General and Local Anesthetics
Objectives
When you reach the end of this chapter, you will be able to do the following:
2 Describe the basic differences between general and local anesthesia.
3 List the most commonly used general and local anesthetics and associated risks.
Drug Profiles
Key Terms
Adjunct anesthetics Drugs used in combination with anesthetic drugs to control the adverse effects of anesthetics or to help maintain the anesthetic state in the patient. (See balanced anesthesia.) (p. 170)
Anesthesia The loss of the ability to feel pain resulting from the administration of an anesthetic drug. (p. 170)
Anesthetics Drugs that depress the central nervous system (CNS) or peripheral nerves to produce decreased or loss of consciousness, or muscle relaxation. (p. 170)
Balanced anesthesia The practice of using combinations of different drug classes rather than a single drug to produce anesthesia. (p. 171)
General anesthesia A drug-induced state in which the CNS nerve impulses are altered to reduce pain and other sensations throughout the entire body. It normally involves complete loss of consciousness and depression of normal respiratory drive. (p. 170)
Local anesthesia A drug-induced state in which peripheral or spinal nerve impulses are altered to reduce or eliminate pain and other sensations in tissues innervated by these nerves. (p. 170)
Malignant hyperthermia A genetically linked major adverse reaction to general anesthesia characterized by a rapid rise in body temperature, as well as tachycardia, tachypnea, and sweating. (p. 172)
Moderate sedation A milder form of general anesthesia that causes partial or complete loss of consciousness but does not generally reduce normal respiratory drive (also referred to as conscious sedation). (p. 173)
Overton-Meyer theory A theory that describes the relationship between the lipid solubility of anesthetic drugs and their potency. (p. 171)
Spinal anesthesia Local anesthesia induced by injection of an anesthetic drug near the spinal cord to anesthetize nerves that are distal to the site of injection (also called intraspinal anesthesia). (p. 174)
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Anatomy, Physiology, and Pathophysiology Overview
Anesthetics are drugs that reduce or eliminate pain by depressing nerve function in the central nervous system (CNS) and/or the peripheral nervous system (PNS). This state of reduced neurologic function is called anesthesia. Anesthesia is further classified as general or local. General anesthesia involves complete loss of consciousness, loss of body reflexes, elimination of pain and other sensations throughout the entire body, and skeletal and smooth muscle paralysis, including paralysis of respiratory muscles. This loss of normal respiratory function requires mechanical or manual ventilatory support to avoid brain damage and suffocation (death from respiratory arrest). Local anesthesia does not involve paralysis of respiratory function but does involve elimination of pain sensation in the tissues innervated by anesthetized nerves. Functions of the autonomic nervous system, which is a branch of the parasympathetic nervous system, may also be affected.
Pharmacology Overview
General Anesthetics
General anesthetics are drugs that induce general anesthesia and are most commonly used to induce anesthesia during surgical procedures. General anesthetics are given only under controlled situations by anesthesiologists or nurse anesthetists. General anesthesia is achieved by the use of one or more drugs. Often a synergistic combination of drugs is used, which allows for smaller doses of each drug and better control of the patient’s anesthetized state. Inhalational anesthetics are volatile liquids or gases that are vaporized or mixed with oxygen to induce anesthesia. For a historical perspective on general anesthesia, see Box 11-1.
Parenteral anesthetics (Table 11-1) are given intravenously and are used for induction and/or maintenance of general anesthesia, induction of amnesia, and as adjuncts to inhalation-type anesthetics (Table 11-2). The specific goal varies with the drug. Common intravenous anesthetic drugs include drugs classified solely as general anesthetics, such as etomidate and propofol.
