Sampling methods

14. Sampling methods

Key points




• Research rarely collects data from a total target population. Usually, research is conducted on a sample taken as representative of a larger group. A sample can consist of people, objects or events.


• A sample should be defined in terms of inclusion and exclusion criteria.


• Sampling methods vary according to whether the study takes an experimental, survey or qualitative approach. Sampling methods, or strategies, can be divided into probability and non-probability methods.


• Probability sampling methods allow generalisations to be made from the findings to the larger target population. Other options under this heading include simple random sampling, systematic random sampling, stratified random sampling, proportionate random sampling and cluster sampling. In experimental designs, random allocation is more usual, which relates to how individuals are allocated to the experimental and control groups.


• Non-probability sampling methods include opportunity or convenience sampling, quota sampling, snowball sampling and purposive sampling. These are usually used in surveys and/or qualitative methods.


• Although non-probability sampling methods are weaker in design, as it is not possible to say whether the findings are generally applicable, they are easier to use. In the case of qualitative research, it is not the intention to generalise to a wider population, only to say that certain issues can be identified as relevant when considering a topic or issue.


• Sample size is influenced by the nature of the study, the availability of subjects, and factors such as response rate. Experimental studies may be modest in size ranging from 25 to 40 in each group, to quite large numbers such as 100 to 200 or considerably more in each group. Similarly, surveys can range from around 20 to several hundreds. Qualitative research can be anything from under 10 to more usually around 12 to 20. These numbers are only rough guidelines, and should not be interpreted as anything more.



The outcome of any research project is dependent on both the reliability and validity of the data collection method used, and the type and quality of the sample on which the results are based. Sampling is an area of research that contains a number of specialised words and ideas that require attention. In this chapter the issues relating to who or what is included in the sample, and the alternative methods for choosing the sample, known as sampling strategies, will be examined.


It is useful to clarify the difference between a ‘population’ and ‘sample’ as these are two common terms used in sampling. Although these terms appear to be used almost interchangeably, there is a clear difference between them. The population is the total group of people, things or events the researcher is interested in saying something about, e.g. midwives who have a higher degree, women who have a home birth. Schmidt and Brown (2009) refer to this as the ‘target population’. The sample is a section of those from the population who are accessed to provide data to answer the study aim. The main issue is to select the sample so that they resemble the main population closely enough to provide similar answers or measurements to those that might have been produced by the whole group. The method of selecting the sample is a key methodological issue in research. This selection method is called the sampling strategy and describes the process of choosing individuals, events, behaviours or elements for participation in a study (Burns and Grove 2009). There are a number of ways of arriving at a sample. The choice will vary depending on whether the research approach is:




• experimental,


• survey,


• qualitative.

The choice of sampling strategy will be influenced by how far the researcher wants to generalise, that is, apply the findings to the wider population. The more important it is to achieve a close fit between the sample and the population, the more complex the sampling strategy used. Whatever the purpose of the study, the researcher is faced with three vital questions:




Who or what will make up the sample?


How will they be chosen?


How many will be chosen?

The remainder of the chapter will illustrate the way in which these questions are answered.


Why sample?


Why bother to sample in the first place? Surely it must be more accurate to get information from a total group? True, but in terms of practicalities, it will not always be possible to collect information from an entire group. For example, we cannot send a questionnaire to every pregnant woman in Britain as many would have given birth before we found out who should be included. It can also be extremely expensive to gather information from a total group, and it may not always be that much more accurate than a sample. The solution is to select a sample from the population in such a way that the process creates the minimum of bias and represents the characteristics of those in the population as closely as possible. A biased sample would consist of people, events or things that were very different from those in the total group. An example of a biased sample would be a group of pregnant midwives who are asked how they intended feeding their baby. We would expect there to be a difference between this sample and the total population of pregnant women; this would make decisions based on the results unreliable.

It is clear from this that the method of sampling deserves a great deal of thought. We should ensure that it has been planned in such a way as to recognise and minimise potential bias.


Inclusion/exclusion criteria


Before we select our sample we need to define our target population accurately. This is achieved by specifying inclusion and exclusion criteria. Inclusion criteria are the characteristics we want those in our sample to possess. This is why it is sometimes referred to as eligibility criteria (Polit and Beck 2008). Examples of inclusion criteria would be women who have a normal vaginal birth at term, or women in certain age groups with no complications of pregnancy. In other words, it is the characteristics they must possess to allow them to stand for the general group we want to say something about.

Exclusion criteria consist of those characteristics we do not want those in our sample to possess because it may make them untypical and so bias the results. There may be other reasons for excluding some people from a study, such as the risk of harm for those with a certain medical condition or characteristics.

The researcher must consider the inclusion and exclusion criteria at the planning stage, as these will form part of the detail put into a research proposal or outline of an intended piece of research. These details will also be included in any final report and allow the reader to consider whether the criteria could lead to some limitations in applying the results to other groups. Clear examples of inclusion and exclusion criteria are usually found in randomised control trials (RCTs) that are very sensitive to bias. So, for example, the following appears in the study by McDonald et al. (2010: 90), who looked at the provision of extra support for women following birth to establish influences on length of time breastfeeding:



Women who had given birth at King Edward Memorial Hospital (KEMH), Perth, Western Australia, and who intended to breast feed were eligible for entry into the trial. … Exclusion criteria were: gestational age less than 36 completed weeks; multiple pregnancy; maternal age less than 18 years; and insufficient English to complete questionnaires. Women who lived outside the Perth metropolitan area or who were not contactable by telephone were also excluded.


