The Theory of Nursing as Caring: A Model for Transforming Practice



The Theory of Nursing as Caring: A Model for Transforming Practice


Marguerite J. Purnell







CREDENTIALS AND BACKGROUND OF THE THEORISTS


Anne Boykin


Anne Boykin grew up in Kaukauna, Wisconsin, the eldest of six children. She began her career in nursing in 1966, graduating from Alverno College in Milwaukee, Wisconsin. She received her master’s degree from Emory University in Atlanta, Georgia, and her doctorate from Vanderbilt University in Nashville, Tennessee. South Florida became her home in 1981 and, today, continues to enchant and nourish her love for the natural life. Dr. Boykin is married to Steve Staudenmeyer, and they have four children.


Anne Boykin is dean and professor of the Christine E. Lynn College of Nursing at Florida Atlantic University. She is director of the Christine E. Lynn Center for Caring, which is housed in the College of Nursing. This center was created for the purpose of humanizing care through the integration of teaching, research, and service. A new and exciting initiative is the creation of the Archives of Caring in Nursing. The goals of the Archives are to preserve the papers of caring scholars, invite the study of caring, advance caring as an essential domain of nursing knowledge, and create meaning for the practice of nursing. Boykin has a longstanding commitment to the advancement of knowledge in the discipline, especially regarding the phenomenon of caring.


Positions she has held in the International Association for Human Caring include president elect (1990 to 1993), president (1993 to 1996), and member of the nominating committee (1997 to 1999). As immediate past president, she served as coeditor of the journal, International Association for Human Caring, from 1996 to 1999.


Boykin’s scholarly work is centered on caring as the grounding for nursing. This is evidenced in her book (coauthored with Schoenhofer), Nursing as Caring: A Model for Transforming Practice (1993, 2001a), and her book, Living a Caring-Based Program (1994b). The latter book illustrates how caring grounds the development of a nursing program by creating the environment for study through evaluation. In addition to these books, Dr. Boykin is editor of Power, Politics and Public Policy: A Matter of Caring (1995) and coeditor (along with Gaut) of Caring as Healing: Renewal Through Hope (1994). She has written numerous book chapters and articles and serves as a consultant locally, regionally, nationally, and internationally on the topic of caring.



Savina O. Schoenhofer


Savina Schoenhofer was born the second child and eldest daughter in a family of nine children and spent her formative years on the family cattle ranch in Kansas. She is named for her maternal grandfather, who was a classical musician in Kansas City, Missouri. She has a daughter, Carrie, and a granddaughter, Emma.


During the 1960s, Schoenhofer spent 3 years in the Amazon region of Brazil, working as a volunteer in community development. Her initial nursing study was completed at Wichita State University, where she earned undergraduate and graduate degrees in nursing, psychology, and counseling. She completed a PhD in educational foundations and administration at Kansas State University in 1983. In 1990, Schoenhofer co-founded Nightingale Songs, an early venue for communicating the beauty of nursing in poetry and prose. An early study made it apparent to Schoenhofer that caring was the service that patients overwhelmingly recognized. In addition to her work on caring, including co-authorship with Boykin of Nursing as Caring: A Model for Transforming Practice (1993, 2001a), Schoenhofer has written numerous articles on nursing values, primary care, nursing education, support, touch, and mentoring. Her career in nursing has been influenced significantly by three colleagues: Lt. Col. Ann Ashjian (Ret.), whose community nursing practice in Brazil presented an inspiring model of nursing; Marilyn E. Parker, PhD, a faculty colleague who mentored her in the idea of nursing as a discipline, the academic role of higher education, and the world of nursing theories and theorists; and Anne Boykin, PhD, who introduced her to caring as a substantive field of nursing study. Schoenhofer created the Theory of Nursing as Caring website, which serves as a vibrant, interactive source of information about how the theory is lived in practice and research. As Professor of Graduate Nursing at the Cora S. Balmat School of Nursing, Alcorn State University, Natchez, Mississippi, and Professor at the University of Mississippi School of Nursing in Jackson, Mississippi, Schoenhofer lives her commitment and passion for illuminating the study of nursing as caring.



