Nursing negligence: general issues




Nurses are not only professionally accountable to patients through the Nursing and Midwifery Council (NMC) Code of Professional Conduct: Standards for Conduct, Performance and Ethics (the Code) (Nursing and Midwifery Council 2004) but, like all other professionals, they are accountable in law, and malpractice may lead to a civil action or a criminal prosecution. A nurse is under a legal duty to act carefully towards the patient. If a nurse fails to exercise sufficient care and by so doing causes injury or harm to the patient, s/he will be held liable in the tort of negligence.

The next section considers liability in tort for negligent conduct; later sections consider liability in criminal law where actions are gravely negligent, and some issues regarding reform of the law of negligence. The present chapter focuses upon general principles of liability. Various related negligence issues are examined in later chapters, including liability under certain statutes for negligence. Questions of liability in relation to childbirth and conception are considered in Chapter 9.


LIABILITY IN TORT FOR NEGLIGENT CONDUCT


Accidents sometimes happen

A nurse is not negligent if s/he acts in accordance with a practice accepted as proper by a responsible body of nursing opinion. The nurse is not expected to take precautions against unforeseeable risks and even if risks are foreseeable they may still be justified in the particular circumstances of the case. Accidents, untoward incidents or adverse treatment outcomes may occur without any findings of fault being made against the nurse. The following two examples illustrate this point.





A competent nurse, following the correct procedure for venepuncture, may still cause the patient to develop a haematoma, or bleed after the removal of the needle if the patient is on anticoagulant therapy. This may happen occasionally even though the nurse has ascertained that the patient is taking anticoagulants and has applied pressure to the site of venepuncture him/herself. Bruising can be reduced if pressure is applied by the nurse or phlebotomist but bruising can still occur in the older patient and, occasionally, slight pain and discomfort.



Elements of the tort of negligence

Generally speaking, the claimant (the person bringing the court action) must prove negligence against the nurse or the nurse’s employers. The claimant will normally have to prove his/her case on the ‘balance of probabilities’. The elements of the tort of negligence must be established.

The basic elements are as follows:


• Duty


• Breach


• Damage


• Remoteness.


Duty

The claimant must first establish that the defendant (nurse or health authority, Trust) owed him/her a legal duty of care. In the health-care context this is usually not a problem as Jones (1992) has commented when defining the tort:

“In cases of medical negligence the existence of a duty owed to the patient is usually regarded as axiomatic, and attention normally focuses on whether there has been a breach of duty or whether the breach caused damage.
However, the issue of duty could be problematic where a nurse acts as a ‘good Samaritan’ and causes further injury by negligently administering first aid to the accident victim. The duty issue in relation to accident victims was raised in the Court of Appeal in Kent v. Griffiths and Others ([2000] 2 All ER 474). It was held that, in appropriate circumstances, an ambulance service could owe a duty of care to a member of the public on whose behalf a 999 call was made if, through carelessness, it failed to arrive within a reasonable time. The acceptance of the call by the ambulance service established the duty of care. The ambulance in this case was delayed through no good reason, taking 40 minutes to arrive. The claimant, an asthmatic, suffered an asthma attack and eventually went into respiratory arrest. Had the ambulance arrived in a reasonable time there was a high probability that the arrest would have been averted. The delay caused the claimant further injuries. The defendant’s appeal was dismissed.

The courts are unlikely to find an express legal duty to rescue a stranger: the nurse could walk past the victim with legal impunity (Tingle 1991). However, if the nurse stops and acts then a legal duty of care will flow from his/her actions. The nurse now could be sued if s/he practices first aid negligently and causes further injury. In contrast, it appears that the NMC would expect the nurse to act as a good Samaritan and assist if s/he could easily do so. Clause 8.5 of the NMC Code provides:

