Planning Care With Nursing Diagnosis
Learning Objectives
After reading the chapter, the following questions should be answered:
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What are functional health patterns?
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How are priority nursing diagnoses identified?
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What is the difference between goals for nursing diagnoses and collaborative problems?
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How is evaluation different for nursing diagnoses and collaborative problems?
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What are standardized care plans?
Because individuals require nursing care 7 days a week and 24 hours a day, nurses must rely on each other and nonlicensed nursing personnel to help individuals achieve outcomes of care. Clearly, some system of communication is necessary. For more than 30 years, this system consisted of handwritten care plans or verbal reports, neither of which was very useful. This chapter addresses the various methods that nurses use today to communicate an individual’s care to other caregivers.
Assessment: Data Collection Formats
Data collection usually consists of two formats: the nursing baseline or screening assessment and the focus or ongoing assessment. The nurse can use each alone or together. As discussed in Chapter 4, nurses encounter, diagnose, and treat two types of response: nursing diagnoses and collaborative problems. Each type requires a different assessment focus.
Initial, Baseline, or Screening Assessment
An initial, baseline, or screening assessment involves collecting a predetermined set of data during initial contact with the individual (e.g., on admission, first home visit). This assessment serves as a tool for “narrowing the universe of possibilities” (Gordon, 1994). During this assessment, the nurse interprets data as significant or insignificant. This process is explored later in this chapter.
The nurse should have an assessment tool that permits the initial assessment to be systematic and efficient. Appendix B illustrates an assessment form with checking or circling options, which can be in an electronic medical record. The nurse always can elaborate with additional questions and comments. Openended questions are better for assessment of certain functional areas, such as fear or anxiety. Nurses should view assessment formats as guides, not as mandates. Before requesting information from an individual, nurses should ask themselves, “What am I going to do with the data?” If certain information is useless or irrelevant for a particular individual, then its collection is unnecessary and potentially distressing for the individual. For example, asking a terminally ill individual how much he or she smokes is unnecessary unless the nurse has a specific goal. If an individual will be NPO, collecting data about eating habits is probably unnecessary at this time. Such assessment will be indicated if the individual resumes eating.
If an individual is extremely stressed, the nurse should collect only necessary data and defer the assessment of functional patterns to another time.
Functional Health Patterns
As discussed earlier, nursing assessment focuses on collecting data that validate nursing diagnoses. Gordon’s (1994) system of functional health patterns provides an excellent, relevant format for nursing data collection to determine an individual’s or group’s health status and functioning. For over 20 years, Functional Health Patterns have served to direct the nurse to assess for the effects of illness and disabilities on daily functioning of individuals and their significant others. After data collection is complete, the nurse and individual can determine positive functioning, altered functioning, or at risk for altered functioning. Altered functioning is defined as functioning that the client (individual or group) perceives as negative or undesirable. Refer to Box 5.1 for functional health patterns.
Box 5.1 FUNCTIONAL HEALTH PATTERNS
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Health Perception-Health Management Pattern
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Perceived pattern of health, well-being
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Knowledge of lifestyle and relationship to health
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Knowledge of preventive health practices
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Adherence to medical, nursing prescriptions
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Nutritional-Metabolic Pattern
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Usual pattern of food and fluid intake
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Types of food and fluid intake
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Actual weight, weight loss or gain
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Appetite, preferences
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Elimination Pattern
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Bowel elimination pattern, changes
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Bladder elimination pattern, changes
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Control problems
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Use of assistive devices
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Use of medications
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Activity-Exercise Pattern
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Pattern of exercise, activity, leisure, recreation
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Ability to perform activities of daily living (self-care, home maintenance, work, eating, shopping, cooking)
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Sleep-Rest Pattern
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Patterns of sleep, rest
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Perception of quality, quantity
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Cognitive-Perceptual Pattern
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Vision, learning, taste, touch, smell
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Language adequacy
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Memory
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Decision-making ability, patterns
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Complaints of discomforts
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Self-Perception-Self-Concept Pattern
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Attitudes about self, sense of worth
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Perception of abilities
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Emotional patterns
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Body image, identity
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Role-Relationship Patterns
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Patterns of relationships
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Role responsibilities
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Satisfaction with relationships and responsibilities
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Sexuality-Reproductive Pattern
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Menstrual, reproductive history
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Satisfaction with sexual relationships, sexual identity
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Premenopausal or postmenopausal problems
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Accuracy of sex education
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Coping-Stress Tolerance Patterns
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Ability to manage stress
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Knowledge of stress tolerance
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Sources of support
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Number of stressful life events in last year
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Value-Belief Pattern
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Values, goals, beliefs
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Spiritual practices
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Perceived conflicts in values
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Refer to Appendix A for a sample initial assessment organized according to functional health patterns. It is designed to assist the nurse in gathering subjective and objective data. Should questions arise concerning a pattern, the nurse would gather more data about the diagnosis using the focus assessment under the diagnosis.
When collecting data according to the functional health patterns, the nurse questions, observes, and evaluates the individual or family. For example, under the Cognitive-Perceptual Pattern, the nurse asks the individual whether he or she has difficulty hearing, observes whether the individual is wearing a hearing aid, and evaluates whether the individual understands English.
Physical Assessment
In addition to functional health pattern assessment, the nurse also collects data related to body system functioning. Physical assessment, the collection of objective data concerning the individual’s physical status, incorporates head-to-toe examination with a focus on the body systems. The techniques that can be used include inspection, palpation, percussion, and auscultation.
Appendix B lists those areas of physical assessment in which nurse generalists should be proficient. Physical assessment by nurses should be clearly “nursing” in focus. By examining their philosophy and definition of nursing, nurses should seek to develop expertise in those areas that will enhance their nursing practice.
Keeping in mind that separation of functional health patterns from physical assessment is done for organizational purposes only. No useful nursing assessment framework can restrict actual data collection in such a manner. Because humans are open systems, a problem in one functional health pattern invariably influences body system functioning or functioning in another functional health pattern. Anxiety can affect appetite; sleep problems can increase coping difficulties.
Focus Assessment
Focus assessment is the acquisition of selected or specific data as determined by the individual’s condition or by the nurse and the individual or family (Carpenito, 1986). The nurse who assesses the vital signs, surgical site, bowel function/sounds, hydration, comfort of a new postoperative individual, for example, is performing a focus assessment. These assessments are ongoing during the hospitalization.

