Chapter 15. Supervising Research Students
David Thompson
▪ Introduction
▪ Supervising research
▪ The student–supervisor relationship
▪ Ethics, authorship and intellectual property
▪ Examination process
▪ Conclusion
Introduction
Supervising research is an important but often undervalued activity. It has traditionally been a bit of a ‘hit‐or‐miss’ affair, depending to a large extent on the calibre of the student, who has to have a great deal of enthusiasm and commitment to drive the project and overcome the whims of the supervisor and the vagaries of funding. With limited availability of expertise and resources, considerable variation in institutional practices and little empirical evidence from which to draw guidance, there is a pressing need for some guiding principles for research supervision. This chapter draws upon a recent position paper (Thompson et al 2005) referring to a consultation document, Improving standards in postgraduate research degree programmes (Higher Education Funding Council for England 2003), which proposed a framework of minimum threshold standards and good practice guidelines for postgraduate research degree programmes in the UK.
Supervising research
Many nurses undertaking research do so as part of a higher degree programme. Success or failure to a large extent depends on the quality and experience of supervision that research students receive. Neophyte researchers can learn a great deal from an experienced research supervisor, especially in relation to designing and conducting a project. Indeed, trying to ensure that research students complete their programme of study and improving the quality of their experience of the research process often hinges on the supervisor, who has a responsibility for providing guidance to the student and fostering an environment in which research is seen as a creative and exciting activity. However, although supervising research can be a rewarding experience which improves with experience, it can also be laborious or stressful; therefore, it is important for both the student and supervisor to develop an informed and shared understanding of the supervision process. This is particularly pressing with increased competition for research awards, an emphasis on completion times and submission rates, and limited availability of resources and expertise in supervision.
A code of good practice for research supervision is available in many universities, the main purpose being to set down the broad expectations the institution has of those involved with research training and its perceptions of the specific roles and responsibilities of various parties, including the student and the supervisor, in ensuring that the research experience is as valuable as possible.
Selecting the student
Selecting the right student is essential to the success of the research and the student–supervisor relationship. Many aspiring candidates, who have an excellent idea, are naïve or ignorant about the demands the proposed research can place upon them, particularly regarding their family and social life. Without dampening enthusiasm and commitment, the student needs to be fully apprised of what is expected, especially the time involved, and account needs to be taken of the degree of enterprise, initiative and intellectual autonomy that the student displays. The student should be able to reflect critically and take a creative approach to issues in and beyond their field of expertise and be expected to have a positive attitude to the acquisition and advancement of knowledge. In essence, the student should be imbued with a commitment to scholarly values.
In the UK, the Higher Education Funding Council (HEFCE) minimum threshold standard for selection, admission, enrolment and induction of students specifies a normal entry requirement to be either an upper second class degree in a relevant subject, a Masters degree or institutionally defined equivalent accreditation of prior learning (APL) or experiential learning (APEL) equivalent. In addition, it recommends that the selection process and admission decisions involve at least two research active academics trained in selection and admission procedures. To obviate the problem of students registering and subsequently discontinuing, some UK universities require at least a year of preparation prior to registration during which a sound research proposal can be drawn up and scrutinised. At this pre‐proposal stage a small committee (three to five people) may be required to decide whether or not the student’s proposal is feasible. Clearly, this adds to the length of time the student spends on the study with no commitment, initially, from the university (Thompson et al 2005).
Selecting the supervisor
Selecting the right supervisor is also important. Many students are allocated a supervisor who is ill equipped to perform the function of supervision. The supervisor should be familiar not only with the subject area and/or appropriate methodology but also with policy issues such as research degree regulations, admission process, intellectual property, ethics and occupational health and safety guidelines, induction and orientation programmes, and submission and examination processes. Institutional guidelines often refer to the minimum expectations and describe them only in broad terms, but a good and successful supervisor will be able to bring much more to the supervisory relationship and practice.
The HEFCE standard for supervision states that all new supervisors should undertake mandatory institutionally specified training. There should be a team of at least two active researchers with relevant knowledge and skills, of whom one should be designated as the main supervisor with overall responsibility for the student. The main supervisor should have had experience of at least one successful supervision of a student through to a research degree award. The main supervisor should normally take responsibility for a maximum of six students. The team should meet regularly with the student to report, discuss and agree academic and personal progress, with outcomes of all such interactions being recorded (Thompson et al 2005).
Having two supervisors has benefits for all parties: the student to see different perspectives and the supervisor, particularly the novice, learning ‘on the job’ from the experienced one. Also, each supervisor might bring a different, but complementary, specialist perspective, such as clinical or research method expertise. The supervisors should possess not only recognised subject expertise, but also the skills and experience necessary to monitor, support and direct the student’s work (Thompson et al 2005).
The student–supervisor relationship
The relationship that develops between the student and supervisor, which is in essence one that combines formal instruction and interpersonal support, is lengthy and demanding intellectually, and potentially emotionally, of both parties. The expectations, roles and responsibilities of both should be clarified early in the partnership, which should operate in an atmosphere of respect, commitment, collegiality and maturity (Thompson et al 2005).
The early stage of supervision is vital to establishing mutual understanding and rapport, factors that contribute to the quality of the relationship and to the likelihood of successful completion. The research student and supervisor should negotiate and agree what is expected from each. This will require clarification of the student’s interests and may include refining the research topic, taking into account feasibility in terms of resources and facilities. It will also require drawing up draft time frames, diagnosing the student’s knowledge and identifying training needs.
In establishing a rapport, several issues should be considered. For example, are there relevant personal circumstances that might make the supervision or completion of the research thesis difficult? What is the time frame for the study and writing up? With joint supervision, what will be the roles and responsibilities of each supervisor? What access does the student have to facilities and resources?
The student should expect to be provided with at least a desk, a computer and access to a library and appropriate databases. A programme of research training that includes the use of information technology, project management, literature searching, database management, statistical and qualitative data analysis, personal effectiveness, communication skills (written, oral, listening), networking and team‐working, and career development should be available. This should be determined by a training needs analysis and reviewed to ensure that it is meeting the needs of the student. The student should be encouraged to attend seminars, conferences and discussion forums and participate in presentations, teaching and demonstrations, maintaining a portfolio of these activities.
Regular face‐to‐face meetings between the student and supervisor should be arranged and each meeting carefully planned and structured to make efficient and effective use of time so that both parties benefit. Each meeting should review plans and progress, making notes to check perceptions of decisions made, recall previous discussions, inquire into progress towards goals and exchange pertinent information. The content of meetings should include an exchange of written lists of queries or areas to be discussed prior to the scheduled time as well as a discussion and submission of regular progress reports. The student and supervisor may wish to keep a diary or record notes about each supervision session, such as on the topics covered, problems that may have arisen, decisions made and time estimates discussed. Feedback is important and involves summarising, evaluating, advising, motivating and facilitating understanding, and can be given in formal or informal meetings. Telephone, fax or email communication can be a particularly important mode of interaction, especially with part‐time students, but these should not be regarded as a complete substitute for face‐to‐face meetings.
Either the student or supervisor should be responsible for keeping a record of the meetings and what was agreed, such as plans, timescales and deadlines, and this should be filed and easily accessible to all relevant and interested parties such as postgraduate admission tutors. Such documents are invaluable for the process of monitoring progress and this is increasingly expected of universities. It is important that mapping of the task ahead occurs. This involves setting out what a research degree is and what is expected in terms of originality (Phillips & Pugh 2000) and contribution to knowledge and scholarship. These meetings provide important opportunities for exploring ideas, thinking the project through, agreeing the prerequisites the student should bring and preparing the research.