TABLE 11-1
PARENTERAL GENERAL ANESTHETICS
GENERIC NAME | TRADE NAME |
etomidate | Amidate |
ketamine | Ketalar |
methohexital | Brevital |
propofol | Diprivan |
thiopental | Pentothal |
TABLE 11-2
INHALATIONAL GENERAL ANESTHETICS
GENERIC NAME | TRADE NAME |
Inhaled Gas | |
nitrous oxide (laughing gas) | |
Inhaled Volatile Liquid | |
desflurane | Suprane |
enflurane | Ethrane |
halothane | Fluothane |
isoflurane | Forane |
methoxyflurane | Penthrane |
sevoflurane | Ultane |
Adjunct anesthetics or simply adjuncts are also used. Adjunct is a general term for any drug that enhances clinical therapy when used simultaneously with another drug. Adjunct drugs can be thought of as “helper drugs” when their use complements the use of any other drug(s). They are used simultaneously with general anesthetics for anesthesia initiation (induction), sedation, reduction of anxiety, and amnesia. Adjuncts include neuromuscular blocking drugs (NMBDs; see Neuromuscular Blocking Drugs later in the chapter), sedative-hypnotics or anxiolytics (see Chapter 12) such as propofol (this chapter), benzodiazepines (e.g., diazepam, midazolam), barbiturates (e.g., thiopental, methohexital; see Chapter 12), opioid analgesics (e.g., morphine, fentanyl, sufentanil; see Chapter 10), anticholinergics (e.g., atropine; see Chapter 21), and antiemetics (e.g., ondansetron; see Chapter 52). Note that propofol can be used as a general anesthetic and/or sedative-hypnotic, depending on the dose. The simultaneous use of both general anesthetics and adjuncts is called balanced anesthesia. Common adjunctive anesthetic drugs are listed in Table 11-3.
TABLE 11-3
ADJUNCTIVE ANESTHETIC DRUGS (ADULT DOSES)
DRUG | PHARMACOLOGIC CLASS | USUAL DOSAGE RANGE | INDICATIONS/USES |
alfentanil (Alfenta) fentanyl (Sublimaze) sufentanil (Sufenta) | Opioid analgesic | 130-245 mcg/kg IV 50-100 mcg/kg IV 8-30 mcg/kg IV | Anesthesia induction |
diazepam (Valium) midazolam (Versed) | Benzodiazepine | 5-15 mg PO/IV/IM 1-5 mg IV | Amnesia and anxiety reduction |
atropine glycopyrrolate (Robinul) scopolamine | Anticholinergic | 0.2-1 mg IV/IM/subcut 4 mcg/kg IM 0.3-0.6 mg subcut/IM/IV | Drying up of excessive secretions |
meperidine (Demerol) morphine | Opioid analgesic | 50-100 mg IV/IM 5-20 mg IV/IM | Pain prevention and pain relief |
hydroxyzine (Atarax, Vistaril) promethazine (Phenergan) | Antihistamine | 25-100 mg IM 25-50 mg IM | Sedation, prevention of nausea and vomiting, anxiety reduction |
pentobarbital (Nembutal) secobarbital (Seconal) | Sedative-hypnotic | 150-200 mg IM 100 mg PO | Amnesia and sedation |
dexmedetomidine (Precedex) | Alpha2 agonist | 0.2-0.7 mcg/kg/hr IV (doses up to 1.4 mcg/kg/hr have been shown to be effective) | Sedation |
IM, Intramuscularly; IV, intravenously; PO, orally; subcut, subcutaneously
Mechanism of Action and Drug Effects
Many theories have been proposed to explain the actual mechanism of action of general anesthetics. The drugs vary widely in their chemical structures, and their mechanism of action is not easily explained by a structure-receptor relationship. The concentrations of various anesthetics required to produce a given state of anesthesia also differ greatly. The Overton-Meyer theory has been used to explain some of the properties of anesthetic drugs since the early days of anesthesiology. In general terms, it proposes that, for all anesthetics, potency varies directly with lipid solubility. In other words, across a continuum of drug potency, fat-soluble drugs are stronger anesthetics than water-soluble drugs. Nerve cell membranes have high lipid content, as does the blood-brain barrier (see Chapter 2). Lipid-soluble anesthetic drugs can therefore easily cross the blood-brain barrier to concentrate in nerve cell membranes.
The overall effect of general anesthetics is a progressive reduction of sensory and motor CNS functions. The degree and speed of this process varies with the anesthetics and adjuncts used along with their dosages and routes of administration. General anesthesia initially produces a loss of the senses of sight, touch, taste, smell, and hearing, along with loss of consciousness. Cardiac and pulmonary functions are usually the last to be interrupted, because they are controlled by the medulla of the brainstem. These are the classical “stages” of anesthesia. Mechanical ventilatory support is absolutely necessary. In more extensive surgical procedures, especially those involving the heart, pharmacologic cardiac support involving adrenergic drugs (see Chapter 18) and inotropic drugs (see Chapter 24) may also be required.