“In an emergency, in or outside the work setting, you have a professional duty to provide care. The care provided would be judged against what could reasonably be expected from someone with your knowledge, skills and abilities when placed in those circumstances.
Examples 2 and 3 given by the predecessor regulatory body to the NMC, the United Kingdom Central Council for Nursing, Midwifery and Health Visiting (UKCC), in their advisory document (United Kingdom Central Council for Nursing, Midwifery and Health Visiting 1996), provide useful illustrations of the UKCC approach to the nurse as good Samaritan, and the NMC approach would probably be the same. In example 3 a distinction is made between legal and professional duties. A nurse would be expected to make some response in the emergency situation postulated, at the very least comforting and supporting the injured patient. There is a risk, however, that if s/he does act and makes a mistake, then legal consequences may follow. However, it should be remembered that the likelihood of a good Samaritan being sued is fairly remote and that the public interest is better served by doing and encouraging good Samaritan acts.


Duty questions

The first issue is whether a person has in fact become a patient of a health-care professional or a hospital. This question is discussed in sections 11–14 of UKCC (United Kingdom Central Council for Nursing, Midwifery and Health Visiting 1996) and some useful illustrations are given. The NMC Code now provides in Clause 1.2:

“As a registered nurse, midwife or specialist community public health nurse, you must:


• protect and support the health of individual patients and clients


• protect and support the health of the wider community


• act in such a way that justifies the trust and confidence the public have in you


• uphold and enhance the good reputation of the profession.
Clause 1.4 provides:

“You have a duty of care to your patients and clients, who are entitled to receive safe and competent care.
Patient and client are defined in the glossary in the Code as ‘Any individual or group using a health service’.

The following situation may also help to explain the issue:



An injured confused man wanders into a hospital after a road traffic accident and is unable to locate the Accident and Emergency Department. He requires urgent medical treatment. A hospital security guard passes him in a corridor in the hospital and does not challenge or question him. A nurse hurrying home after finishing her shift also passes him without stopping. Should the guard and the nurse have stopped and questioned him?
Can the guard and the nurse be said to have owed a duty of care to the accident victim that would have required such action? Furthermore, what about the position of the hospital? Were there any organisational failures, such as failure to erect a signpost properly or to man a reception desk, that would make the hospital directly liable for any negligence?

Much will depend on the circumstances of the case and on answers to factual questions such as: How ill did the victim look? What was the time of the incident? and so on. It will be seen that Example 2 of section 14 in United Kingdom Central Council for Nursing, Midwifery and Health Visiting 1996 is similar in facts to the problem discussed. The UKCC states that in its example the nurse would be expected to take some action, comforting and supporting the patient and calling for expert help. Clause 8.5 of the NMC Code would now govern this situation.

An issue does arise of how generally competent nurses are in first aid: not every nurse will necessarily be good at first aid; it will be an acquired skill. A case that is instructive in this area is Cattley v. St John’s Ambulance Brigade (1988) QBD (unreported) (but see Lexis). This case involved an allegation of negligence against two members of the St John’s Ambulance Brigade. It was alleged that the plaintiff’s spinal injuries were made worse by the negligent way he was treated by the St John’s members immediately after his fall from a motor cycle at a schoolboy motor scrambling event. The judge in the case, Judge Prosser, applied the ‘Bolam’ test and stated that the St John’s ambulance men were not negligent because the volunteers had observed the procedures laid down in the Brigade’s First Aid Manual. The judge stated:

“In my judgment the test to be applied to determine whether negligence has been proved against the first-aider, like Mr Nicholson, or the St John’s Ambulance Brigade, is the test set out in Bolam and approved in subsequent cases. Mr Nicholson or any other person holding himself out as a first-aider trained in accordance with the manual I referred to would be negligent if he failed to act in accordance with the standards of the ordinary skilled first-aider exercising and professing to have that special skill of a first-aider.


“To adapt the words of Lord President Clyde to a first-aider, the true test for establishing negligence in a first-aider is whether he has been proved to be guilty of such failure as no first-aider of ordinary skill would be guilty of, if acting with ordinary care.