THEORETICAL SOURCES


The Theory of Nursing as Caring was borne out of the early curriculum development work in the College of Nursing at Florida Atlantic University. Anne Boykin and Savina Schoenhofer were among the faculty group revising the caring-based curriculum. When the revised curriculum was instituted, each recognized the importance and human necessity of continuing to develop ideas toward a comprehensive conceptual framework that expressed the meaning and purpose of nursing as a discipline and as a profession. The point of departure from traditional thought was the acceptance that caring is the end rather than the means of nursing, and the intention of nursing rather than merely its instrument. This work led Boykin and Schoenhofer to conceptualize the focus of nursing as “nurturing persons living caring and growing in caring” (Boykin & Schoenhofer, 1993, p. 22).


Further work to identify foundational assumptions about nursing clarified the idea of the nursing situation as a shared lived experience in which the “caring between” (Boykin & Schoenhofer, 1993, p. 26) enhances personhood. Personhood is illuminated as living grounded in caring. The clarified notions of nursing situation and focus of nursing bring to life the meaning of the assumptions underlying the theory and permit the practical understanding of nursing as both a discipline and a profession. As critique and refinement of the theory and study of nursing situations progressed, the notion of nursing as being primarily concerned with health was seen as limiting. Boykin and Schoenhofer now propose that nursing is concerned with the broad spectrum of human living.


Three bodies of work significantly influenced the initial development of the theory. Paterson and Zderad’s (1988) existential phenomenological theory of humanistic nursing, viewed by Boykin and Schoenhofer as the historical antecedent of Nursing as Caring, was the source for such germinal ideas as “the between,” “call for nursing,” “nursing response,” and “personhood,” and served as substantive and structural bases for their conceptualization of Nursing as Caring. Roach’s (1987, 2002) thesis that caring is the human mode of being finds its natural expression and domain in the assumptions of the theory. Her “6 C’s”—commitment, confidence, conscience, competence, compassion, and comportment—contribute to a language of caring (Roach, 2002). Mayeroff’s (1971) work, On Caring, provided rich, elemental language that facilitated the recognition and description of the practical meaning of living caring in the ordinariness of life. Mayeroff’s (1971) major ingredients of caring—knowing, alternating rhythms, patience, honesty, trust, humility, hope, and courage—describe the wellspring of human living. In the Theory of Nursing as Caring, these concepts are essential for understanding living as caring, and for coming to appreciate their unique expression in the reciprocal relationship of the nurse and those nursed.


Boykin and Schoenhofer’s conception of nursing as a discipline was influenced directly by Phenix (1964), King and Brownell (1976), and Orem (1979), and as a profession by Flexner’s (1910) ideas. In addition to the work of these thinkers, Anne Boykin and Savina Schoenhofer are longstanding members of the community of nursing scholars whose study focuses on caring. Their collegial association and mutual support also undoubtedly brought subtle influence to bear on Boykin and Schoenhofer’s work.


Nascent forms of the Theory of Nursing as Caring were first published in 1990 and 1991, with the first complete exposition of the theory presented at a theory conference in 1992 (Boykin & Schoenhofer, 1990, 1991; Schoenhofer & Boykin, 1993). These expositions were followed by the work, Nursing as Caring: A Model for Transforming Practice, published in 1993 (Boykin & Schoenhofer, 1993) and re-released with an epilogue in 2001 (Boykin & Schoenhofer, 2001a).


Gaut notes in Boykin and Schoenhofer (2001a) that the theory is an excellent example of growth by intension, or gradual illumination, characterized by “the development of an extant bibliography, categorization of caring conceptualizations, and the further development of human care/caring theories” (p. xii).



MAJOR CONCEPTS & DEFINITIONS


FOCUS AND INTENTION OF NURSING


Disciplines of knowledge are communities of scholars who develop a particular perspective on the world and what it means to be in the world (King & Brownell, 1976). Disciplinary communities hold a value system in common that is expressed in its unique focus on knowledge and practice. From the perspective of the Theory of Nursing as Caring, the focus of nursing as a discipline of knowledge and a professional practice is nurturing persons living and growing in caring. The general intention of nursing is to know persons as caring and to support and sustain them as they live caring (Boykin & Schoenhofer, 2006). This intention is expressed uniquely when the nurse enters the relationship with the nursed with the intention of knowing the other as a caring person, and affirming and celebrating the person as caring (Boykin & Schoenhofer, 2001a). Caring is an expression of nursing and is “the intentional and authentic presence of the nurse with another who is recognized as living in caring and growing in caring” (Boykin & Schoenhofer, 1993, p. 24). Sensitivity and skill in creating unique and effective ways of communicating caring are developed through the nurse’s intention to care.