The reactions of various body systems to general anesthetics are further described in Table 11-4.
TABLE 11-4
EFFECTS OF INHALED AND INTRAVENOUS GENERAL ANESTHETICS
ORGAN/SYSTEM | REACTION |
Respiratory system | Depressed muscles and patterns of respiration; altered gas exchange and impaired oxygenation; depressed airway-protective mechanisms; airway irritation and possible laryngospasm |
Cardiovascular system | Depressed myocardium; hypotension and tachycardia; bradycardia in response to vagal stimulation |
Cerebrovascular system | Increased intracranial blood volume and increased intracranial pressure |
Gastrointestinal system | Reduced hepatic blood flow and thus reduced hepatic clearance |
Renal system | Decreased glomerular filtration |
Skeletal muscles | Skeletal muscle relaxation |
Cutaneous circulation | Vasodilation |
Central nervous system (CNS) | CNS depression; blurred vision; nystagmus; progression of CNS depression to decreased alertness, sensorium, and decreased level of consciousness |
Indications
General anesthetics are used to produce unconsciousness as well as relaxation of skeletal and visceral smooth muscles for surgical procedures as well as in electroconvulsive therapy for severe depression (see Chapter 16).
Contraindications
Contraindications to the use of anesthetic drugs include known drug allergy. Depending on the drug type, contraindications may also include pregnancy, narrow-angle glaucoma, and known susceptibility to malignant hyperthermia (see Adverse Effects) from prior experience with anesthetics.
Adverse Effects
Adverse effects of general anesthetics are dose dependent and vary with the individual drug. The heart, peripheral circulation, liver, kidneys, and respiratory tract are the sites primarily affected. Myocardial depression is a common adverse effect. All of the halogenated anesthetics are capable of causing hepatotoxicity, and methoxyflurane can cause significant respiratory depression.
With the development of newer drugs, many of the unwanted adverse effects characteristic of the older drugs (such as hepatotoxicity and myocardial depression) are now a thing of the past. In addition, many of the bothersome adverse effects such as nausea, vomiting, and confusion are less common since balanced anesthesia is widely used. Substance abuse (e.g., alcohol abuse; see Chapter 17) can predispose a patient to anesthetic-induced complications (e.g., liver toxicity). A positive history of substance abuse may lead to dosage adjustments in one or more of the drugs used. A drug-abusing patient with a high tolerance for street drugs may require larger doses of anesthesia-related drugs (e.g., benzodiazepines, opioids) to achieve the desired sedative effects.
Malignant hyperthermia is an uncommon, but potentially fatal, genetically linked adverse metabolic reaction to general anesthesia. It is classically associated with the use of volatile inhalational anesthetics as well as the depolarizing NMBD succinylcholine (see Neuromuscular Blocking Drugs later in this chapter). Signs include rapid rise in body temperature, tachycardia, tachypnea, and muscular rigidity. Patients known to be at greater risk for malignant hyperthermia include children, adolescents, and individuals with muscular and/or skeletal abnormalities such as hernias, strabismus, ptosis, scoliosis, and muscular dystrophy. Malignant hyperthermia is treated with cardiorespiratory supportive care as needed to stabilize heart and lung function along with the skeletal muscle relaxant dantrolene (see Chapter 12). In fact, by law, all facilities that provide general anesthesia must maintain a certain amount of dantrolene on hand in case of malignant hyperthermia.
Toxicity and Management of Overdose
In large doses, anesthetics are potentially life threatening, with cardiac and respiratory arrest as the ultimate causes of death. However, these drugs are almost exclusively administered in a very controlled environment by personnel trained in advanced cardiac life support. These drugs are also very quickly metabolized. In addition, the medullary center, which governs the vital functions, is the last area of the brain to be affected by anesthetics and the first to regain function. These factors combined make an anesthetic overdose rare and easily reversible.
Interactions
Some of the common drugs that interact with general anesthetics are antihypertensives and beta blockers, which have additive effects when combined with general anesthetics (i.e., increased hypotensive effects from antihypertensives, and increased myocardial depression with beta blockers). No significant laboratory test interactions have been reported.
