Evidence-Based Practice From a Public Health Perspective
Joanne K. Singleton
Renee McLeod-Sordjan
No system can endure that does not march (Nightingale, 1893/2004, p. 216).
LEARNING OBJECTIVES
At the completion of this chapter, the reader will be able to
Define evidence-based practice.
Describe the systematic approach to finding best available evidence.
Explore the application of evidence-based practice to public health issues of health literacy and tobacco use.
KEY TERMS
Evidence-based medicine
Evidence-based practice
Health literacy
Tobacco use
Introduction to Evidence-Based Practice and Public Health
“In a world where public health threats range from AIDS and bioterrorism to an epidemic of obesity, the need for an effective public health system is as urgent as it has ever been” (Gebbie, Rosenstock, & Hernandez, 2003, p. 1). This quotation comes from an Institute of Medicine (IOM) report, Who Will Keep the Public Healthy? Educating Public Health Professionals for the 21st Century. Although this report is aimed primarily at schools of public health, it includes recommendations for schools of nursing and medicine as well. For schools of nursing, the recommendations address the inclusion of an ecological perspective of health in nursing curricula, collaboration among all public health professionals from a variety of disciplines, and the provision of clinical experiences in the public health arena.
The 2011 IOM report, The Future of Nursing: Leading Change, Advancing Health considers key messages and recommendations that pertain to nursing. One of the key messages specifically addresses the improvement of nursing education to ensure the delivery of “safe, quality, patientcentered care across all settings, especially in such areas as primary care and community and public health” (p. 6).
The 2011 IOM report, The Future of Nursing: Leading Change, Advancing Health considers key messages and recommendations that pertain to nursing. One of the key messages specifically addresses the improvement of nursing education to ensure the delivery of “safe, quality, patientcentered care across all settings, especially in such areas as primary care and community and public health” (p. 6).
An important aspect of these recommendations is the acknowledgment of evidence-based practice (EBP). The IOM published Health Professions Education: A Bridge to Quality (Griener & Knebel, 2003), which included the following new vision for all health professions education: “All health professionals should be educated to deliver patient centered care as members of an interdisciplinary team, emphasizing evidence-based practice, quality improvement approaches, and informatics” (p. 3). This challenge was answered in 2006 with the Quality and Safety Education for Nurses (QSEN) initiative funded by the Robert Wood Johnson Foundation (QSEN, 2007). This initiative sought to identify the knowledge, competencies, and attitudes that nurses need to know to practice with quality and safety in mind. The six major areas of practice include: patient-centered care, teamwork and collaboration, evidencebased practice, quality improvement, safety, and informatics (Cronenwett et al., 2007).
What Is an Evidence-Based Practice Lens for Viewing Population-Based Health Issues?
The term “evidence based” was first used by medicine in 1992 by Gordon Guyatt, a Canadian physician from McMaster University, and the Evidence-Based Medicine Working Group. Although the term evidence-based medicine originated within the medical profession as a new paradigm for medical practice (Oxman, Sackett, & Guyatt, 1992), the essence of this paradigm—using research evidence as the best evidence to guide professional decision making—has recently spread to other professions both within and outside the healthcare arena. Singleton, Levin, and Keefer (2007) discussed several examples from the disciplines of law, education, and management. In addition, Cullum, Ciliska, Haynes, and Marks (2008) cite the use of the term “evidence based” in professions such as physiotherapy and police science.
Regardless of the field or discipline in which this paradigm or model is applied, EBP has several conceptual and process components that cross disciplinary boundaries. Evidence-based practice is a framework for decision making that uses the best available evidence in conjunction with the professional’s expertise and the client’s, customer’s, or consumer’s values and preferences to guide problem solving and judgments about how to best approach a situation to achieve desired outcomes (Melnyk & Fineout-Overholt, 2011; Straus, Richardson, Glasziou, & Haynes, 2005). The key to the EBP model is the systematic approach to finding the best available evidence to answer a focused question and to implement the answer in practice as follows:
Ask and frame a clinical question.
Find the evidence to answer the question.
Appraise the evidence for validity, source reliability, and applicability to practice.
Select and synthesize the best evidence for use.
Implement the evidence-based intervention in practice.
Evaluate the intervention and results.