NURSING SITUATION


Caring is service that nursing offers and lives in the context of the nursing situation (Boykin & Schoenhofer, 2006). The nursing situation is the locus of all that is known and done in nursing (Boykin & Schoenhofer, 2001a) and is conceptualized as “the shared, lived experience in which caring between nurse and nursed enhances personhood” (Boykin & Schoenhofer, 1993, p. 33). Nursing situation is what is present in the mind of the nurse whenever the intent of the nurse is “to nurse” (Boykin & Schoenhofer, 2001a). It is within the nursing situation that the nurse attends to calls for caring or reaching out of the one nursed. The practice of nursing and the practical knowledge of nursing are situated in a relational locus of person being nursed with person nursing in the nursing situation. The nursing situation involves an expression of values, intentions, and actions of two or more persons choosing to live a nursing relationship. In this lived relationship, all knowledge of nursing is created and understood (Boykin & Schoenhofer, 2006).




DIRECT INVITATION


Within the nursing situation, the direct invitation opens the relationship to true caring between the nurse and the one nursed. With the intention of truly coming to know the one nursed, the nurse risks entering the other’s world and comes to know what is meaningful to them. Invitations to share what matters, such as “How might I nurse you in ways that are meaningful to you?” are communicated in the personal language of the nurse. The power of the direct invitation reaches deep into the humility of the nursing situation, uniting and guiding the intention of both the nurse and the one nursed. The focus is not on what the nurse can do for the one being nursed, but rather, the focus is on what is meaningful to the one being nursed. These uniquely expressed invitations of caring call forth responses of mutual valuing in the beauty of the caring between.



CALL FOR NURSING


Calls for nursing are calls for nurturance perceived in the mind of the nurse (Boykin & Schoenhofer, 2001a, 2001b). Intentionality (Schoenhofer, 2002a) and authentic presence open the nurse to hearing calls for nursing. The nurse responds uniquely to the one nursed with a deliberately developed knowledge of what it means to be human, acknowledging and affirming the person living caring in unique ways in the immediate situation (Boykin & Schoenhofer, 1993). Because calls for nursing are uniquely situated personal expressions, they cannot be predicted, but originate within persons who are living caring in their lives and who hold hopes and aspirations for growing in caring. “Calls for nursing are individually relevant ways of saying ‘Know me as caring person in the moment and be with me as I try to live fully who I truly am”’ (Boykin & Schoenhofer, 2006, p. 336).



CARING BETWEEN


When the nurse enters the world of the other person with the intention of knowing the other as a caring person, the encountering of the nurse and the one nursed gives rise to the phenomenon of caring between, within which personhood is nurtured (Boykin & Schoenhofer, 2001a). Through presence and intentionality, the nurse comes to know the other, living and growing in caring. Constant and mutual unfolding enhances this loving relation. Without the caring between the nurse and the nursed unidirectional activity or reciprocal exchange can occur but nursing in its fullest sense does not occur. It is in the context of the caring between that personhood is nurtured, each expressing self and recognizing the other as caring person (Boykin & Schoenhofer, 2001a).



NURSING RESPONSE


In responding to the nursing call, the nurse enters the nursing situation with the intention of knowing the other person as caring. This knowing of person clarifies the call for nursing and shapes the nursing response, transforming the knowledge brought by the nurse to the situation from general, to particular and unique (Boykin & Schoenhofer, 2001a). The nursing response is co-created in the immediacy of what truly matters and is a specific expression of caring nurturance to sustain and enhance the other living and growing in caring. Nursing responses to calls for caring evolve as nurses clarify their understanding of calls through presence and dialogue. Such responses are uniquely created for the moment and cannot be predicted or applied as preplanned protocols (Boykin & Schoenhofer, 1997).



