Chapter 36. Interpretive Phenomenological Analysis
Catherine Quinn and Linda Clare
▪ Introduction
▪ What is IPA?
▪ Conducting an IPA
▪ Analysis of transcripts using IPA
▪ IPA and health research
▪ Case study: The contribution of IPA to dementia care research
▪ Conclusion
Introduction
Interpretive phenomenological analysis (IPA) explores lived experience and how people assign meanings to make sense of their experience (Smith 2004). IPA attempts to make sense of the participant’s subjective world through a process combining descriptive and interpretive activity (Willig 2001). IPA is descriptive in that it attempts to present an account of subjective experience; however, it is also acknowledged that such experience is never directly accessible. Thus, IPA is also interpretive as it acknowledges the researcher’s role in creating a thematic account (Smith et al 1997). IPA is not a hypothesis-driven approach, but rather answers broader research questions. IPA can be used to question or further explore knowledge gained from the existing literature (Smith 2004) by focusing primarily on participants’ accounts of their experiences. It is only at the end of an IPA that the findings are then integrated with existing research.
This chapter will explore the theoretical background of IPA and how it differs from other qualitative approaches. It will provide an outline of how to conduct IPA research and a practical illustration of how to analyse an interview transcript using IPA. The final sections of this chapter will focus on the use of IPA in health research, focusing in particular on how IPA has contributed to the field of dementia research.
What is IPA?
The origins of IPA can be found in philosophical traditions of phenomenology, in theories developed within the social sciences, and in social cognitive psychology. From the social sciences, IPA has been influenced by concepts derived from phenomenology and symbolic interactionism (see Chapter 21 and Chapter 22 for additional information on these approaches). Moreover, both symbolic interactionism and phenomenology contribute to the foundations of IPA through their emphasis on the importance of how events are perceived and on the meanings that people attribute to events (Smith 1996). IPA also shares with social cognitive approaches a conviction that there is a link, albeit an imperfect one, between verbal accounts, underlying cognitive processes and behaviour (Smith et al 1997). The accounts people present in interviews are understood as relating to internal psychological meanings and experience. This is particularly relevant when considering the applicability of IPA in health research (Smith & Osborn 2004) and may help to account for the frequent focus in IPA findings on psychological issues relating to self and identity.
IPA aims to explore subjective experience (Smith 2004 and Willig 2001). IPA proposes that people will experience the same event differently because of the different meanings they attribute to the event (Willig 2001). IPA, although expressly ‘interpretive’, incorporates elements drawn from both descriptive and interpretive phenomenology. The descriptive phenomenological aspects of IPA are concerned with the aim of identifying the individual’s personal perceptions of the phenomenon under investigation (Smith et al 1999) and developing a credible account of these. However, IPA recognises that insight into the personal world is elicited only through a dynamic, interactive research process involving interpersonal engagement which brings with it an inevitable element of interpretation. Thus, an IPA is always an interpretation of the participant’s experience, and is dependent upon, and complicated by, the researcher’s own beliefs, assumptions and understandings (Smith 2004), which operate both within the interview context and subsequently as the researcher engages with the interview transcripts. This interpretive activity distinguishes IPA from the purely descriptive phenomenological approach. IPA researchers must therefore attempt to acknowledge pre-existing values, assumptions and beliefs that may affect the interpretation of data, and to reflect on factors that may influence their interactions with the participant or the text. Through acknowledging these influences and possible biases, the researcher attempts to reduce their impact on the analysis.
Some of the assumptions underlying IPA have been challenged. In particular, researchers have questioned the extent to which IPA can explain, rather than simply describe, the nature of individual experience (Willig 2001). Of course, description may itself be valuable, especially in the case of poorly understood phenomena, and this kind of information can contribute to enhancing clinical practice. Arguably, this criticism can be countered by the observation that many IPA studies do move beyond simply describing themes in order to build dynamic and interactive models – or process-based accounts – as part of the interpretive element within this approach (as an example, see Clare 2003). Unlike grounded theory, the main aim of IPA is to provide an account of participants’ experience with regard to a particular phenomenon, rather than developing a theory of that phenomenon. IPA in contrast to grounded theory is more concerned with answering specific research questions and providing an account of participants’ experiences (Brocki & Wearden 2006), and the data collection and analysis phases are usually conducted sequentially. The resulting account is necessarily a thematic one, presenting key elements that are shared across the accounts of a group of participants. It has been noted that focusing on identification of themes across accounts is likely to imply a lack of attention to narrative elements. IPA does not generally focus on narrative, story or plot and is suitable for use when the primary aim of the research endeavour is to find the key thematic components of a particular phenomenon, or experience.
From a social constructionist perspective, there has been some critique of the reliance in IPA on participants’ use of language to communicate their experiences. Willig (2001) commented that since people can describe an event in different ways, IPA may be examining how people talk about experiences in a given context rather than the nature of the experiences themselves. However, as previously noted, IPA is based on the assumption that what people have to say about their experience does reflect something of their ‘inner world’. While both IPA and discourse analysis recognise the importance of language in describing people’s experiences, these two approaches differ with regard to the link between behaviour and underlying cognitions (Smith et al 1999). Discourse analysis interprets verbal responses as behaviours and minimises the link between overt behaviour and underlying cognitions. IPA, on the other hand, with its links to social cognitive psychology, proposes that there is a link, be it direct or indirect, between people’s verbal responses and their underlying thoughts and feelings (Smith 1996). Therefore, IPA endeavours to study the cognitions underlying these verbal responses. Again, this may help to account for the widespread application of IPA in clinical and health research since it is typically through talk that individuals and practitioners negotiate the meaning of, and responses to, physical symptoms or psychological states.