ACTIVITY-EXERCISE PATTERN
SELF-CARE ABILITY:
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ASSISTIVE DEVICES: _____ None _____ Crutches _____ bedside commode [check mark] Walker X _____ Cane _____ Splint/brace _____ Wheelchair _____ Other _____
PHYSICAL ASSESSMENT
MUSCULAR-SKELETAL
Range of motion: [check mark] Full _____ Other __________________________________________
Balance and gait: _____ Steady [check mark] Unsteady
Hand grasps: [check mark] Equal [check mark] Strong _____ Weakness/paralysis (_____ Right _____ Left)
Leg muscles: _____ Equal _____ Strong [check mark] Weakness/paralysis ([check mark] Right X Left)
Examine the above assessment data. What data are significant?
The nurse can also perform a focus assessment during the initial interview if collected data suggest a possible problem that the nurse must validate or rule out. For example, during the baseline interview, the individual reports a problem with occasional constipation. The nurse then collects additional data (focus assessment) to confirm a problem or risk nursing diagnosis or rule out a constipation problem.
Planning: The Care Planning Process

Care plans serve a function, which is to communicate to the nurse who is caring for an individual the care needed to achieve positive outcomes and transition. If an individual has had a total hip replacement, this care can be predetermined in an electronic or paper care plan. It is unnecessary for a nurse to create a so called “individualized care plan.” What is necessary for the nurse to determine whether all the elements on the electronic or paper care plan are relevant to her or his individual. If the individual also has Diabetes Mellitus, then Risk for Complications of Hypo/Hyperglycemia must be added to the problem list.
Today, the methods used to communicate individual care between nurses and other caregivers vary. Critical pathways, electronic health systems, and preprinted standardized care plans have replaced handwritten care plans. Later in this chapter, types of care planning systems will be discussed.
Critical pathways, electronic health systems, and preprinted standardized care plans reflect the expected diagnoses and associated goals and interventions commonly related to an individual’s medical or surgical problem. This type of system frees nurses from the repetitive, unnecessary writing of routine care. The care outlined on the standardized plan or critical pathway should represent the responsible care to which the individual is entitled.
Before discussing the care planning process, the nurse must identify the type, as well as the duration, of needed care. People receiving nursing care for less than 8 hours, as in the emergency department, short-stay surgery, or recovery room, have a specific medical diagnosis or need a specific procedure. Nursing care is derived from standardized plans or protocols. In nonacute settings such as long-term care, community or home care, or assisted-living and rehabilitation units, nurses will supplement predetermined standardized plans with personalized care plans. The longer the nurse-individual relationship, the more data there is available to individualize the plan. Care plans represent the planning, not the delivery, of care. This planning phase of the nursing process has three components:
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Establishing a priority set of diagnoses
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Designating client goals and collaborative goals
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Prescribing nursing interventions
Establishing a Priority Set of Diagnoses
Realistically, a nurse cannot address all, or even most, of the nursing diagnoses and collaborative problems that can apply to an individual, family, or community during an encounter or length of stay. By identifying a priority set—a group of nursing diagnoses and collaborative problems that take precedence over others—the nurse can best direct resources toward goal achievement. Differentiating priority diagnoses from nonpriority diagnoses is crucial.
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Priority diagnoses are those nursing diagnoses or collaborative problems that, if not managed now, will deter progress to achieve outcomes or will negatively affect functional status.
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Nonpriority diagnoses are those nursing diagnoses or collaborative problems for which treatment can be delayed without compromising present functional status.

