilia’s condition, separation from her newborn, delayed breastfeeding, and language barriers that prevent a better understanding of events pertaining to her and Lilia’s care.


You let the theory guide you as you assess Maria’s stress/anxiety related to her separation from her newborn, fear of her newborn’s prognosis, inability to breastfeed, language barriers, and financial concerns. You know that if Maria does not have skin-to-skin touch, impairment of bonding may lead to oxytocin suppression and delays in milk production. Her stress and lack of rest also can hinder her normal recovery from a spontaneous vaginal delivery and may lead to blood loss and delayed involution. Engorgement or decreased lactogenesis may occur as the result of infrequent or interrupted breastfeeding. Maria has limited family support, with the exception of her sister-in-law, who lives 3 hours away; she lacks a friend network because of her immigration from Mexico, and she has no support group to support coping. Although Maria has a Christian belief system, she has no church affiliation at this time for spiritual guidance/support or fellowship of members. You know that Watson’s caring theory and carative factors/caritas can potentiate successful outcomes and an optimum state of health for Maria, her husband, and their newborn daughter.


After the routine postpartum exam, you address Maria’s biophysical needs for rest and her emotional concerns. You encourage the neonatologist and nursery staff to let the parents bond with Lilia before her transport. Then you consult the hospital chaplain for visitation and request a Spanish-speaking priest and a hospital interpreter to be available for patient teaching for instructions and early discharge after her 24-hour stay. You speak with the social worker since she can be a liaison between mother and newborn during Lilia’s transport. Throughout the care of Maria, Daniel, and Lilia, you facilitate a practice of loving kindness among the caregiving staff to achieve continuous culturally sensitive care, as that guides your practice. You know that the nurse-midwife–patient relationship has resulted in a therapeutic outcome because Maria and Daniel report feeling some comfort after speaking to the priest and the nurses at the tertiary care hospital. Maria is able to rest the previous night, and her postpartum examination is normal. Maria now has a breast pump, and the staff nurses explain its use. The social workers have arranged transportation for Maria and Daniel to visit their newborn at the Level III hospital after they are discharged today. Maria has spoken to her sister-in-law, and she will continue to care for the children for several more days. Maria and Daniel tell you how grateful they feel that you have been their nurse-midwife throughout their experience.


Valerie G. Taylor, MSN, CNM


Hickory, North Carolina

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Jan 8, 2017 | Posted by in NURSING | Comments Off on 7. Watson’s philosophy and theory of transpersonal caring

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