Conducting an IPA
The following section will explain some of the factors to consider when planning a research project using IPA, such as sample characteristics and data collection. This section will also explain, step-by-step, how to analyse interview transcripts using IPA.
Research question
The choice of an appropriate form of qualitative analysis for any project depends on the nature of the research question to be addressed. IPA can be most appropriately used to answer questions concerning how people make sense of a particular phenomenon that they are experiencing. IPA studies have explored a range of issues, such as the experience and meanings attributed to:
▪ caring for stroke survivors (Hunt and Smith 2004)
▪ living with Parkinson’s disease (Bramley & Eatough 2005)
▪ aggressive behaviour in adult slot machine gamblers (Parke & Griffiths 2005)
▪ women’s self-injury in the context of lesbian or bisexual identity (Alexander & Clare 2004).
Researchers typically attempt to address the implications of their analyses for clinical practice, service development or social policy, highlighting the relevance of IPA research to practical concerns of social and clinical importance.
Participants
As IPA is concerned with answering specific research questions, the sample chosen should have the potential to generate an answer to this question. A homogeneous sample is considered most likely to offer the opportunity to identify common themes and issues effectively, especially given the generally small sample sizes employed in this kind of study, which means that careful selection of participants is essential. Small sample sizes reflect the detailed and systematic nature of the approach, in which often lengthy interview transcripts are subjected to micro-analysis in a process extending over several stages. Smith (2004) recommended between five and 10 participants. However, IPA can also be used effectively with larger sample sizes, given appropriate time and resources (Reynolds & Prior 2003).
Data collection
Data are usually gathered through face-to-face semi-structured interviews. Semi-structured interviews allow flexibility in coverage, enabling the researcher to follow up interesting topics that emerge in the interview as well as ensuring that all key areas are addressed. The use of semi-structured interviews is described by Smith (1995). Other data collection techniques can involve focus groups (Flowers et al 2003) or interviewing participants via email (Murray 2004).
Analysis of transcripts using IPA
This section will provide an outline of how to analyse an interview transcript using IPA. Analysis using IPA can be done either by hand with or without the assistance of a basic word-processing package, or through using computer-assisted qualitative data analysis software such as NVivo. The example presented in this chapter was analysed by hand in order to illustrate the various stages of IPA. When learning to use IPA we would suggest that it is advisable to begin analysing transcripts in this way, in order to become fully familiar with the method, before progressing to the use of data analysis software.
IPA methodology
IPA involves a thorough and meticulous examination of transcripts in order to identify themes. IPA can be viewed as a cyclical method in which the quality of the analysis can be improved by continuously going back to the original transcripts and checking the fit of emerging themes. IPA uses an idiopathic approach in which each interview is analysed individually before proceeding to the group-level analysis in which themes are identified across transcripts for the group as a whole. There is no rigidly defined way of conducting an IPA; here we present the method that we use in our own research.
The process of conducting IPA is illustrated by an extract from an interview with a partner of a person with early stage dementia. The extract shown in Box 36.1 is taken from an interview with a female caregiver describing her initial reactions to her partner’s diagnosis.
Box 36.1
‘You know, it just seems so cruel after all that effort that he is being robbed of this good retirement; however, we are going to try and do some of the things we want to do more quickly. The first week I walked around this flat feeling like I had a stake in my heart because I didn’t know he could be so … well composed about it in terms of the diagnosis because I just felt so heartbroken for him. I did not know how he would come to terms with something like that being told to you and I would get into bed at night and my heart would pound … and I feel that we are doing the best we can and we are trying to make strategies for coping with things … we are finding that the more people we tell the more support we have got.’
Analysis of individual interviews
Stage 1: Reading the transcript
In order to become familiar with the text, the first stage of the analysis involves reading and rereading the interview transcript.
Stage 2: Making margin notes
Once familiar with the transcript, the researcher inserts notes about key points into one of the margins – the right hand margin has been used here. These notes should be very similar to the participant’s own words; this ensures that the analysis is grounded in what the participant actually says. Notes should be made throughout the transcript and it is a good idea to read the transcript a few more times as it is likely that more key points will be identified during this process. It can also be helpful to write memos of any points that seem particularly relevant and/or reflect general thoughts about the interview. Box 36.2 shows our extract with the margin notes made by the researcher.
Box 36.2
‘You know, it just seems so cruel after all that effort that he is being robbed of this good retirement; however, we are going to try and do some of the things we want to do more quickly. The first week I walked around this flat feeling like I had a stake in my heart because I didn’t know he could be so … well composed about it in terms of the diagnosis because I just felt so heartbroken for him. I did not know how he would come to terms with something like that being told to you and I would get into bed at night and my heart would pound … and I feel that we are doing the best we can and we are trying to make strategies for coping with things … we are finding that the more people we tell the more support we have got’. | It just seems so cruel |
He is being robbed of his retirement | |
Try and do some of the things we want to do more quickly | |
The first week I walked around this flat | |
Felt like I had a stake in my heart | |
I didn’t know how he could be so composed | |
I just felt so heartbroken for him | |
I did not know how he would come to terms with it | |
Something like that being told to you | |
I would get into bed at night and my heart would pound | |
We are doing the best that we can | |
We are trying to make strategies for coping | |
The more people we tell the more support we have got |