Numbering the diagnoses on a problem list does not indicate priority; rather, it shows the order in which the nurse entered them on the list. Assigning absolute priority to nursing diagnoses or collaborative problems can create the false assumption that number one is automatically the first priority. In the clinical setting, priorities can shift rapidly as the individual’s condition changes. For this reason, the nurse must view the entire problem list as the priority set, with priorities shifting within the list periodically.
Priority Diagnoses
In an acute care setting, the individual enters the hospital for a specific purpose, such as surgery or other treatments for acute illness. In such a situation, certain nursing diagnoses or collaborative problems requiring specific nursing interventions often apply, which can be found on the standardized plan (electronic, paper). Carpenito (1995) uses the term diagnostic cluster to describe such a group; this cluster can appear in a critical pathway or standardized plan of care. For example, Box 5.2 is a diagnostic cluster for a person having abdominal surgery.
All of these diagnoses in the diagnostic cluster are priority diagnoses. When should additional diagnoses (other than in the diagnostic cluster) be added to the problem list or care plan?
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Are there additional collaborative problems associated with coexisting medical conditions that require monitoring (e.g., hypoglycemia)?
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Are there additional nursing diagnoses that, if not managed or prevented now, will deter recovery or affect the individual’s functional status (e.g., High Risk for Constipation)?
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What problems does the individual perceive as priority?
Additional nursing diagnoses and/or collaborative problems can be added to an electronic care plan or written on the problem/care plan.
Box 5.2 DIAGNOSTIC CLUSTER
Preoperative
Nursing Diagnosis
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Anxiety/Fear related to surgical experience, loss of control, unpredictable outcome, and insufficient knowledge of preoperative routines, postoperative exercises and activities, and postoperative changes and sensations
Postoperative
Collaborative Problems
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RC of Hemorrhage
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RC of Hypovolemia/Shock
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RC of Evisceration/Dehiscence
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RC of Paralytic Ileus
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RC of Infection (Peritonitis)
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RC of Urinary Retention
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RC of Thrombophlebitis
Nursing Diagnoses
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Risk for Ineffective Respiratory Function related to immobility secondary to post anesthesia sedation and pain
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Risk for Infection related to a site for organism invasion secondary to surgery
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Acute Pain related to surgical interruption of body structures, flatus, and immobility
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Risk for Imbalanced Nutrition: Less Than Body Requirements related to increased protein and vitamin requirements for wound healing and decreased intake secondary to pain, nausea, vomiting, and diet restrictions
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Risk for Constipation related to decreased peristalsis secondary to immobility and the effects of anesthesia and opioids
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Activity Intolerance related to pain and weakness secondary to anesthesia, tissue hypoxia, and insufficient fluid and nutrient intake
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Risk for Self-Health Management related to insufficient knowledge of care of operative site, restrictions (diet, activity), medications, signs and symptoms of complications, and follow-up care.

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Compromised gait
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Occasional incontinence when walking to the bathroom
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Wife complaining of many caregiver responsibilities and an unmotivated husband
Examine the data above and begin to formulate nursing diagnoses and collaborative problems that need nursing interventions. Refer to the three questions above to assist with this analysis and to determine whether Mr. Stanley and his family have other diagnoses that require nursing interventions. Mr. Stanley’s priority list (diagnostic cluster) follows.
From Postoperative Standard of Care (Diagnostic Cluster):
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RC of Urinary Retention
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RC of Hemorrhage
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RC of Hypovolemia/Shock
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RC of Pneumonia (stasis)
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RC of Peritonitis
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RC of Thrombophlebitis
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RC of Paralytic ileus
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Risk for Infection related to destruction of first line of defense against bacterial invasion
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Risk for Impaired Respiratory Function related to postanesthesia state, postoperative immobility, and pain
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Impaired Physical Mobility related to pain and weakness secondary to anesthesia, tissue hypoxia, and insufficient fluids/nutrients
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Risk for Imbalanced Nutrition: Less Than Body Requirements related to increased protein/vitamin requirements for wound healing and decreased intake secondary to pain, nausea, vomiting, and diet restrictions
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Risk for Compromised Human Dignity related to multiple factors associated with hospitalization (standard to all hospitalized persons)
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Risk for Ineffective Self-Health Management related to insufficient knowledge of home care, incisional care, signs and symptoms of complications, activity restriction, and follow-up care
From Medical History of Diabetes Mellitus:

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