Chapter 3 Historical foundations
Introduction
The British statesman Winston Churchill believed that studying history gave the modern politician a practical advantage, saying: ‘The farther back you look, the farther forward you can see’ (Howells 1991, p 1). An opportunity to reflect upon the historical precedents for prevailing mental disorders, and the ways in which they have been diagnosed and treated in the past, can enhance the richness and depth of contemporary clinical practice.
The value of historical antecedents
There is an increasing tendency to discount the historical antecedents of mental disorders and their treatment as health and medical education abandons its emphasis on the teaching of Latin and Greek. Sigmund Freud and his colleagues received a sound classical education, which included the study of Latin and Greek, legend and mythology (Richards 1991). Just as the Greek language determined the nomenclature of most body parts and diseases, it also influenced the naming of early psychoanalytic phenomena such as mania and melancholia, neurosis and psychosis, the ego and the id and the Oedipal and Electra complexes.
Perhaps it is the need to believe that modern medical science holds the key to a better world that leads some writers to deride the achievements of the past, or to ignore them completely. However, in some cases medicine, culture and society have not improved dramatically. Sometimes the past can hold valuable lessons and precedents which have been lost and which, when rediscovered, can assist us to achieve the best possible outcome for ourselves as healthcare practitioners and for our clients. Suer (1995) says that modern French psychiatry is based on ancient medicine, and traces the survival in modern psychiatric care of ancient medical terminology, psychiatric terms (e.g. mania and melancholia), theories of aetiology (airs, climates and humours) and personality types.
Nursing is a genuinely ancient career with honourable credentials. Other professions use and even invent historical precedents to assist in the glorification of their own profession. For example, psychiatry as a profession has only slowly developed in the course of the past one hundred and fifty years since the American Psychiatric Association was commenced in 1844 with only thirteen members. Yet the influential medical historian and psychoanalyst Bennett Simon boasts that what makes the medical model ‘unique’ is the unbro ken line which joins ancient and modern practitioners (Simon 1978).
Alexander & Selesnick, in their classic and much-reprinted psychiatry text, maintain that psychiatrists and psychiatry are the culmination of an intellectual and professional evolution which began with witch doctors and philosophers, and claim that: ‘the precursor of the psychiatrist was any man who tended another in pain. The story of psychiatry thus begins with the story of the first professional healer’ (Alexander & Selesnick 1966, p 3). It is clear that the possession of a lengthy historical pedigree is considered an advantage for a profession. For example, occupational therapists also claim that their chosen work has ancient Graeco-Roman origins in the treatment of mental disorders (Busuttil 1992).
Some nurses have also wished to demonstrate that their profession has existed since ancient times. For example, Doona (1992) claims as ‘nurses’ three women from the ancient literature, Euryclea, Cilissa and Medea’s nurse, but none of these characters can be said to be ‘nurses’ as we understand the term today. All three characters are aged women who had in their youth ‘nursed’ or suckled children. They would not have cared for ill or wounded patients as would their modern ‘nursing’ counterparts.
Burnard (2007) in a recent editorial laments the exclusive emphasis upon recent research in nursing education today and recommends that more historical research be performed by nursing scholars. Little is done at present, even by the authors of comprehensive mental health nursing texts such as Fontaine (2003), which entirely omits the originators of the Western medical knowledge base—the ancient Graeco-Roman medical writers—and commences its historical overview with Florence Nightingale’s The Art of Nursing. When this omission is compared with the conspicuous interest shown in treatment modalities such as Ayurvedic medicine, shamanic healing, naturopathy, animal-assisted therapy, aromatherapy and Reiki, the reader might consider the book’s focus to be excessively present centred.
Nursing scholarship in fact prides itself upon being present-centred in the belief that this is the same as being innovative and progressive. But Burnard (2007) claims that in the ‘clamour to cite only the latest papers … students are often citing older ideas without appreciating their genesis. Thus well known scholars’ work is often attributed, inaccurately, to more recent workers in the field’ (p 665). If we never use older works, how do we know if what we are reading is innovative or derived from some earlier, original thinker’s work?
Mental health nurses are not well served by existing mental health nursing texts if they seek to find out more about the history of mental healthcare or mental disorders. McAthie (1999) states that ‘Little is written about nursing in early historical accounts because the care of the sick was considered an ordinary event—it seems that it was not important enough to record’. This statement is debatable on many levels. It assumes that because no research is known to the author, none was undertaken; and it reveals a lack of awareness of the greatly enhanced ‘visibility’ of women in literature and society in recent years. The social context in which Western nursing takes place today has altered enormously. Today’s professional nursing, undertaken outside the home in institutions removed from the family, is an exception in the historical sense compared with the millennia during which nursing was undertaken by the family and their peripheral members, neighbours, slaves and servants, or later by religious orders.