Drug Profiles
The dose of any anesthetic depends on the complexity of the surgical procedure to be performed and the physical characteristics of the patient. All of the general anesthetics have a rapid onset of action along with rapid elimination upon discontinuation. Anesthesia is maintained intraoperatively by continuous administration of the drug.
isoflurane
Isoflurane (Forane) is a fluorinated ether that is a chemical isomer of the older fluorinated ether enflurane. It has a more rapid onset of action, causes less cardiovascular depression, and has little or no associated toxicity. This is in contrast to enflurane, which can cause seizures, and halothane, which is associated with liver toxicity.
sevoflurane
Sevoflurane (Ultane) is a fluorinated ether and is now widely used. Its pharmacokinetics, with rapid onset and rapid elimination, make it especially useful in outpatient surgery settings. It is also nonirritating to the airway, which greatly facilitates induction of an unconscious state, especially in pediatric patients.
ketamine
Ketamine is a unique drug with multiple properties. Given intravenously, it can be used for both general anesthesia and moderate sedation. It is commonly used in the emergency department for setting broken bones. It can also provide moderate sedation when given intravenously and by other routes, including subcutaneous, intramuscular, epidural, oral, intranasal, rectal, transdermal, and topical. It binds to receptors in both central and peripheral nervous systems, including opioid receptors. The most important receptors for the therapeutic activity of this drug, however, are the N-methyl-D-aspartate (NMDA) receptors located in the dorsal horn of the spinal cord. The drug is highly lipid soluble and penetrates the blood-brain barrier rapidly, which results in a rapid onset of action. It has a low incidence of reduction of cardiovascular, respiratory, and bowel function. Adverse effects can include disturbing psychomimetic effects, including hallucinations. However, these are less likely to occur when benzodiazepines (see Chapter 12) are coadministered with the drug. Interacting drugs include NMBDs (prolonged paralysis) and halothane (reduced cardiac output and blood pressure). The drug is contraindicated in cases of known drug allergy.
nitrous oxide
Nitrous oxide, also known as laughing gas, is the only inhaled gas currently used as a general anesthetic. It is the weakest of the general anesthetic drugs and is used primarily for dental procedures or as a supplement to other, more potent anesthetics.
♦ propofol
Propofol (Diprivan) is a parenteral general anesthetic used for the induction and maintenance of general anesthesia and also for sedation for mechanical ventilation in intensive care unit (ICU) settings. In lower doses, it can also be used as a sedative-hypnotic for moderate sedation. Some states allow nurses to administer propofol as part of a moderate sedation protocol. However, many state boards of nursing prohibit administration by nurses. Propofol also is typically well tolerated, producing few undesirable effects. Propofol is a lipid-based emulsion, and prolonged use, or if given in conjunction with total parenteral nutrition, requires serum lipids to be monitored.
dexmedetomidine
Dexmedetomidine (Precedex) is an alpha-2 adrenergic receptor agonist (see Chapter 13). It produces dose-dependent sedation, decreased anxiety, and analgesia without respiratory depression. It is used for procedural sedation and for surgeries of short duration. It has a short half-life, and the patient awakens quickly upon withdrawal of the drug. Dexmedetomidine is also used in the intensive care setting for sedation of mechanically ventilated patients. Lower doses may be needed with concurrent anesthetics, sedatives, or opioids. Side effects include hypotension, bradycardia, transient hypertension, and nausea. Doses are listed in Table 11-3. Although the prescribing information states that dexmedetomidine is to be used for only 24 hours, multiple studies have shown it to be safe and effective at longer durations.
Drugs for Moderate Sedation
Moderate sedation, conscious sedation, and procedural sedation are synonymous terms for anesthesia that does not cause complete loss of consciousness and does not normally cause respiratory arrest. As more minor surgical procedures move from traditional operating room settings to outpatient surgery centers or office-based practices, the use of moderate sedation will continue to increase. Moderate sedation allows the patient to relax and have markedly reduced or no anxiety, yet still maintain his or her own open airway, and response to verbal commands. Standards must be followed when providing moderate sedation. Health care personnel who administer moderate sedation are required to have advanced cardiac life support training; one professional must have no duties other than to monitor the patient, and someone with the ability to intubate the patient must be present in case the patient slips into a deeper state of sedation and is unable to maintain an open airway. The American Society of Anesthesiologists has published guidelines on moderate sedation, which can be found at www.asahq.org.