“If in any situation the first-aider acts in accordance with the First-Aid Manual and does so with ordinary skill, then he has met the test and he is not negligent.
Good Samaritans such as the St John’s Ambulance Brigade can be sued. The court would probably expect more from the good Samaritan nurse assisting in an emergency than from a member of the public. A nurse administering first aid would be holding him/herself out ostensibly as somebody who knows what they are doing and the court would probably adopt the conventional wisdom of members of the public generally or, to use a modern phrase, the ‘urban myth’ that all nurses are trained in first aid, which of course they are not. By stopping and assisting at a first aid event the nurse creates a legal duty of care situation and can be sued personally if negligence and damage results.



We have mentioned about breach of the standard of care above but will now go into some more detail about the topic (Jones 2004). The second step is for the claimant to prove that the nurse was negligent in breach of his/her legal duty of care. The nurse’s conduct would be viewed from the perspective of what ‘the ordinary skilled nurse in her/his speciality would have done in the circumstances of the case’. The nurse would also have been expected to take precautions against reasonably known risks only.


Legal standard of nursing competence

In determining the legal standard of care if litigation was being brought, lawyers would have to take advice from other nurses in the same speciality. If the case went to trial, the judge would hear expert evidence and would draw conclusions from this as to the standard of professional practice. The legal principles stated come from the well known Bolam case (Bolam v. Friern Hospital Management Committee [1957] 1 WLR 582). In the case, the Judge, Mr Justice McNair, stated what has become known as the Bolam test:

“The test is the standard of the ordinary skilled man exercising and professing to have that special skill. A man need not possess the highest expert skill; it is well established law that it is sufficient if he exercises the ordinary skill of an ordinary competent man exercising that particular art….
The judge went on to say that a professional would not be liable in negligence:

“if he has acted in accordance with a practice accepted as proper by a responsible body of medical men skilled in that particular art…. Putting it the other way round, a man is not negligent, if he is acting in accordance with such a practice, merely because there is a body of opinion who would take a contrary view.
Clause 1.4 of the NMC Code applies here: ‘You have a duty of care to your patients and clients, who are entitled to receive safe and competent care’. ‘Competent’ and ‘reasonable’ are defined in the Glossary in the NMC Code. The Bolam and Bolitho cases, to be discussed below, are mentioned.

Sections 15 and 16 of United Kingdom Central Council for Nursing, Midwifery and Health Visiting 1996 provide a useful discussion of the concept of reasonableness with reference to the Bolam principle (see above):

“The case of Wilsher v. Essex AHA (1988) set the standard of reasonable care to be expected of students and junior staff. The standard is that of a reasonably competent practitioner and not that of a student or junior. You have a duty to ensure that the care which you delegate is carried out at a reasonably competent standard. This means that you remain accountable for the delegation of the work and for ensuring that the person who does the work is able to do it.
If a nurse is a trainee s/he is still expected to accord with the standard of a qualified practitioner (Nettleship v. Weston [1971] 2 QB 691). Nurses who are unsure of what to do should get advice from a more experienced practitioner. By doing so, not only are they acting in accordance with good practice but this is likely to absolve them of liability in negligence (Wilsher v. Essex AHA [1986]3 All ER 801).


Reasonable differences of opinion

There may be legitimate differences as to what constitutes a body of responsible professional practice. Take, for instance, the issue of nurses using cot-sides. One nurse may decide to use cot-sides while another nurse may refuse to have them on his/her ward because it is known that patients can roll over the sides and fall from a higher level. Another nurse may decide not to take any of these courses of action and to nurse the patient on a mattress on the floor. Nursing experts advising lawyers and the court would say that, generally speaking, all the above nursing actions are reasonable and that there are competent bodies of nursing opinion that would support such practices. Applying the Bolam test the courts would usually accept the nursing experts’ views and would not choose between competing views and practices. A small number of medical practitioners could constitute a responsible body of medical opinion (De Freitas v. O’Brien and Another [1993] 4 Med LR 281).