The origins of medical care are addressed by McAthie (1999, p 4) in a brief and inaccurate statement using as the source a text written in 1938: ‘Religion and medicine were united very early, with medicine men, and later physicians, becoming priests’. This chapter will illustrate how an over-simplification of this kind can be misleading. Another standard mental health nursing text provides a similarly confused and barren coverage of the centuries preceding the eighteenth century. Boyd (2002) asserts that mental disorders in the first century AD were believed to be caused by sin or demonic possession and that ‘clergymen’ often treated patients by exorcism, which, if unsuccessful, led to the patients’ being excluded from the community or put to death. But as we will see, the Roman writer Celsus (25 BC – c. 79 AD) lived and wrote in the first century ad, and the enlightened and humane methods he advocated for the treatment of the mentally ill could as well be used to great effect today.
Brief, inaccurate and negative appraisals of the historical precedents for the treatment of mental illness are, sadly, all too common, as is the tendency to present the past in an inappropriately ethnocentric fashion. To Boyd, the History of Psychiatric Mental Health Nursing is relevant mainly in the context of the United States. A similarly narrow approach is taken by Frisch (2002) and by McAthie (1999), whose table of ‘Significant events in nursing in the twentieth century’ addresses only events that occurred in the United States. At least McAthie mentions the importance of the Nightingale model to the development of nursing programs in the United States, but Frisch’s sole mention of the ‘Nightingale model’ is provided with no explanation or context.
Neither does Frisch (2002) differentiate between ‘primitive cultures’ which confused medicine, magic and religion, and ‘early civilisations’ such as the Graeco-Roman, wherein the vast Hippocratic Corpus is reduced to a statement that Hippocrates attributed melancholy to an excess of black bile and believed that a cure could be effected by bloodletting. Frisch represents mental healthcare in the millennia preceding the eighteenth century as exclusively custodial and restricted to the confinement of lunatics who were thought to be evil, witches or heretics—a feared, criminal population.
Past ideas about mental disorder
The terms ‘mad’ and ‘insane’ are not acceptable medical terms for mental illness today, but these general terms have in the past been used to describe a wide range of symptoms and behaviours. The Latin word insana means ‘not of right mind’ and the equivalent Greek term is mania. The term ‘mad’ is a middle-English, pre-twelfth century word which is still used today to describe a loss of reason and judgment. Metallic mercury poisoning in the felt-hat industry produced toxic effects which gave rise to the expression ‘mad as a hatter’.
There are some issues which we can examine to help us in understanding the ways in which mental illness might have been constructed in the past. The theory of the humours was a systematic hypothesis that sought to explain why some people were susceptible to certain kinds of illness, including mental illness. The humoural theory (see below) was still being applied in the nineteenth century, and has been correctly described as the first diagnostic classification system (Mack et al 1994). Mental illness has in the past been seen by some as a punishment from the gods or God, and we will examine the role of the supernatural, and the perceived influence of God/gods upon the minds of humankind. The survival of some mental illness across different times and cultures will also be considered with the assistance of vignettes and case studies collected from primary source literature. Finally, the different meanings of ‘madness’ and the mental state which it implies will be assessed.
The ‘humours’
Some aspects of the humoural theory are of a sophistication which is perhaps not appreciated by modern critics, but in fact the four-factor theory of temperament and body function has not only survived, it has been revived in the areas of personality assessment and the prediction of vulnerability to physical disease (Hawkins 1982; Lester 1990; Merenda 1987). Research such as that currently being undertaken into the human genome similarly seeks to find some intrinsic yet individual factor which will explain why certain people are vulnerable to specific diseases, a continuation of the same quest that originally led to the devising of the humoural theory two and a half thousand years ago.
Supernatural influences
The Diagnostic and Statistical Manual of Mental Disorders (DSM-IV) (American Psychiatric Association 1994, p xxiv) cautions against labelling behaviour that is based in the religious beliefs of another culture as pathological:
It has always been difficult in practice to differentiate religiously motivated behaviour from mental disorder. Research indicates that the more the religious beliefs of others deviate from the mental health professional’s beliefs, the more liable the professional is to judge the others’ beliefs as mentally unhealthy (Sanderson, Vandenberg & Paese 1999). Knowing this, the mental
health professional needs to recognise their potential for making judgments based on erroneous religious or cultural assumptions.
Greece and Rome
Herodotus (490–425 BC) wrote The Histories, the first prose work ever recorded. He is our primary source of information about Cleomenes the First of Sparta, who reigned between c. 519 BC and 490 BC, so Herodotus could interview people who actually knew Cleomenes. Cleomenes’ illness illustrates an instance of ancient mental illness which culminated in suicide. There are many factors that influence the decision to suicide and the ways in which the act is regarded. De Leo describes the vast differences in suicide rates that are found throughout history and across nations when one takes into account age, gender, socio-economic status, ethnicity and religion (De Leo 2002). Nurses still wrestle with the moral and ethical implications of intentional suicide and find that if they do not deal with them, the unforeseen emotional implications can take them unawares (Rich & Butts 2004).