STORY AS METHOD FOR KNOWING NURSING


Story is a method for knowing nursing and a medium for all forms of nursing inquiry. Nursing stories embody the lived experience of nursing situations involving the nurse and the nursed. As a repository of nursing knowledge, any single nursing situation has the potential to illuminate the depth and complexity of the experience as lived, that is, the caring that takes place between the nurse and the one nursed. The content of nursing knowledge is generated, developed, conserved, and known through the lived experience of nursing situations (Boykin & Schoenhofer, 2001a). The nursing situation as a unit of knowledge and practice is re-created in narrative or story (Boykin & Schoenhofer, 1991). Nursing situations are best communicated through aesthetic media such as storytelling, poetry, graphic arts, and dance to preserve the lived meaning of the situation and the openness of the situation through text. These media provide time and space for reflecting and for creativity in advancing understanding (Boykin & Schoenhofer, 1991, 2001a, 2006; Boykin, Parker, & Schoenhofer, 1994). Story as method re-creates and re-presents the essence of the experience, making the knowledge of nursing available for further study (Boykin & Schoenhofer, 2001a).




USE OF EMPIRICAL EVIDENCE


The assumptions of Nursing as Caring ground the practice of nursing in knowing, enhancing, and illuminating the caring between the nurse and the one nursed. As such, rather than providing empirical variables from which hypotheses and testable predictions are made, the theory qualitatively transforms practice. In the theory, persons are unique and unpredictable in the moment and therefore cannot and should not be manipulated or objectified as testable, researchable variables. Ellis believed that theories should reveal the knowledge that nurses must, and should, spend time pursuing (Algase & Whall, 1993). The Theory of Nursing as Caring reveals the essentiality of recognizing the caring between the nurse and the one nursed as the substantive knowledge that nurses must pursue. From this perspective, outcomes of nursing care reflect the valuing of person in ways that communicate the “value added” richness of the nursing experience (Boykin, Schoenhofer, Smith, St. Jean, & Aleman, 2003, p. 225). Characteristics of personhood essential to the theory, such as unity, wholeness, awareness, and intention, are not consonant with the objective terms of normative science that permeates the language of outcomes. In Nursing as Caring, outcomes are articulated in terms that are subjective and descriptive, rather than objective and predictive (Boykin & Schoenhofer, 1997).



MAJOR ASSUMPTIONS


Fundamental beliefs about what it means to be human undergird the Theory of Nursing as Caring. Boykin and Schoenhofer (2001a) address six major assumptions that reflect a set of values to provide a basis for understanding and explicating the meaning of nursing.



One: Persons Are Caring by Virtue of Their Humanness


The belief that persons are caring by virtue of their humanness sets forth the ontological and ethical bases on which the theory is grounded. Being a person means living caring, through which being and possibilities are known to the fullest. Each person throughout his or her life grows in the capacity to express caring. The assumption that all persons are caring does not require that each act of a person be caring, but it does require the acceptance that “fundamentally, potentially, and actually, each person is caring” (Boykin & Schoenhofer, 2001a, p. 2). Through entering, experiencing, and appreciating the life-world of other the nature of being human is understood more fully. From the perspective of Nursing as Caring, the understanding of person as caring “centers on valuing and celebrating human wholeness, the human person as living and growing in caring, and active personal engagement with others” (Boykin & Schoenhofer, 2001a, p. 5).



Two: Persons Are Whole and Complete in the Moment


Respect for the total person is communicated by the notion of person as whole or complete in the moment. Being complete in the moment signifies that there is no insufficiency, no brokenness, and no absence of something. Wholeness, or the fullness of being, is forever present. The view of person as caring and complete is intentional, offering a unifying lens for being with other that prevents segmenting into parts such as mind, body, and spirit. Through this lens, the person is at all times whole, with no insufficiency, brokenness, or absence of something. The idea of wholeness does not preclude the idea of complexity of being. Instead, from the perspective of Nursing as Caring, to encounter a person as less than whole fails to truly encounter the person.






Six: Nursing Is Both a Discipline and a Profession


Nursing is an “exquisitely interwoven” (Boykin & Schoenhofer, 2001a, p. 6) unity of aspects of the discipline and profession of nursing. As a discipline, nursing is a way of knowing, being, valuing, and living in the world, and is envisaged as a unity of knowledge within a larger unity. The discipline of nursing attends to the discovery, creation, development, and refinement of knowledge needed for the practice of nursing. The profession of nursing attends to the application of that knowledge in response to human needs.