The courts have not handed over totally the task of determining the standard of care to the nursing and medical professions. While expert evidence as to nursing or medical practice will usually be accepted, the courts could still overrule a body of professional practice. Nevertheless, the courts would not easily condemn accepted nursing or medical practice as negligent (Jones 2003). The question of what happens when professional opinion differs was considered by the House of Lords in a case involving a nurse plaintiff (Maynard v. West Midlands Regional Health Authority [1984] 1 WLR 634). Staff Nurse Maynard consulted a physician and a surgeon experienced in the treatment of chest diseases. Tuberculosis was considered to be her most likely diagnosis but there were symptoms that also suggested Hodgkin’s disease, carcinoma and sarcoidosis. Unless Hodgkin’s disease was treated early it would prove fatal (as treatment was understood in 1970). The doctors decided upon a mediastinoscopy, which would provide them with a biopsy that they could have examined immediately. The operation involved a risk of damage to the left laryngeal nerve even if carried out correctly. Unfortunately, the nerve was damaged despite the fact that the operation was carried out carefully. The biopsy proved negative and it was later confirmed that the plaintiff was suffering from tuberculosis and not Hodgkin’s disease. She sued in negligence, alleging, among other things, that it was a negligent decision to carry out the mediastinoscopy rather than to await the results of the sputum test. Her action failed. Lord Scarman stated:

“A case which is based on an allegation that a fully considered decision of two consultants in the field of their special skill was negligent clearly presents certain difficulties of proof. It is not enough to show that there is a body of competent professional opinion which considers that theirs was a wrong decision, if there also exists a body of professional opinion, equally competent, which supports the decision as reasonable in the circumstances. It is not enough to show that subsequent events show that the operation need never have been performed, if at the time the decision to operate was taken it was reasonable in the sense that a responsible body of medical opinion would have accepted it as proper…. Differences of opinion and practice exist, and will always exist, in the medical as in other professions. There is seldom any one answer exclusive of all others to problems of professional judgment.
These legal principles can be applied to another controversial nursing issue; the Edinburgh University solution of lime (Eusol) wound care dressing debate (Tingle 1990). Many nurses are reluctant to use Eusol, some arguing that they have a professional duty not to do so as they say it is ineffective as a promoter of wound healing. Some consultants like to use Eusol and ask nurses to use it. There have been a number of publicised disputes, as nurses face a conflict between the consultant’s request and their own professional view on Eusol. Applying the principles set out in Bolam and Maynard it can be seen that, generally speaking, it is not negligent to use Eusol because there is a competent body of medical opinion that would support its use (Burton 1993).

Developments in health-care practice generally may influence the manner in which the Bolam test may operate and assist in defining what amounts to a responsible body of professional practice. It is interesting to speculate the extent to which concepts such as evidence-based medicine/nursing and clinical guidelines and protocols will push the standard of care from reasonable practice, in the Bolam sense, to best practice. Evidence-based medicine is practice based on a clear body of research and agreed principles. The Bolitho case can be seen to revamp the notion of ‘evidence-based health-care practice’, giving judicial credence to the concept. The courts now seem to expect more from practitioners: just coasting along on outdated nursing practices that have no evidence base is no longer a tenable practice.


The Bolitho case, Bolitho v. City and Hackney Health Authority (1997) ([1998] Lloyd’s Rep Med 26)

In this case a 2-year-old boy was being treated for breathing difficulties in hospital. He suffered, on one day, two episodes of acute shortness of breath and a doctor was urgently summoned by the ward sister. The doctor failed to attend or arrange for another doctor to attend. Later that day, the boy suffered a respiratory and cardiac arrest. He was resuscitated and was found to have brain damage. The health authority was sued for negligence. It was alleged that the plaintiff’s brain damage was caused by the negligent failure of medical staff to attend. Negligence was admitted by the defendant’s medical staff, who should have attended when summoned, but that was not the end of the matter. Intubation of an infant is not an easy or completely safe procedure. The doctor who had been summoned and failed to attend said that she would not have intubated him even if she had attended. Expert opinion was divided on the necessity of intubation. This case was referred to the House of Lords and the issues of breach of duty and causation were key issues of discussion. The Bolam case was discussed and Lord Browne-Wilkinson’s speech contains the contemporary view on how Bolam will be applied. To an extent, we can see a movement away from reasonable to best or evidence-based practice as the legal benchmark for standard of care to be looked for:

“The use of these adjectives responsible, reasonable and respectable all show that the court has to be satisfied that the exponents of the body of opinion relied upon can demonstrate that such opinion has a logical basis. In particular in cases involving, as they so often do, the weighing of risks against benefits, the judge before accepting a body of opinion as being responsible, reasonable or respectable, will need to be satisfied that, in forming their views, the experts have directed their minds to the question of comparative risks and benefits and have reached a defensible conclusion on the matter.
Expert reports in cases must be evidence-based. We will see in
Chapter 4, in Penney and Others v. East Kent Health Authority (The Times, 25 November 1999 (CA)) how the courts can approach national clinical guidelines and the Bolitho and Bolam cases. It is also unclear whether nurses will be subject to the same degree of scrutiny as doctors, or indeed whether the courts would be willing to undertake a more rigorous review than is the case regarding medical decision-making. (See also the discussion of Bolitho in Chapter 5.)


Departing from accepted practice

A nurse would not necessarily be viewed as being negligent if s/he departed from accepted nursing practice in a particular situation. For example, a wound care specialist might decide, on the basis of a recent research study, to mix two types of topical wound care solution together and apply them to a patient’s wound, arguing that recent research had shown that when the solutions are mixed together they became more effective. This is not, however, the conventional way to apply the solutions. If problems did occur and the patient then took legal action, the nurse would have to justify the departure from conventional practice. There is a clear danger in accepting claims made by one research paper only. There is a need for confirmation and exploration of the implications of changing practice. There must be critical appraisal of new research.

If a nurse is given instructions by a doctor but is of the view that these are wrong, what should s/he do? It is suggested that it would be good practice to raise the concerns with the doctor. But if the doctor disagrees and the nurse goes along with the doctor’s instructions, then if harm results the nurse may be held not to be negligent because s/he was acting on doctor’s orders (Gold v. Essex County Council [1942] 2 All ER 237; Montgomery, 1995 and Montgomery, 1997), although this may be an approach that the courts are less willing to take as the nurse’s role in clinical practice increases still further.


Assessing risk

The nurse in the above example might have felt that there were no real significant adverse risks to the patient in his/her proposed course of action, the benefits outweighing any treatment risks. Whether the nurse was correct in his/her assessment would be an important issue for the experts to determine in their reports to the lawyers.



The defendant’s conduct in a negligence case is viewed from the date the incident occurred and not from the time of the court hearing. The defendant would be expected only to guard against events that could be reasonably foreseen at the time of the alleged negligence. Roe v. Ministry of Health and Others, Woolley v. Same ([1954] 2 All ER 131) illustrates this point. Two patients underwent an operation. Prior to the operation a spinal anaesthetic consisting of Nupercaine was administered to the patients by lumbar puncture. The plaintiffs developed spastic paraplegia after the operation and were paralysed from the waist down. Their injuries were caused by the injection of contaminated Nupercaine. The Nupercaine was in glass ampoules, which, prior to administration, were immersed in a phenol solution. Unknown to the anaesthetist, the phenol had percolated into the glass ampoules by means of invisible cracks or molecular flaws in the glass. At the time of the incident, the risk of percolation in the manner that occurred was not generally appreciated by competent anaesthetists. It was an unforeseeable occurrence. The defendants were not legally expected to anticipate the danger. Denning L.J. expressed the following sentiment in the case, which can equally be said to be applicable to all health-care professionals today:
Aug 7, 2016 | Posted by in NURSING | Comments Off on Nursing negligence: general issues

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