Alexander the Great was harsh upon this man because he believed that if the god Serapis had instructed the man to wear Alexander’s crown and robes, this could be an omen foreshadowing his own death. Perhaps it is scenarios such as this which lead many modern authors to believe that mental illness was always punished harshly, or regarded by ancient societies with superstitious dread (Blakemore 1988; Devereux 1970; Dodds 1951; Hershkowitz 1998; Parker 1983; Roccatagliata 1991; Rosen 1968; Simon 1978; Stone 1997). This position is not wholly supported by the evidence. Perhaps there was a clear line of demarcation between the medical position on mental disorder and ‘popular’ attitudes and beliefs.
The medical term melancholia was used by both the Greek comic playwright Aristophanes (c. 457–385 BC) and the Greek politician Demosthenes (384–322 BC), evidence that medical terminology was in common
usage by as early as the fifth century BC. In Plautus’s (c. 254–184 BC) The Menaechmi the doctor inquires as to whether a patient’s disorder was due to possession or hallucinations, indicating that although possession was a recognised ‘disorder’, it was clearly able to be distinguished from hallucinations by the medical profession, popular playwrights and their audiences.
The Christian era
By the 1630s the tide was beginning to turn against the persecution of witches, and influential writers such as Robert Filmer denounced witch-hunting. The American colonies were slow to react to European trends, and in 1692 one hundred and fifty ‘witches’ were tried and nineteen were hung in Salem, Massachusetts. The cause of the bizarre behaviour of the adolescent girls involved has been hypothesised by modern scholars as being due to ergot poisoning or mycotoxin (Woolf 2000), but whatever the cause, when the hysteria died down, public revulsion resulted in the annulment of the convictions and the release of those of the convicted who had survived. This event marks the virtual end of witch-hunting.
Mental disorders found in Graeco-Roman sources
What follows is the result of comprehensive research into mental disorders in the ancient Greek and Roman literature (Evans 2000).
The mood disorders or affective disorders (see Ch 16), consisting of mania and depression, alone or in combination, were found to exist in the ancient literature, although the term melancholia evolved in meaning over the centuries (Evans 2007). Melancholia by no means always meant the equivalent of ‘depression’, in the way it is constructed today. The most convincing and earliest conclusive instance of major depression was that suffered by the prominent Roman lawyer, statesman, philosopher and author, Marcus Tullius Cicero (106–43 BC).
At his most despondent, Cicero tended to withdraw from the Roman society in which he was celebrated, and retire to the country, as his surviving letters testify. Cicero wrote to his friend Atticus on most of the days they were separated, and his copious correspondence clearly documents three diagnosable episodes of major depression (Evans 2007). Cicero seems to have discovered for himself a self-help treatment method that really works and is recommended today to alleviate depression. Writing a daily journal that addresses
emotional issues over a period of months has been found by modern researchers to lighten depression, as has writing about bereavement following the death of a loved one (Range, Kovac & Marion 2000). Paradoxically, it is only narrative writing that helps to alleviate depression: writing poetry does not seem to help (Kaufman & Sexton 2006). Cicero experienced his last and most severe episode of depression after the death of his daughter Tullia. Latham & Prigerson (2004) find that bereavement complicated by depression frequently results in a very high risk of suicide. An excerpt of one of Cicero’s letters is shown on page 37.
The anxiety disorders (see Ch 18) as they were manifested in the ancient world have not previously been the subject of a great deal of critical attention in the modern secondary literature, but convincing examples of anxiety disorders are described in the classical texts. The case study from the Hippocratic Corpus (see below) describes two ancient examples of phobic avoidance, and that which follows from Plutarch describes an instance of post-traumatic stress disorder.
Both the anxiety disorders and the personality disorders (see Ch 17) were acknowledged by ancient cultures to be serious, chronic mental irregularities which could influence the sufferer’s life, but they were not considered to be illnesses which required treatment. A number of examples of personality disorders have been identified, but since the concept of a personality disorder is often culturally determined, particular care was taken to ensure that the subject of the case study was considered by their peers to have differed from societal norms (Evans 2000).
There was in the ancient literature evidence which affirmed that epilepsy was believed to be related to mental illness. Epilepsy can exhibit psychiatric sequelae, but whereas it was considered to be a mental disorder in the ancient world, it is not so regarded today. The substance-related disorders (see Ch 20) were, conversely, not in ancient times conceded to be mental disorders, although drunkenness might lead to socially unacceptable behaviour. Alcohol-related disorders proved to be a complex topic; examples of these disorders were located in ancient Greek and Roman literature. Indeed, although excessive alcohol consumption seems to have caused or complicated many medical conditions, ancient medical and societal opinion seemed to indicate that conditions such as alcohol abuse, dependence and withdrawal went largely unrecognised (Evans 2000).
Some psychotic disorders (see Ch 15) were documented and recognised as such in the ancient Graeco-Roman literature, but this author’s research indicates that the full gamut of criteria which would justify a modern diagnosis of schizophrenia (early onset, hallucinations, delusions and a degree of chronicity) was not apparent anywhere in the ancient Greek and Roman texts (Evans, McGrath & Milns 2003). The reportage of symptoms for all the major mental disorders in the ancient literature was often inadequate to satisfy modern diagnostic criteria with reference to the duration and range of symptoms.