Nursing as caring focuses on the knowledge needed for plenary understanding of what it means to be human and the distinctive methods needed to verify this knowledge. As a human science, knowing nursing means knowing in the realms of personal, empirical, ethical, and aesthetic all at once (Carper, 1978; Phenix, 1964). These patterns of knowing provide an organizing framework for asking epistemological questions of caring in nursing.



THEORETICAL ASSERTIONS


The broad philosophical framework of the theory assures its congruence in a variety of nursing situations. As a general theory, Nursing as Caring is an appropriate model for various nursing roles, such as individual practice, group or institutional practice, and a variety of practice venues such as acute care, long-term care, nursing administration, and nursing education.


The fundamental assumptions of Nursing as Caring underpin all assertions and concepts of the theory. They are as follows: (1) To be human is to be caring, and (2) the purpose of the discipline and profession is to come to know persons and nurture them as persons living caring and growing in caring. These assumptions give rise to the concept of respect for persons as caring individuals and respect for what matters to them. The notion of respect grounds and characterizes relationships and is the starting place for all activities.



Dance of Caring Persons


The Dance of Caring Persons is a visual representation of the lived caring between the nurse and the nursed and expresses underlying relationships (Figure 19-1). The concept of a hierarchical ladder is inconsistent with Nursing as Caring. Instead, the egalitarian spirit of caring respect characterizes each participant in the dance of caring persons, in which the contributions of each dancer, including the one nursed, are honored.



Dancers enter the nursing situation, visualized as a circle of caring that provides organizing purpose and integrated functioning (Boykin et al., 2003). Dancers move freely; some dancers touch, some dance alone, but all dance in relation to each other and to the circle. Each dancer brings special gifts as the nursing situation evolves. Some dancers may hear different notes and a different rhythm, but all harmonize in the unity of the dance and the oneness of the circle. Personal knowing of self and other is integral to the connectedness of persons in the dance, in which the nature of relating in the circle is grounded in valuing and respecting person (Boykin & Schoenhofer, 2001a). All in the nursing situation, including the nurse and the nursed, sustain the dance, being energized and resonating with the music of caring.



Outcomes of Nursing Care


The concept of outcomes of care, that is, the notion of predictable, evidence-based outcomes, is incompatible with the values experienced in caring nursing. Outcomes of nursing care are conceptualized from values experienced in the nursing relationship, and in normative documentation, these outcomes are unacknowledged. Boykin and Schoenhofer (1997) note that it is the responsibility of the courageous advanced practice nurse to “go beyond what is currently accepted in delimiting and languaging the value expressed by persons who participate in nursing situations” (p. 63). Work has begun to identify and clarify the “value added” unique outcomes of caring nursing (Thomas, Finch, Green, & Schoenhofer, 2004).



LOGICAL FORM


The theory is presented in logical form grounded in general assumptions related to persons as caring and in nursing as a discipline of knowledge and a profession. The theory is a broad-based, general theory of nursing rendered in everyday language. Mayeroff’s (1971) work, On Caring, and Roach’s (1987) “5 C’s” provided language that illuminated the practical meaning of caring in nursing situations.


Key concepts of caring, nursing, intention, nursing situation, direct invitation, call for nursing as caring, caring between, and nursing response are described as general assumptions, and interrelated meanings are illustrated in the model of the dance of caring persons. The direct invitation, introduced in the 2001 edition of Nursing as Caring: A Model for Transforming Practice, is an elaboration of the nursing situation and further clarifies the role of the nurse in initiating and sustaining caring responses. Story, as a method for knowing, focuses on nursing situations as the locus for nursing knowledge as a fluid and logical extension of the framework.



ACCEPTANCE BY THE NURSING COMMUNITY


Practice


Nursing is a way of living caring in the world and is revealed in personal patterns of caring. Foundations for practice of the Theory of Nursing as Caring become illumined when the nurse comes to know self as caring person “in ever deepening and broadening dimensions” (Boykin & Schoenhofer, 2001a, p. 23). Practicing nursing within this framework requires the acknowledgment that knowing self as caring matters and is integral to knowing others as caring. This is especially important in light of practice environments that depersonalize and support the notion of the nurse as instrument and a means to an end. Rather than nursing practice focused on activities, the lens for practice becomes the intention to know person as caring. Often realization of the self as caring person does not occur until the story of the caring transpiring in the nursing situation is articulated and shared. When reflecting upon their caring, nurses describe “Aha!” moments, signal realizations of self as always having been caring, and rediscover freedom in caring possibilities within the nursing situation: “freedom to be, freedom to choose, and freedom to unfold” (Boykin & Schoenhofer, 2001a, p. 23). Reentering moments of caring through articulation of the nursing story allows the nurse to frame outcomes of caring in the language and substance of caring that is meaningful for practice. Honoring caring values in explicit ways reaffirms the substance of nursing and refreshes the caring intention of the nurse. Through the sharing of story, new possibilities arise for living nursing as caring.



