Evaluating the Literature

Chapter 11. Evaluating the Literature

Geraldine McCarthy and Dawn O’Sullivan




▪ Introduction


▪ Getting started: is this paper worth reading?


▪ Using generic evaluation criteria


▪ Evaluating qualitative research


▪ Evaluating quantitative research


▪ Conclusion



Introduction


Evaluating the literature permits judgements to be made about the significance, merit and usefulness of a particular study (McCaughan 1999). Evaluation improves with practice and enhances comprehension and appreciation (Hek 1996). Critical evaluation entails objectively judging the strengths and weaknesses of research, systematically analysing each component in an unbiased and critical way thus reaching conclusions about the quality of the work.

The acknowledgement that nursing care should be evidence-based requires effective evaluation of the literature. With increasing numbers of nursing journals publishing research it becomes imperative for nurses to decide what they should read and what evidence to use in practice. Several questions should be considered before comprehensively reading a research publication and, once read, before deciding whether it is useful for purpose.


Getting started: is this paper worth reading?


With a vast amount of nursing literature available it is crucial to ascertain the appropriateness and quality of a research-based paper before engaging with it. Reviewing the title of the study is worthwhile as it usually reflects the content of the work. While it should not contain jargon, the title should stimulate the reader to continue reading. Some titles are misleading and it may not be worthwhile reading on. It is also worth checking the author’s qualifications, as this should provide information on the experience of the researchers. Consideration of whether the study was published by a reputable journal is also advisable. The source of the article under review can provide valuable information on the quality of the study. Peer-reviewed journals, for example, acclaim a higher standard of publications than non-peer-reviewed journals as they are read by independent reviewers (Beeman 2002). However, if a study is published in a peer-reviewed journal this is not a non-disputable measure of its worth (Marshall 2005).

The abstract provides a concise summary of the study and careful evaluation is key to deciding its worth. Different journals request variations in the way abstracts are structured; however, the content is generally premised on similar requirements. The abstract should contain accurate, succinct information and must only include content which subsequently appears in the paper (Branson 2004). Appropriate evaluation of this can only occur once the paper is read. Reviewers should evaluate the provision of a concise summary of the aims, methods, subjects, main findings, conclusions and recommendations. It is necessary to evaluate whether the paper is an original piece of research or if it is simply reporting aspects of a study, which should be explicit having read the abstract (Hek 1996). Having accepted that the paper is worthwhile, it should be scanned in a structured way to answer specific questions regarding its quality (Makela & Witt 2005). If serious weaknesses or flaws are evident, it is advisable to abandon the paper.

It is necessary to examine, understand and evaluate each stage of the research independently. There are generic evaluation criteria that are applicable to both quantitative and qualitative research literature. However, the nature of the approaches means that specific criteria are also necessary. Generic evaluation criteria are presented in Table 11.1 and specific qualitative and quantitative criteria in Table 11.2.





















































































Table 11.1 Generic criteria for evaluating the literature
Component Key questions
Abstract ▪ Does the abstract contain a brief description of aims, methods, data collection/analysis, sample, findings, conclusion?
▪ Is a succinct, clear and comprehensive summary of the main text of the paper given?
▪ Is the study original?
Literature review ▪ Is the literature review critical, current, biased, relevant, structured?
▪ Is the significance of the topic established?
▪ Is there justification for the current study?
▪ Are research variables/concepts clearly defined?
Aims/objectives ▪ Is the research question clear?
▪ Are aims and objectives described? And are they capable of answering the research question?
Design ▪ What is the research design and is it adequately explained?
▪ Is the design appropriate and justified?
Sample ▪ Is the sampling method explained including sample size and inclusion/exclusion criteria?
▪ How were the subjects selected?
▪ Are there sufficient descriptions of participants/respondents offered?
▪ Will the sample allow limited or extensive generalisability?
▪ Is there evidence of sampling bias?
Ethical approval ▪ Was ethical approval obtained?
▪ Were ethical principles upheld?
Data collection ▪ What data were collected and by what methods? Were the methods described in sufficient detail?
▪ Are the procedures used to collect data capable of providing the required information?
▪ Was a pilot study conducted?
Data analysis ▪ Is there a detailed description of the data analysis procedures?
▪ Were data analysed in the most appropriate way?
Findings ▪ Are the findings presented in a clear, concise and well-organised manner?
▪ Are all relevant findings included?
▪ What do the findings mean?
▪ Do the findings answer the research questions?
▪ How transferable are the findings?
Discussion ▪ Are the results compared with previous findings?
▪ Is there evidence of speculation? Or are the author’s comments justified by the results?
▪ Are major new findings clearly described and justified?
▪ Are strengths and weaknesses of the study highlighted?
▪ Are recommendations for future research provided?
▪ Does the study enhance my knowledge of practice?























