The most commonly used drugs for moderate sedation include a benzodiazepine, usually midazolam (see Chapter 12), with an opioid, usually fentanyl or morphine. Propofol is also a common agent used. Propofol is usually given by an anesthesiologist, although there is some debate among physician specialties as who should be allowed to administer propofol. The doses of midazolam used in moderate sedation are 0.02 to 0.1 mg over a 2-minute period, not to exceed 2.5 mg. If needed, a repeat dose of 25% of the initial dose may be used. If midazolam is combined with an opioid such as fentanyl or morphine, the dose should be reduced by 30% to 50%. The most common dose of fentanyl is 1 to 2 mcg/kg, which may be repeated every 30 minutes. The dose of morphine for moderate sedation is 2 mg IV. When these drugs are combined with a benzodiazepine, smaller doses should be used. The dose of propofol for moderate sedation is 0.5 to 1 mg/kg followed by 0.5 mg/kg every 3 to 5 minutes. Mild amnesia is also a common effect, due to the midazolam. This is often desirable for helping patients not to remember painful medical procedures. Moderate sedation is associated with a more rapid recovery time than general anesthesia as well as a better safety profile because of lower cardiopulmonary risks.
The oral route of drug administration is commonly used in pediatric patients. This often involves administering an oral syrup form of midazolam with or without concurrent use of injected medications such as opiates. This is especially helpful for pediatric patients who must undergo uncomfortable procedures such as wound suturing or diagnostic procedures requiring reduced movement such as computed tomography and magnetic resonance imaging. See the Patient-Centered Care: Lifespan Considerations for the Pediatric Patient box below for other considerations.
Local Anesthetics
Local anesthetics are the second major class of anesthetics. They reduce pain sensations at the level of peripheral nerves, although this can involve intraspinal anesthesia (see later). They are also called regional anesthetics because they render a specific portion of the body insensitive to pain. They work by interfering with nerve transmission in specific areas of the body, blocking nerve conduction only in the area in which they are applied without causing loss of consciousness. They are most commonly used in clinical settings in which loss of consciousness is undesirable or unnecessary. These include childbirth and other situations in which spinal anesthesia is desired, dental procedures, suturing of skin lacerations, and diagnostic procedures (e.g., lumbar puncture, thoracentesis, biopsy).
Most local anesthetics belong to one of two major groups of organic compounds: esters and amides. They are classified as either parenteral (injectable) or topical anesthetics. Parenteral anesthetics are most commonly given intravenously but may also be administered by various spinal injection techniques (Box 11-2). Topical anesthetics are applied directly to the skin and mucous membranes. They are available in the form of solutions, ointments, gels, creams, powders, suppositories, and ophthalmic drops. Their dosage strengths are listed in Table 11-5.
TABLE 11-5
DRUG | ROUTE | DOSE STRENGTH |
benzocaine (Dermoplast, Lanacane, Solarcaine) | Topical, aerosol, and spray | 0.5%-20% ointment or cream |
cocaine | Topical | 4%-10% solution, jelly |
dibucaine (Nupercainal) | Injection and topical | 0.5%-1% solution, ointment, or cream |
dibucaine | Topical | 1% ointment |
dyclonine (Dyclone, Sucrets) | Topical | 0.5%-1% solution |
ethyl chloride (Chloroethane) | Topical | Spray |
lidocaine (Lidoderm) | Topical | 5% patch |
proparacaine (Alcaine, Ophthetic) | Ophthalmic | 0.5% solution |
prilocaine/lidocaine (EMLA) | Topical | 2.5% prilocaine and 2.5% lidocaine cream |
tetracaine (Pontocaine) | Injection, topical, and ophthalmic | 0.5%-2% solution, ointment, or cream |
The injection of parenteral anesthetic drugs into the area near the spinal cord is known as spinal or intraspinal anesthesia. This type of anesthesia is generally used to block all peripheral nerves that branch out distal to the injection site. The result is elimination of pain and paralysis of the skeletal and smooth muscles of the corresponding innervated tissues. Some of the medications used for spinal anesthesia include the opioids morphine, hydromorphone, fentanyl, and meperidine (see Chapter 10), and the local anesthetics lidocaine and bupivacaine. Because spinal anesthesia does not depress the CNS at a level that causes loss of consciousness, it can be thought of as