The search for and retrieval of this evidence are not always approached in the systematic way
advocated in the EBP paradigm, which is to try to find the highest level of evidence first and then proceed methodically through the hierarchy of evidence that exists to answer the focused question. Some types of evidence carry more weight than other types of evidence. For example, a single study carries less weight than a systematic review, because a systematic review combines the results of several studies on the same clinical question or questions. We always want to use the highest level of evidence available to guide our clinical practice. Health professionals, therefore, have developed schemata that rank evidence according to levels. The higher the level of evidence, the more confidence we are able to have in a study’s validity. There are many different schemata for ranking the level of a piece of evidence. Based on the work of others, Melnyk & Overholt (2011) pre-sent seven levels in the hierarchy of evidence (see Box 5-1).
advocated in the EBP paradigm, which is to try to find the highest level of evidence first and then proceed methodically through the hierarchy of evidence that exists to answer the focused question. Some types of evidence carry more weight than other types of evidence. For example, a single study carries less weight than a systematic review, because a systematic review combines the results of several studies on the same clinical question or questions. We always want to use the highest level of evidence available to guide our clinical practice. Health professionals, therefore, have developed schemata that rank evidence according to levels. The higher the level of evidence, the more confidence we are able to have in a study’s validity. There are many different schemata for ranking the level of a piece of evidence. Based on the work of others, Melnyk & Overholt (2011) pre-sent seven levels in the hierarchy of evidence (see Box 5-1).
Box 5-1 LEVELS OF EVIDENCE
Level I: Systematic reviews and/or meta-analysis of randomized controlled trials (RCTs) assessed to be relevant
Level II: Well designed RCTs
Level III: Non-randomized, well designed, controlled trials
Level IV: Well designed, case controlled and/or cohort studies
Level V: Systematic reviews of descriptive and qualitative studies
Level VI: Single descriptive or qualitative studies
Level VII: Expert opinion of individuals or committees
Source: Melnyk & Overholt (2011).
Although it is important to determine the levels of evidence upon which a recommendation for practice is based, it is also important to assess the quality of that evidence, whether it is a study or expert opinion. The quality of evidence depends on the critical appraisal of the study or the background of and resources used by an expert panel. The schema shown in Box 5-2 provides one approach for assigning a quality rating to a piece of evidence. Using this approach, a rating for any level of evidence may range from A to D and reflects the basic
scientific credibility of the overall study/project or other type of evidence.
scientific credibility of the overall study/project or other type of evidence.
Leveling schemes and quality ratings may differ according to the agency or organization or author. Under any circumstances, however, the leveling and determination of the quality of evidence are essential components of this model. Some evidence-based guidelines, such as the tobacco-dependence guidelines introduced later in this chapter, identify and define “strength” of evidence for the specific guideline. When reading EBP guidelines, therefore, it is important to identify the criteria used to assess the level, quality, or strength of evidence. This is the approach we have taken in providing readers with the best available evidence on two very important public health challenges: helping people to stop smoking and increasing the health literacy of our population.
Healthy People 2020—Public Health Conditions: An Evidence-Based Perspective
Healthy People 2020 is a federal government initiative that contains health objectives for the citizens of our nation (U.S. Department of Health and Human Services {U.S. DHHS}, 2010a). This document is built on past government initiatives intended to guide action that would improve the nation’s health. Healthy People 2020 addresses many objectives. This chapter focuses on two health conditions from a public health perspective: health literacy and tobacco addiction. We discuss the national incidence and prevalence and morbidity and mortality of these health conditions, the evidence to guide or develop population-focused interventions for these conditions, and specific public health interventions in action for health literacy and tobacco addiction.
The first topic that will be highlighted in this chapter is Health Communication and Health Communication Technology. This topic, along with its specific objectives, may be viewed in its entirety under Healthy People tab, 2020 Topics and Objectives (U.S. DHHS, 2010b). Under this topic area there are 13 objectives. One of the specific objectives for this topic area is:
HC/HIT-1: (Developmental) Improve the health literacy of the population
The second issue to be highlighted is under the topic area of Tobacco Use. This topic, along with specific objectives, may be viewed in its entirety under the Healthy People tab 2020 Topics and Objectives (U.S. DHHS, 2010b). There are a total of 20 objectives under the topic area of Tobacco Use. Two of the specific objectives for tobacco use are:
TU-1: Reduce tobacco use by adults.