Table 11.2 Criteria for evaluating qualitative and quantitative research
Qualitative criteria Quantitative criteria
▪ Is the design appropriate? Does it ‘fit’ the research question? ▪ Have the researchers used a theoretical or conceptual framework? If yes, is it adequately explained?
▪ Have researchers documented their preconceptions? ▪ Are adequate descriptions of individuals provided?
▪ Is the sample and setting described sufficiently? ▪ Is there a control group?
▪ Were sampling strategies suitable to identify participants and sources to inform research question? ▪ Are instruments sufficiently described and is there a rationale for using each tool?
▪ Did researcher engage with participants and become familiar with study context? ▪ Are they reliable and valid?
▪ Were multiple methods employed? ▪ Was the description of any interventions in sufficient detail to be repeatable?
▪ Was data collection capable of generating rich data? ▪ Is data analysis described and appropriate?
▪ To what extent did analysis inform subsequent data gathering? ▪ Are statistical tests for analysing results stated and are they appropriate?
▪ Are the findings credible? ▪ Are tables or graphs adequately labelled, explained and effective?
▪ Was a member-check performed? ▪ Are all respondents accounted for?
▪ Were data analysed by more than one independent researcher? ▪ What claims are made for generalisability of findings?
▪ Is a range of verbatim quotes provided? ▪ Did the study give support for the theoretical framework (if one was used)?
▪ Would interpretation of data be recognisable to those having experience in the situations described?
▪ Has the research contributed to knowledge or theoretical advancement?
▪ Can the findings be transferred to other patients or groups?
▪ Were accurate records or an audit trail retained by the researchers?


Using generic evaluation criteria



Literature review


The literature review contains the researcher’s appraisal of relevant literature associated with the research problem. It should include up-to-date references and provide a critical perspective of the existing literature. A combination of theoretical and research-based knowledge on the topic and sample population, where possible, should be presented. Biased opinions should not be evident and it is important that the researchers have provided evidence which supports as well as contradicts personal opinions (Marshall 2005). A good literature review draws from a wide range of sources, contains relevant information and provides a summary of current knowledge on the research topic (Carnwell & Daly 2001). It should begin broadly, narrow down to the specific problem and conclude with a clear justification for the research (Russell 2005). Secondary sources should only be used when absolutely necessary as the reader is subsequently analysing another’s interpretation of the study. The review should highlight flaws in previous research methods that the current study will overcome (Summers 1991). The literature review, through identification of what is already known on a given topic, provides a rationale for the proposed study. The literature should not be presented as a descriptive narrative. Instead, conclusions should be drawn from individual research studies and analysed and compared to others. Research variables should be clearly defined to ensure consensus on what is actually being investigated. Overall the review should flow logically, include all major research previously conducted in the area and be consistently referenced. Word limitations in many journals mean that literature reviews are often very short, which can result in difficulties making balanced judgements about the review. Sometimes reviews are published separately and a quick look at the reference listing should confirm if this is the case.



Research design/approach


The research design or approach should be explained sufficiently and include the identification of theoretical or conceptual frameworks used to underpin the study (Hek 1996). Evaluation of the design includes assessing the appropriateness of the approach to the research questions posed, the aims and objectives. For example, if the researcher is investigating ‘lived experiences’, then a phenomenological design is the most suitable; however, if exploring the relationship between variables, then a quantitative correlation design is appropriate (Polit & Beck 2004). In some instances a number of approaches may be suited to a particular study and evaluation should be concerned with how the researchers justify using the chosen design. The research design should be reflected in the research problem, sampling procedure and methods used in data collection and analysis (Benton & Cormack 1996).


Sampling


The sampling procedure should be described in detail, incorporating sample size and inclusion/exclusion criteria, as well as the rationale for the sampling procedure implemented. It is important to evaluate whether or not the sampling procedure was used appropriately by the researchers, i.e. was the sample type in keeping with the design. For example, in a quantitative experimental study, randomisation is the recommended sampling method (Burns & Grove 2001). Enough information should be provided to consider whether the sample selection method was valid. Questions surrounding the issue of sampling bias should also be raised. Sampling bias occurs when there is over- or under-representation of any characteristics of relevance to the research problem (Polit & Beck 2004). Consideration of whether the sample is large enough and representative of the population under investigation is important. While small samples may be appropriate in qualitative studies, a larger sample size is required for statistical analysis in quantitative research. Research reports should be specific about size and how researchers arrived at the number of subjects. The sample should be sufficiently explicit to allow informed judgements about whether the findings can be generalised to others (McCaughan 1999).


Ethical approval


There are ethical issues in all research and it is necessary to evaluate whether appropriate ethical approval was obtained for the research. Normally, this is achieved after submission of a detailed proposal to a local ethics committee. Specific description of subject recruitment and retention should be provided. Subjects should be given adequate information, and be assured of their rights to confidentiality, anonymity and freedom to withdraw from the study at any time. It is also important to establish whether ethical principles such as informed consent were upheld throughout the research (Seals & Tanaka 2000) and whether data storage and disposal were addressed.


Data collection


Evaluating the methods used to collect data is important as any flaws in data collection may undermine findings. Procedures taken to collect data should be described in detail. How key concepts were defined is important. The relationship of this definition to method of data collection should be explicit. It is important to decide whether the way data were collected was appropriate to the specific data required. Irrespective of how data were collected, sample questions or interview topics should be provided so that the reader can make informed judgements concerning the relevance of the questions asked (Beeman 2002). Ascertaining whether a pilot study was conducted is a useful way of evaluating if potential problems with data collection methods were identified and altered (Polit & Beck 2004).


Data analysis and findings


The conclusions or results reached are largely dependent on the adequacy of data analysis. It is important to evaluate whether the researchers analysed the data in the most appropriate way (Seals & Tanaka 2000). Adequate descriptions of how data were analysed should be provided and in keeping with the research design. Owing to the different techniques quantitative and qualitative researchers use to analyse data, these issues will be dealt with separately below.

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Dec 3, 2016 | Posted by in NURSING | Comments Off on Evaluating the Literature

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