Nursing Service Administration


In living Nursing as Caring, the nursing administrator makes decisions through a lens in which activities are infused with a concern for shaping a transformative culture that embodies the fundamental values expressed within nursing as caring. All activities of the nursing administrator must be connected to the direct work of nursing and be “ultimately directed to the person(s) being nursed” (Boykin & Schoenhofer, 2001a, p. 33). These activities include creating, maintaining, and supporting an environment open to hearing calls for nursing and to providing nurturing responses.


Boykin and Schoenhofer (2001a) point out that contrary to the perception of nurse administrators being removed from the direct care of the nursed, they are able to directly or indirectly enter the world of the nursed, respond uniquely, and assist the nurse in securing resources to nurture persons as they live and grow in caring. The nursing administrator is also able to enter the world of the nursed indirectly, through the stories of colleagues in other roles. Other activities of the nursing administrator within the interdisciplinary environment of the organization include facilitating understanding and clarity of the focus of nursing and informing other members of the interdisciplinary healthcare team of the unique contributions of nurses. Sharing the depth of nursing with others through nursing situations illuminates meanings and allows for fluid reciprocity among colleagues.


The work of the nurse administrator must also reflect the uniqueness of the discipline so that it is nursing which is being reflected, portraying respect for persons as caring and extending through mission statements, goals, objectives, standards of practice, policies, and procedures (Boykin & Schoenhofer, 2001a). The following story was related by Nancy Hilton, MSN, RN, Chief Nursing Officer, at a Florida hospital. This nurse administrator, practicing from the perspective of Nursing as Caring, reflects the complexity and intentional caring expressed in living caring uniquely and courageously:



We are intentionally refocusing our culture from a traditional bureaucratic one to a person-centered, caring-based values organization. In 2007, our Nursing Councils at St. Lucie Medical Center selected the Theory of Nursing as Caring as the theoretical model to guide our nursing practice. As a Nursing Administrator, I pondered how I could intentionally ground our hospital environment, and the practice of the nurses within its walls, in a perspective of caring. I made a deliberate commitment to deepen our knowledge and awareness by allocating time for all of us to participate in dialogues focused on knowing ourselves as caring persons.


I am able to live caring uniquely as the CNO by ministering to the nurses providing direct patient care. Many nurses were trained to focus on technology and treating symptoms. I give the nurses the freedom to care in their unique way. Our Clinical Nurse Leaders (CNLs) are transforming nursing practice at St. Lucie Medical Center by incorporating the Theory of Nursing as Caring into bedside nursing. Through direct invitation, the CNLs are role modeling how to “hear” calls for nursing, that is, ascertaining in their own unique way “what matters most” to the patient. I have partnered with the CNLs and assisted with dialoguing with the staff. Through my honesty, I have disclosed to the nurses that I don’t have all the answers. As we transform our nursing practice, we live and grow in caring together.


What I do best is utilize the art of storytelling to translate the calls for nursing into the language of the boardroom. Through the use of strategic nursing situations, I connect the administrators directly to the one nursed. While these indirect caregivers yearn for connectedness to the patient, it takes the ingredient of courage on my part to convince the administrators why it is critical to transform an entire healthcare system by intentionally grounding it in a perspective of caring.


We needed a graphic representation of how all disciplines in the hospital relate to the patient. The Dance of Caring Persons was the visual representation of an organizational model that supports a way of being with others that respects, honors, and celebrates each person. I have been willing to conceptualize and chart the course as well as partner with key leaders in creating an environment to embody the true values of caring.

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Feb 9, 2017 | Posted by in NURSING | Comments Off on The Theory of Nursing as Caring: A Model for Transforming Practice

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