Sampling methods


Different research approaches will require different sampling methods, although some methods can be used in a variety of approaches. In any situation, the researcher must try to draw the sample in such a way as to:




• reduce sampling bias,


• increase representativeness.

Sampling bias, according to Polit and Beck (2008: 340), is ‘the systematic over-representation or under-representation of some segment of the population in terms of a characteristic relevant to the research question’. Where bias is avoided, or minimised, there is a greater chance that the results can be applied to situations other than the one in which the data were gathered. In other words, it is easier to generalise from the results.

Bias is reduced if the researcher can increase the representativeness of those chosen for the sample. They should match the population they represent as closely as possible in the ways that might influence the outcome of the study. This would include variables such as parity, social class, age and education level. The researcher should establish the distribution of such variables in the population and then demonstrate statistically that the sample does not differ significantly from the total group in the possession of those characteristics.

Table 14.1 outlines the main sampling strategies linked to the various broad research approaches, as there are some clear differences in sampling methods and sample sizes between quantitative and qualitative approaches.



















Table 14.1 Sampling method by broad research approach
Research approach Sampling method
Experimental Simple random
Stratified sampling
Proportionate random
Quasi-experimental and ex post facto Comparative groups
Systematic random
Survey Simple random
Stratified random
Proportionate random
Systematic random
Opportunity/convenience/accidental
Quota
Qualitative Purposive
Opportunity/convenience/accidental
Snowball/network/chain/nominated
Theoretical


Experimental sampling approaches


As we saw in Chapter 12, experiments play a key role in establishing the presence of cause-and-effect relationships between variables. To achieve this, sampling must be carried out in very meticulous way so that an accurate conclusion can be deduced from the results. The method of sampling is drawn from a number of options grouped under the heading of random sampling methods. These options form what are called probability sampling methods. Using this approach, every unit in the population, whether it is people, things or events, should have an equal chance of being selected. If this criterion is achieved, it means that some of the more sophisticated statistical tests can be applied to the results. These allow the accuracy of statements made about the results to be calculated. Some of the alternative sampling methods in experimental design are:




• simple random sample,


• stratified sample,


• proportionate sampling.


Simple random sample


In many experimental situations it is not possible or desirable to enlist a whole population in the study, and a simple random sampling design is used instead. This is perhaps one of the most commonly misunderstood concepts in sampling. Many people assume that choosing a random sample is a haphazard, casual or indiscriminate way of selecting people for a study. The word ‘random’ is assumed to imply that there is very little system applied to this process, which is far from the truth.

One essential distinction is between a random sample and random allocation. In a random sample those eligible to be included in the study are identified from the larger population, and are selected for inclusion in the research. This does not mean they have agreed to be included in the study, or that they will willingly take part. In the view of some researchers, findings can only be generalised if random sampling has taken place.

Random allocation is frequently used in health service experimental research; it is the system by which individuals who have agreed to take part in a study are allocated to either the experimental or control group so that there is minimum bias surrounding who ends up in which group. There is no guarantee that those who agree to take part in a random allocation research project are similar to the wider population. In fact, those who agree to take part in research may be very different from the general population.

In order to achieve a random sample, the researcher must have a complete list, or sampling frame, of all those who could be accessed to take part in the study, that is, the study population. A sampling frame can be defined as a list of the study population who meet the inclusion and exclusion criteria of the study. Procter et al. (2010) stress that the sampling frame consists of those in the study population, that is, those the researcher can access, not the target population, that is, those who form the bigger group that study wants to say something about. The study population should naturally mirror the target population as closely as possible. So women who have had a previous Caesarean section may be the target population, and those who have had a previous Caesarean section in one local maternity unit in the last 5 years will be the study population. Once the frame is constructed, individuals are consecutively given a number to identify them for the purposes of sample selection.

Individuals are then selected for inclusion in the study using a table of random numbers or list of computer-generated random numbers. Box 14.1 illustrates a small portion of a table of random numbers. These can be found in many research textbooks, books on statistics, or book of random number tables. In all such tables, there is no systematic sequence or order to the way in which the numbers are listed. That is, they do not go up or down in any particular pattern, or are listed in an alternating odd/even way.

BOX 14.1
Example of a part of a table of random numbers


























































































12 57 42 14 01 84 35 21 75 33 61 68 32
85 83 35 22 13 38 47 90 15 65 74 40 09
10 39 55 86 16 03 91 75 62 34 11 59 17
22 08 60 13 26 99 71 40 91 69 35 04 65
49 74 26 39 09 16 87 56 20 54 88 93 82
36 06 33 47 98 49 07 19 51 27 43 71 54


Using a table of random numbers


How do we randomly allocate people in an experiment? Let us imagine the researcher has gained the agreement of 50 women and has decided to allocate 25 to an experimental group and 25 to the control group. A sampling frame of the names of the 50 women is first constructed. The order of the names is not important. Everyone is given a number in sequence from 1 to 50. Then 25 numbers between 1 and 50 are extracted from the table of random numbers to form the experimental group. The remaining 25 women whose numbers have not been picked will form the control group.

The method of selecting the numbers can now be described. Without looking closely at the table of random numbers, the researcher puts a finger down on to the page and looks for the number closest to it. For the purpose of illustration, let us say the number 83 has been identified. This is the second number in the second column in Box 14.1

Only gold members can continue reading. Log In or Register to continue

Stay updated, free articles. Join our Telegram channel

Jun 18, 2016 | Posted by in MIDWIFERY | Comments Off on Sampling methods

Full access? Get Clinical Tree

Get Clinical Tree app for offline access