TU-2: Reduce tobacco use by adolescents.
The focus of this chapter is on an evidence-based approach to these two very important public health topics: health literacy and tobacco use. Before discussing these two public health topics and introducing the EBP approach to understanding them, an overview of population-based concepts will help you to put the subsequent discussions about specific public health issues in context.
Health Literacy as a Public Health Condition: Overview and Definition
Before the 1990s, the impact of literacy on population health in the United States was either unappreciated by health professionals or was generally thought of as a problem of an individual; literacy was not considered to be a public health condition. Today, it is known that literacy and its healthcare counterpart, health literacy, have far-reaching effects on both the individual with
low health literacy and the U.S. population as a whole (Shohet & Renaud, 2006). Healthy People 2020 has formally included health literacy as one of the defined objectives for study and intervention for 2010-2020 (U.S. DHHS, 2010b).
low health literacy and the U.S. population as a whole (Shohet & Renaud, 2006). Healthy People 2020 has formally included health literacy as one of the defined objectives for study and intervention for 2010-2020 (U.S. DHHS, 2010b).
The definition of health literacy is continually being refined. The most widely-accepted definition states that health literacy is “the degree to which individuals have the capacity to obtain, process, and understand basic health information and services needed to make appropriate health decisions” (Nielsen-Bohlman, Panzer, & Kindig, 2004, p. 32). This definition has been expanded more recently to reflect the even broader impact that health literacy has on individual lives. “Literacy facilitates access to information, and enables individuals to make informed health decisions, to influence events, and to exert greater control over their lives” (Shohet & Renaud, 2006, p. 10). In more concrete terms, health literacy impacts an individual’s ability to access health care, to make choices in obtaining appropriate health insurance coverage, and to seek out high-quality facilities to obtain evidence-based health screening and illness care as well as comprehend health information about disease prevention or self-care of chronic disease. Nine out of ten English speaking patients lack proficiency to comprehend everyday health communication (Nielsen-Bohlman et al., 2004). In addition, if an individual is the caregiver of children or elderly family members, the individual needs to advocate and make decisions for those in his or her care. Clearly, health literacy has far-reaching effects on individuals, families, communities, and the U.S. population as a whole.
INCIDENCE, PREVALENCE, MORBIDITY, AND MORTALITY
Incidence and Prevalence.
Although low health literacy is now widely recognized to have a significant negative impact on both the individual and public health, tools to measure health literacy and strategies to improve care of the low literacy population have been developed only recently. For the third time in as many decades, the National Center for Education Statistics (2006) measured the English literacy of the U.S. population in the 2003 National Assessment of Adult Literacy. This survey was the first to include measurement of health literacy in addition to overall U.S. English literacy. The National Assessment of Adult Literacy surveyed a representative sample of 18,000 U.S. households as well as 1,200 persons in prisons. For the purpose of this study, health literacy was defined using the previously quoted IOM definition (National Center for Education Statistics, 2006).
Health literacy was measured using the three literacy measures used in the overall English literacy assessments by the 2003 National Assessment of Adult Literacy survey: prose, document, and quantitative measures. Prose literacy is defined as the ability to search, comprehend, and use information from continuous text. Document literacy is defined as the ability to search, comprehend, and use information from noncontinuous text (e.g., application forms or maps). Quantitative literacy is defined as the ability to identify and perform computation using numbers embedded in print materials (e.g., balancing a checkbook). In addition, three domains specific to health literacy were identified and measured: clinical, prevention, and navigation of the health system. The clinical domain was defined as the activities involved in the provider-patient interaction, such as completing forms and understanding medication dosages. The prevention domain was defined as activities related to disease prevention and self-management of illness. Navigation of the health system included activities such as understanding health insurance plans and consent forms.
Results of the 2003 adult health literacy survey showed that 36% of the U.S. population, or approximately 87 million adults, had either below basic (14%) or basic (22%) health literacy levels, defined as
Below basic: No more than the most basic and concrete literacy skills
Basic: Skills necessary to perform simple and basic everyday activities
Disparities among particular subpopulations were also noted. Hispanic populations had the lowest percentage of health literacy among ethnic groups. More men (16%) than women (12%) had below basic health literacy levels. Persons who did not speak English before attending primary school had lower health literacy than those who spoke English at early ages, and adults over age 65 had lower health literacy than other age groups. Educational attainment was significantly associated with below basic health literacy: 49% of individuals who did not complete either high school or a General Educational Development program had below basic health literacy scores. Adults living in poverty had lower health literacy levels than other socioeconomic groups, as did persons who had self-perceived overall health at lower ratings. Persons who had no health insurance or had Medicaid/Medicare had lower health literacy levels. Those who obtained their basic health information from television or radio had lower health literacy than those who obtained information from print media (National Center for Education Statistics, 2006).
Low health literacy may contribute significantly to the notable health disparities across specific populations in the United States. One of the overarching goals of Healthy People 2020 (U.S. DHHS, 2010c) is to reduce these health disparities, which lead to increased morbidity and mortality as well as inefficient and ineffective use of public resources. Estimates of the cost of low health literacy to U.S. society range from $106 to $236 billion annually (Vernon, Trujillo, Rosenbaum, & DeBuono, 2007). When future and indirect costs are accounted for, this estimate increases to a range from $1.6 to $3.6 trillion annually (Vernon et al., 2007). Clearly, low health literacy is a public health condition of great consequence.
Morbidity and Mortality and Level of Evidence.
Many studies have documented how low health literacy impacts a person’s ability to obtain preventive screening services and to manage one’s chronic diseases. Based on the level of evidence ratings in Box 5-1, the following evidence is reported. In a systematic review of the literature, Berkman, Sheridan, Donahue, Halpern, and Crotty (2011) found that patients with low health literacy used health resources less frequently than their higher literacy counterparts (level I). Maniaci, Heckman, and Dawson (2008) found that patients with lower levels of health literacy were found to have less medication knowledge after hospital discharge (level IV). In addition, patients with type 2 diabetes mellitus and low health literacy were found to have higher HgA1C levels and higher rates of retinopathy than those with higher health literacy levels (Schillinger et al., 2002) (level IV). Patients with low health literacy were less likely to use preventive services (IOM, 2004) (level V). Also, higher mortality rates were associated with lower health literacy scores (Baker et al., 2007) (level IV). Patients with low health literacy have higher rates of hospitalizations and complications and higher emergency room use (Baker, Parker, Williams, & Clark, 1998; Baker et al., 2002) (level IV). Among elderly patients 65 and older, low health literacy was associated with increased hospitalizations, higher emergency room utilization, poor medication adherence, and impaired ability to interpret
health messages (Berkman, Sheridan, Donahue, Halpern, Viera, et al., 2011) (level I). Moreover, patients with low health literacy were two to three times more likely to experience poor outcomes (DeWalt, Berkman, Sheridan, Lohr & Pignone, 2004) (level I).
health messages (Berkman, Sheridan, Donahue, Halpern, Viera, et al., 2011) (level I). Moreover, patients with low health literacy were two to three times more likely to experience poor outcomes (DeWalt, Berkman, Sheridan, Lohr & Pignone, 2004) (level I).
EVIDENCE TO GUIDE POPULATION-FOCUSED INTERVENTIONS
Evidence on the morbidity and mortality related to health literacy provides guidance on population-focused interventions. The burden of low health literacy on the health of society mandates action to improve the problem. Population-focused interventions occur within the national, state, and local arenas.
In 2010, President Obama signed the Plain Writing Act of 2010, which was designed to promote communication that the public can understand. In response, the U.S. DHHS released a National Action Plan to Improve Health Literacy. The National Action Plan aims to eliminate complex medical jargon in health communication. The National Action Plan suggests a “universal precautions” approach to health literacy and communication. By adopting universal precautions, health professionals use clear communication that is culturally appropriate regardless of the perceived health literacy skills of the client. Health information comes from various sources across multiple disciplines (e.g., websites and social media; health professionals, caregivers, and public health officials; schools; television and radio). As a result of multiple health messages, national evidencebased strategies must be adopted to improve clear communication.
An exemplar health literacy intervention that addresses communication is the three-pronged strategy adopted by The Joint Commission (Murphy-Knoll, 2007). The first strategy makes clear communication an organizational priority. The second strategy mandates that clear communication needs to be addressed across the continuum of care, from the acute care to the primary care setting. The third strategy states that policy changes must be pursued to improve provider-patient communication. Health Literacy Innovations is a computer-based software system used by the National Institutes of Health to improve the readability of health information by translating technical information into simpler terms.